STOCK TITAN

[Form 4] Peabody Energy Corporation Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Peabody Energy Corp. (BTU) Form 4: Director Margaret Katherine Banks acquired 74 shares of common stock on 09/03/2025 at a reported price of $17.09 per share, increasing her direct beneficial ownership to 17,030 shares. The filing states these 74 shares represent exempt dividend equivalents on prior deferred stock unit awards rather than a market purchase. The Form 4 was signed by an attorney-in-fact on 09/05/2025. No derivative transactions, option exercises, or other classes of securities are reported in this filing.

Peabody Energy Corp. (BTU) Form 4: La direttrice Margaret Katherine Banks ha acquisito 74 azioni ordinarie il 03/09/2025 al prezzo riportato di $17,09 per azione, portando la sua partecipazione diretta a 17.030 azioni. Il documento specifica che queste 74 azioni costituiscono equivalenti di dividendi esenti relativi a precedenti premi in unità di azioni differite e non un acquisto sul mercato. Il Form 4 è stato firmato da un rappresentante legale il 05/09/2025. Non sono segnalate transazioni su derivati, esercizi di opzioni o altre classi di titoli in questo deposito.

Peabody Energy Corp. (BTU) Form 4: La directora Margaret Katherine Banks adquirió 74 acciones ordinarias el 03/09/2025 a un precio informado de $17.09 por acción, aumentando su participación directa a 17.030 acciones. El documento indica que estas 74 acciones representan equivalentes de dividendos exentos correspondientes a anteriores premios de unidades de acciones diferidas y no una compra en el mercado. El Form 4 fue firmado por un apoderado el 05/09/2025. No se informan operaciones con derivados, ejercicios de opciones u otras clases de valores en esta presentación.

Peabody Energy Corp. (BTU) Form 4: 이사 Margaret Katherine Banks는 2025-09-03에 보통주 74주를 주당 $17.09에 취득하여 직접 보유 지분을 17,030주로 늘렸습니다. 해당 제출서류에는 이 74주가 시장 매수가 아닌 이전에 부여된 이연 주식 단위에 대한 면제 배당 등가로 표시되어 있습니다. Form 4는 2025-09-05에 대리인이 서명했습니다. 이 제출서류에는 파생상품 거래, 옵션 행사 또는 다른 종류의 증권 거래는 보고되어 있지 않습니다.

Peabody Energy Corp. (BTU) Form 4 : L'administratrice Margaret Katherine Banks a acquis 74 actions ordinaires le 03/09/2025 au prix déclaré de 17,09 $ par action, portant sa participation directe à 17 030 actions. Le dossier précise que ces 74 actions représentent des équivalents de dividendes exonérés liés à des attributions antérieures d'unités d'actions différées et non un achat sur le marché. Le Form 4 a été signé par un mandataire le 05/09/2025. Aucune transaction sur dérivés, exercice d'options ou autre catégorie de titres n'est signalée dans ce dépôt.

Peabody Energy Corp. (BTU) Form 4: Direktorin Margaret Katherine Banks erwarb am 03.09.2025 74 Stammaktien zum angegebenen Preis von $17,09 pro Aktie und erhöhte damit ihr direktes wirtschaftliches Eigentum auf 17.030 Aktien. Die Einreichung weist darauf hin, dass diese 74 Aktien befreite Dividendenäquivalente aus früheren, aufgeschobenen Aktieneinheiten sind und kein Marktankauf. Das Form 4 wurde am 05.09.2025 von einem Bevollmächtigten unterzeichnet. In dieser Meldung werden keine Derivattransaktionen, Optionsausübungen oder andere Wertpapierklassen angegeben.

Positive
  • Director Margaret Katherine Banks received 74 shares through exempt dividend equivalents, increasing disclosed direct ownership to 17,030 shares
  • Transaction is non-derivative and disclosed, documenting completion of deferred stock unit settlement in shares
Negative
  • None.

Insights

TL;DR: Director received 74 shares as exempt dividend equivalents; increases direct holdings to 17,030 shares.

The reported transaction is a non-derivative acquisition categorized as exempt dividend equivalents from prior deferred stock units, not an open-market purchase. The per-share amount of $17.09 is disclosed as the transaction price for these shares. For investors, this filing documents a routine equity settlement to a director and updates public ownership records, but it does not disclose cash purchases, option exercises, or changes to control.

TL;DR: Governance record shows non-cash settlement of deferred compensation into common stock for a director.

