STOCK TITAN

[Form 4] Peabody Energy Corporation Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

James C. Grech, President and CEO and a director of Peabody Energy Corporation (BTU), purchased 460 shares of Peabody common stock on 09/03/2025 at $17.09 per share. The filing reports these 460 shares as exempt dividend equivalents from prior restricted stock unit awards rather than a market open-market trade. After the transaction, Mr. Grech beneficially owned 334,636 shares of common stock. The Form 4 was submitted by an attorney-in-fact and signed on 09/05/2025.

James C. Grech, Presidente e CEO nonché membro del consiglio di amministrazione di Peabody Energy Corporation (BTU), ha acquisito 460 azioni ordinarie di Peabody il 03/09/2025 al prezzo di $17,09 per azione. La comunicazione indica che queste 460 azioni sono esenti come equivalenti di dividendo derivanti da precedenti assegnazioni di unità azionarie vincolate e non risultano da un'operazione di mercato aperto. Dopo la transazione, il signor Grech deteneva in via beneficiaria 334.636 azioni ordinarie. Il Modulo 4 è stato presentato da un procuratore e firmato il 05/09/2025.

James C. Grech, presidente y director ejecutivo y miembro del consejo de Peabody Energy Corporation (BTU), compró 460 acciones ordinarias de Peabody el 03/09/2025 a $17.09 por acción. La presentación informa que estas 460 acciones son exentas como equivalentes de dividendos procedentes de anteriores adjudicaciones de unidades restringidas, y no de una operación en el mercado abierto. Tras la transacción, el Sr. Grech poseía beneficiariamente 334.636 acciones ordinarias. El Formulario 4 fue presentado por un apoderado y firmado el 05/09/2025.

James C. Grech는 Peabody Energy Corporation (BTU)의 사장 겸 최고경영자이자 이사로서 2025년 9월 3일 보통주 460주를 주당 $17.09에 취득했습니다. 제출서류에는 이 460주가 공개 시장 거래가 아닌 이전의 제한부 주식 단위 수여에서 발생한 배당 등가분으로 면제된 것으로 보고되어 있습니다. 거래 후 Grech 씨는 보통주 334,636주를 실질적으로 보유하고 있었습니다. Form 4는 대리인에 의해 제출되어 2025년 9월 5일 서명되었습니다.

James C. Grech, président-directeur général et administrateur de Peabody Energy Corporation (BTU), a acquis 460 actions ordinaires de Peabody le 03/09/2025 au prix de 17,09 $ par action. Le dépôt indique que ces 460 actions sont exonérées en tant que équivalents de dividendes provenant d'attributions antérieures d'unités d'actions restreintes et ne résultent pas d'une opération sur le marché ouvert. Après la transaction, M. Grech détenait à titre bénéficiaire 334 636 actions ordinaires. Le Formulaire 4 a été soumis par un mandataire et signé le 05/09/2025.

James C. Grech, Präsident und CEO sowie Direktor von Peabody Energy Corporation (BTU), erwarb am 03.09.2025 460 Stammaktien von Peabody zum Preis von $17,09 je Aktie. Die Meldung gibt an, dass diese 460 Aktien als befreite Dividendenäquivalente aus früheren Restricted Stock Unit-Zuweisungen behandelt werden und nicht als Transaktion am offenen Markt. Nach der Transaktion hielt Herr Grech wirtschaftlich 334.636 Aktien der Stammaktien. Das Formular 4 wurde von einem Bevollmächtigten eingereicht und am 05.09.2025 unterzeichnet.

Positive
  • Insider compliance: Form 4 filed promptly and executed by attorney-in-fact, demonstrating regulatory compliance
  • Equity alignment: Additional shares delivered as dividend equivalents increase CEO's direct ownership to 334,636 shares
Negative
  • None.

Insights

TL;DR: Insider received 460 shares as dividend equivalents from RSUs, increasing direct ownership to 334,636 shares; procedural Form 4 filed.

The filing documents a routine issuance of 460 shares as exempt dividend equivalents tied to previously granted restricted stock units. This is a non-cash, compensatory issuance rather than an open-market purchase, so it does not signal new buying interest but does modestly increase the reporting person's direct holding. Filing by attorney-in-fact and prompt reporting are consistent with Section 16 compliance.

TL;DR: Transaction is administratively material but not operationally material to BTU; ownership change is small relative to outstanding shares.

