BTU Form 4: Director Banks Acquires 74 Shares at $17.09

Peabody Energy Corp. (BTU) Form 4: Director Margaret Katherine Banks acquired 74 shares of common stock on 09/03/2025 at a reported price of $17.09 per share, increasing her direct beneficial ownership to 17,030 shares.

Rhea-AI Filing Summary

Peabody Energy Corp. (BTU) Form 4: Director Margaret Katherine Banks acquired 74 shares of common stock on 09/03/2025 at a reported price of $17.09 per share, increasing her direct beneficial ownership to 17,030 shares. The filing states these 74 shares represent exempt dividend equivalents on prior deferred stock unit awards rather than a market purchase. The Form 4 was signed by an attorney-in-fact on 09/05/2025. No derivative transactions, option exercises, or other classes of securities are reported in this filing.

Positive

• Director Margaret Katherine Banks received 74 shares through exempt dividend equivalents, increasing disclosed direct ownership to 17,030 shares
• Transaction is non-derivative and disclosed, documenting completion of deferred stock unit settlement in shares

Negative

• None.

Insights

Securities Analyst

TL;DR: Director received 74 shares as exempt dividend equivalents; increases direct holdings to 17,030 shares.

The reported transaction is a non-derivative acquisition categorized as exempt dividend equivalents from prior deferred stock units, not an open-market purchase. The per-share amount of $17.09 is disclosed as the transaction price for these shares. For investors, this filing documents a routine equity settlement to a director and updates public ownership records, but it does not disclose cash purchases, option exercises, or changes to control.

Corporate Governance Expert

TL;DR: Governance record shows non-cash settlement of deferred compensation into common stock for a director.

This Form 4 indicates fulfillment of previously granted deferred stock unit obligations through issuance of common stock as dividend equivalents. The filing identifies the reporting person as a director and lists direct beneficial ownership following the transaction. No amendments, multiple filers, or additional compensatory awards are referenced here. The disclosure complies with Section 16 reporting requirements for insider changes.

Insider Trade Summary

Grant/Award: 74 shares

Grant/Award 1 txn

Insider Banks Margaret Katherine

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	74	$17.09	$1K

Holdings After Transaction: Common Stock — 17,030 shares (Direct)

Footnotes (1)

1. F1. The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What transaction did Margaret Katherine Banks report on Form 4 for BTU?

The filing reports an acquisition of 74 shares of Peabody Energy common stock on 09/03/2025 at a reported price of $17.09 per share.

Why were the 74 shares issued to the reporting person?

The filing explains the 74 shares represent exempt dividend equivalents on prior deferred stock unit awards.

What is Margaret Banks' total beneficial ownership after the reported transaction?

Following the reported transaction, the Form 4 shows 17,030 shares beneficially owned directly.

Was this Form 4 a market purchase or option exercise?

No; the Form 4 records a non-derivative acquisition via dividend equivalents, not an open-market purchase or option exercise.

When was the Form 4 signed and filed?

The filing shows a signature by an attorney-in-fact on 09/05/2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 09/05/2025 - 04:19 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Banks Margaret Katherine

(Last) (First) (Middle)

C/O PEABODY ENERGY CORP.

701 MARKET STREET

(Street)

ST. LOUIS MO 63101

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/03/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/03/2025		A		74(1)	A	$17.09	17,030	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.

Remarks:

	/s/ Caitlin Reardon-Ashley, Attorney-in-fact	09/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.