This Form 4 indicates fulfillment of previously granted deferred stock unit obligations through issuance of common stock as dividend equivalents. The filing identifies the reporting person as a director and lists direct beneficial ownership following the transaction. No amendments, multiple filers, or additional compensatory awards are referenced here. The disclosure complies with Section 16 reporting requirements for insider changes.

Peabody Energy Corp. (BTU) Form 4: La direttrice Margaret Katherine Banks ha acquisito 74 azioni ordinarie il 03/09/2025 al prezzo riportato di $17,09 per azione, portando la sua partecipazione diretta a 17.030 azioni. Il documento specifica che queste 74 azioni costituiscono equivalenti di dividendi esenti relativi a precedenti premi in unità di azioni differite e non un acquisto sul mercato. Il Form 4 è stato firmato da un rappresentante legale il 05/09/2025. Non sono segnalate transazioni su derivati, esercizi di opzioni o altre classi di titoli in questo deposito.

Peabody Energy Corp. (BTU) Form 4: La directora Margaret Katherine Banks adquirió 74 acciones ordinarias el 03/09/2025 a un precio informado de $17.09 por acción, aumentando su participación directa a 17.030 acciones. El documento indica que estas 74 acciones representan equivalentes de dividendos exentos correspondientes a anteriores premios de unidades de acciones diferidas y no una compra en el mercado. El Form 4 fue firmado por un apoderado el 05/09/2025. No se informan operaciones con derivados, ejercicios de opciones u otras clases de valores en esta presentación.

Peabody Energy Corp. (BTU) Form 4: 이사 Margaret Katherine Banks는 2025-09-03에 보통주 74주를 주당 $17.09에 취득하여 직접 보유 지분을 17,030주로 늘렸습니다. 해당 제출서류에는 이 74주가 시장 매수가 아닌 이전에 부여된 이연 주식 단위에 대한 면제 배당 등가로 표시되어 있습니다. Form 4는 2025-09-05에 대리인이 서명했습니다. 이 제출서류에는 파생상품 거래, 옵션 행사 또는 다른 종류의 증권 거래는 보고되어 있지 않습니다.

Peabody Energy Corp. (BTU) Form 4 : L'administratrice Margaret Katherine Banks a acquis 74 actions ordinaires le 03/09/2025 au prix déclaré de 17,09 $ par action, portant sa participation directe à 17 030 actions. Le dossier précise que ces 74 actions représentent des équivalents de dividendes exonérés liés à des attributions antérieures d'unités d'actions différées et non un achat sur le marché. Le Form 4 a été signé par un mandataire le 05/09/2025. Aucune transaction sur dérivés, exercice d'options ou autre catégorie de titres n'est signalée dans ce dépôt.

Peabody Energy Corp. (BTU) Form 4: Direktorin Margaret Katherine Banks erwarb am 03.09.2025 74 Stammaktien zum angegebenen Preis von $17,09 pro Aktie und erhöhte damit ihr direktes wirtschaftliches Eigentum auf 17.030 Aktien. Die Einreichung weist darauf hin, dass diese 74 Aktien befreite Dividendenäquivalente aus früheren, aufgeschobenen Aktieneinheiten sind und kein Marktankauf. Das Form 4 wurde am 05.09.2025 von einem Bevollmächtigten unterzeichnet. In dieser Meldung werden keine Derivattransaktionen, Optionsausübungen oder andere Wertpapierklassen angegeben.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Banks Margaret Katherine

(Last) (First) (Middle)
C/O PEABODY ENERGY CORP.
701 MARKET STREET

(Street)
ST. LOUIS MO 63101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/03/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/03/2025 A 74(1) A $17.09 17,030 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.
Remarks:
/s/ Caitlin Reardon-Ashley, Attorney-in-fact 09/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Margaret Katherine Banks report on Form 4 for BTU?

The filing reports an acquisition of 74 shares of Peabody Energy common stock on 09/03/2025 at a reported price of $17.09 per share.

Why were the 74 shares issued to the reporting person?

The filing explains the 74 shares represent exempt dividend equivalents on prior deferred stock unit awards.

What is Margaret Banks' total beneficial ownership after the reported transaction?

Following the reported transaction, the Form 4 shows 17,030 shares beneficially owned directly.

Was this Form 4 a market purchase or option exercise?

No; the Form 4 records a non-derivative acquisition via dividend equivalents, not an open-market purchase or option exercise.

When was the Form 4 signed and filed?

The filing shows a signature by an attorney-in-fact on 09/05/2025.
Peabody Energy

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