BlackRock Technology & Private Equity Term Trust (NASDAQ: BTX) CCO returns
Rhea-AI Filing Summary
BlackRock Technology & Private Equity Term Trust filed an initial ownership report naming Charles Park as Chief Compliance Officer. Park previously served in this role from March 25, 2021 to June 30, 2023 and was reappointed effective August 1, 2026. The report lists no securities holdings or insider transactions.
Positive
- None.
Negative
- None.
Key Figures
Reported share transactions: 0 shares
Reported holdings entries: 0
2 metrics
Reported share transactions
0 shares
Number of share transactions reported in this Form 3
Reported holdings entries
0
Securities holdings listed for the reporting person in this Form 3
Key Terms
Reporting Person, Chief Compliance Officer, ten percent owner
3 terms
Reporting Person regulatory
"The Reporting Person previously served as Chief Compliance Officer of the Issuer"
Chief Compliance Officer regulatory
"reappointed as Chief Compliance Officer of the Issuer effective August 1, 2026"
The chief compliance officer is the senior executive responsible for making sure a company follows laws, industry rules and its own internal policies, acting like a safety inspector for legal and ethical risks. Investors care because effective compliance reduces the chance of fines, lawsuits, operational disruption and reputational damage, so the officer’s competence and independence can materially affect future profits and risk exposure.
ten percent owner regulatory
"is_ten_percent_owner: 0 for the reporting person"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does the BlackRock Technology & Private Equity Term Trust (BTX) Form 3 report?
The Form 3 identifies Charles Park as Chief Compliance Officer of BlackRock Technology & Private Equity Term Trust, noting his reappointment effective August 1, 2026, and indicates no insider transactions or holdings are reported.
Who is the reporting person in the BTX Form 3 and what is his role?
The reporting person is Charles Park, who serves as Chief Compliance Officer of BlackRock Technology & Private Equity Term Trust. The report confirms his officer status and role, without disclosing any related security ownership.
When did Charles Park previously serve as CCO of BlackRock Technology & Private Equity Term Trust (BTX)?
Charles Park previously served as Chief Compliance Officer of BlackRock Technology & Private Equity Term Trust from March 25, 2021 to June 30, 2023. This background is included alongside his later reappointment as CCO.
When is Charles Park’s reappointment as CCO of BTX effective?
His reappointment as Chief Compliance Officer of BlackRock Technology & Private Equity Term Trust is effective August 1, 2026. The report highlights this future effective date as part of his role disclosure.
Is there any Rule 10b5-1 trading plan information in the BTX Form 3?
The report does not disclose any trades, so it provides no details about Rule 10b5-1 trading plans. With zero transactions reported, trading-plan status is not a factor in this disclosure.