Peabody (BTU) CEO receives 460 shares as dividend equivalents at $17.09

James C. Grech, President and CEO and a director of Peabody Energy Corporation (BTU), purchased 460 shares of Peabody common stock on 09/03/2025 at $17.09 per share.

Rhea-AI Filing Summary

James C. Grech, President and CEO and a director of Peabody Energy Corporation (BTU), purchased 460 shares of Peabody common stock on 09/03/2025 at $17.09 per share. The filing reports these 460 shares as exempt dividend equivalents from prior restricted stock unit awards rather than a market open-market trade. After the transaction, Mr. Grech beneficially owned 334,636 shares of common stock. The Form 4 was submitted by an attorney-in-fact and signed on 09/05/2025.

Positive

• Insider compliance: Form 4 filed promptly and executed by attorney-in-fact, demonstrating regulatory compliance
• Equity alignment: Additional shares delivered as dividend equivalents increase CEO's direct ownership to 334,636 shares

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: Insider received 460 shares as dividend equivalents from RSUs, increasing direct ownership to 334,636 shares; procedural Form 4 filed.

The filing documents a routine issuance of 460 shares as exempt dividend equivalents tied to previously granted restricted stock units. This is a non-cash, compensatory issuance rather than an open-market purchase, so it does not signal new buying interest but does modestly increase the reporting person's direct holding. Filing by attorney-in-fact and prompt reporting are consistent with Section 16 compliance.

Securities Analyst

TL;DR: Transaction is administratively material but not operationally material to BTU; ownership change is small relative to outstanding shares.

The 460-share issuance at $17.09 reflects compensation settlement mechanics and increases the insider's stake to 334,636 shares. There is no derivative exercise or cash consideration beyond the recorded $17.09 per share value. This disclosure is routine and provides transparency on executive equity compensation and current insider ownership.

Insider Trade Summary

Grant/Award: 460 shares

Grant/Award 1 txn

Insider Grech James C.

Role President and CEO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	460	$17.09	$8K

Holdings After Transaction: Common Stock — 334,636 shares (Direct)

Footnotes (1)

1. F1. The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What transaction did James C. Grech report on Form 4 for BTU?

The filing reports receipt of 460 shares of Peabody common stock on 09/03/2025, recorded at $17.09 per share.

Why were 460 shares issued to the reporting person?

The 460 shares represent exempt dividend equivalents on prior restricted stock unit awards, as stated in the Form 4.

How many Peabody (BTU) shares does the reporting person own after this transaction?

After the reported issuance, the reporting person beneficially owned 334,636 shares of common stock.

Was this transaction an open-market purchase or related to compensation?

The Form 4 indicates the shares were issued as dividend equivalents on prior RSUs, not an open-market purchase.

When was the Form 4 signed and who signed it?

The Form 4 was signed by Caitlin Reardon-Ashley, Attorney-in-fact on 09/05/2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 09/05/2025 - 04:12 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Grech James C.

(Last) (First) (Middle)

C/O PEABODY ENERGY CORPORATION

701 MARKET STREET

(Street)

ST. LOUIS MO 63101

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

3. Date of Earliest Transaction (Month/Day/Year)
09/03/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/03/2025		A		460(1)	A	$17.09	334,636	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Remarks:

	/s/ Caitlin Reardon-Ashley, Attorney-in-fact	09/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.