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BlackRock Technology & Private Equity Term Trust (NASDAQ: BTX) CCO returns

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

BlackRock Technology & Private Equity Term Trust filed an initial ownership report naming Charles Park as Chief Compliance Officer. Park previously served in this role from March 25, 2021 to June 30, 2023 and was reappointed effective August 1, 2026. The report lists no securities holdings or insider transactions.

Positive

  • None.

Negative

  • None.
Reported share transactions 0 shares Number of share transactions reported in this Form 3
Reported holdings entries 0 Securities holdings listed for the reporting person in this Form 3
Reporting Person regulatory
"The Reporting Person previously served as Chief Compliance Officer of the Issuer"
Chief Compliance Officer regulatory
"reappointed as Chief Compliance Officer of the Issuer effective August 1, 2026"
The chief compliance officer is the senior executive responsible for making sure a company follows laws, industry rules and its own internal policies, acting like a safety inspector for legal and ethical risks. Investors care because effective compliance reduces the chance of fines, lawsuits, operational disruption and reputational damage, so the officer’s competence and independence can materially affect future profits and risk exposure.
ten percent owner regulatory
"is_ten_percent_owner: 0 for the reporting person"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does the BlackRock Technology & Private Equity Term Trust (BTX) Form 3 report?

The Form 3 identifies Charles Park as Chief Compliance Officer of BlackRock Technology & Private Equity Term Trust, noting his reappointment effective August 1, 2026, and indicates no insider transactions or holdings are reported.

Who is the reporting person in the BTX Form 3 and what is his role?

The reporting person is Charles Park, who serves as Chief Compliance Officer of BlackRock Technology & Private Equity Term Trust. The report confirms his officer status and role, without disclosing any related security ownership.

When did Charles Park previously serve as CCO of BlackRock Technology & Private Equity Term Trust (BTX)?

Charles Park previously served as Chief Compliance Officer of BlackRock Technology & Private Equity Term Trust from March 25, 2021 to June 30, 2023. This background is included alongside his later reappointment as CCO.

When is Charles Park’s reappointment as CCO of BTX effective?

His reappointment as Chief Compliance Officer of BlackRock Technology & Private Equity Term Trust is effective August 1, 2026. The report highlights this future effective date as part of his role disclosure.

Does the BTX Form 3 disclose any insider trades or share ownership by Charles Park?

No. The Form 3 shows no reported transactions and no securities holdings for Charles Park. Transaction and holding sections are empty, indicating the report is focused solely on his officer status.

Is there any Rule 10b5-1 trading plan information in the BTX Form 3?

The report does not disclose any trades, so it provides no details about Rule 10b5-1 trading plans. With zero transactions reported, trading-plan status is not a factor in this disclosure.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Park Charles

(Last)(First)(Middle)
50 HUDSON YARDS

(Street)
NEW YORK NEW YORK 10001

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
08/01/2026
3. Issuer Name and Ticker or Trading Symbol
BlackRock Technology & Private Equity Term Trust [ BTX ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Compliance Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
The Reporting Person previously served as Chief Compliance Officer of the Issuer from March 25, 2021 to June 30, 2023. The Reporting Person was reappointed as Chief Compliance Officer of the Issuer effective August 1, 2026.
No securities are beneficially owned.
/s/ Gladys Chang as Attorney-in-Fact08/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)