The 460-share issuance at $17.09 reflects compensation settlement mechanics and increases the insider's stake to 334,636 shares. There is no derivative exercise or cash consideration beyond the recorded $17.09 per share value. This disclosure is routine and provides transparency on executive equity compensation and current insider ownership.

James C. Grech, Presidente e CEO nonché membro del consiglio di amministrazione di Peabody Energy Corporation (BTU), ha acquisito 460 azioni ordinarie di Peabody il 03/09/2025 al prezzo di $17,09 per azione. La comunicazione indica che queste 460 azioni sono esenti come equivalenti di dividendo derivanti da precedenti assegnazioni di unità azionarie vincolate e non risultano da un'operazione di mercato aperto. Dopo la transazione, il signor Grech deteneva in via beneficiaria 334.636 azioni ordinarie. Il Modulo 4 è stato presentato da un procuratore e firmato il 05/09/2025.

James C. Grech, presidente y director ejecutivo y miembro del consejo de Peabody Energy Corporation (BTU), compró 460 acciones ordinarias de Peabody el 03/09/2025 a $17.09 por acción. La presentación informa que estas 460 acciones son exentas como equivalentes de dividendos procedentes de anteriores adjudicaciones de unidades restringidas, y no de una operación en el mercado abierto. Tras la transacción, el Sr. Grech poseía beneficiariamente 334.636 acciones ordinarias. El Formulario 4 fue presentado por un apoderado y firmado el 05/09/2025.

James C. Grech는 Peabody Energy Corporation (BTU)의 사장 겸 최고경영자이자 이사로서 2025년 9월 3일 보통주 460주를 주당 $17.09에 취득했습니다. 제출서류에는 이 460주가 공개 시장 거래가 아닌 이전의 제한부 주식 단위 수여에서 발생한 배당 등가분으로 면제된 것으로 보고되어 있습니다. 거래 후 Grech 씨는 보통주 334,636주를 실질적으로 보유하고 있었습니다. Form 4는 대리인에 의해 제출되어 2025년 9월 5일 서명되었습니다.

James C. Grech, président-directeur général et administrateur de Peabody Energy Corporation (BTU), a acquis 460 actions ordinaires de Peabody le 03/09/2025 au prix de 17,09 $ par action. Le dépôt indique que ces 460 actions sont exonérées en tant que équivalents de dividendes provenant d'attributions antérieures d'unités d'actions restreintes et ne résultent pas d'une opération sur le marché ouvert. Après la transaction, M. Grech détenait à titre bénéficiaire 334 636 actions ordinaires. Le Formulaire 4 a été soumis par un mandataire et signé le 05/09/2025.

James C. Grech, Präsident und CEO sowie Direktor von Peabody Energy Corporation (BTU), erwarb am 03.09.2025 460 Stammaktien von Peabody zum Preis von $17,09 je Aktie. Die Meldung gibt an, dass diese 460 Aktien als befreite Dividendenäquivalente aus früheren Restricted Stock Unit-Zuweisungen behandelt werden und nicht als Transaktion am offenen Markt. Nach der Transaktion hielt Herr Grech wirtschaftlich 334.636 Aktien der Stammaktien. Das Formular 4 wurde von einem Bevollmächtigten eingereicht und am 05.09.2025 unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Grech James C.

(Last) (First) (Middle)
C/O PEABODY ENERGY CORPORATION
701 MARKET STREET

(Street)
ST. LOUIS MO 63101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
09/03/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/03/2025 A 460(1) A $17.09 334,636 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.
Remarks:
/s/ Caitlin Reardon-Ashley, Attorney-in-fact 09/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did James C. Grech report on Form 4 for BTU?

The filing reports receipt of 460 shares of Peabody common stock on 09/03/2025, recorded at $17.09 per share.

Why were 460 shares issued to the reporting person?

The 460 shares represent exempt dividend equivalents on prior restricted stock unit awards, as stated in the Form 4.

How many Peabody (BTU) shares does the reporting person own after this transaction?

After the reported issuance, the reporting person beneficially owned 334,636 shares of common stock.

Was this transaction an open-market purchase or related to compensation?

The Form 4 indicates the shares were issued as dividend equivalents on prior RSUs, not an open-market purchase.

When was the Form 4 signed and who signed it?

The Form 4 was signed by Caitlin Reardon-Ashley, Attorney-in-fact on 09/05/2025.
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