Welcome to our dedicated page for Nuburu SEC filings (Ticker: BURU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nuburu, Inc. filings document material agreements, capital-structure actions, governance matters and shareholder approvals for a public defense and directed-energy technology company. Recent 8-K disclosures cover bond subscription and inventory-financing arrangements, international cooperation agreements for defense vehicle deployment, contractual joint venture terms for mobile additive manufacturing, and subsidiary activity involving Nuburu Defense.
The company’s regulatory record also includes stockholder votes on equity issuances and reverse stock split authority, a completed reverse stock split tied to NYSE American listing compliance, executive and director compensation determinations, related-party financing disclosures, security-holder rights matters and amendments to material-event reports.
Nuburu, Inc. (BURU) restated its June 30, 2026 quarter to correct the fair value of the Tekne Convertible Note Receivable, with no impact on net cash flows. Management and the Audit Committee concluded this error reflects a material weakness in internal control over financial reporting, which the company plans to remediate by adding staff, training, and new procedures.
For the quarter, Nuburu generated $524,927 of revenue but reported a net loss of $5.7 million, and a $6.2 million loss for the first half of 2026, leaving an accumulated deficit of $206.7 million. Cash and cash equivalents fell to $726,934 from $24.7 million at year-end, and net cash used in operating activities was $15.1 million in the first half, prompting management to state that substantial doubt remains about Nuburu’s ability to continue as a going concern. Stockholders’ equity improved to $10.1 million from a deficit due to capital actions and acquisitions of Orbit and Lyocon, but the company faces NYSE American notices for equity and price noncompliance, a July 2026 delisting to OTC, and has executed 1‑for‑4.99 and 1‑for‑40 reverse stock splits to address minimum price requirements.
Nuburu, Inc. (BURU) reports that its Board and management, following the Audit Committee’s recommendation, concluded on September 16, 2026 that the previously issued unaudited condensed consolidated financial statements for the three and six months ended June 30, 2026 should no longer be relied upon because of a material accounting error.
The error relates to the fair value of a convertible note receivable funded to Tekne S.p.A. in the principal amount of €13,000,000 ($14,852,214), where an incorrect Tekne equity value of €15.2 million ($17.4 million) was used instead of €25.4 million ($29.0 million) as of June 30, 2026. Correcting this input increased the conversion option’s value from €0.7 million ($0.8 million) to €1.3 million ($1.5 million) and raised the fair value of the Tekne Convertible Note Receivable from €20,523,000 ($23,446,999) to €21,189,000 ($24,208,000), increasing the Company’s assets by $761,001.
The change in fair value of convertible notes receivable for the three and six months ended June 30, 2026 increases by the same amount, and Nuburu will restate its Q2 2026 Form 10-Q in accordance with Accounting Standards Codification Topic 250. The Audit Committee and management discussed the restatement with WithumSmith+Brown, PC, the Company’s independent registered public accounting firm.
Nuburu, Inc. (BURU) received an amended Schedule 13G from Avondale Capital, LLC, Streeterville Capital LLC, Streeterville Management LLC, and John M. Fife reporting beneficial ownership of its common stock. The group reports beneficial ownership of 925,308 shares, representing 9.99% of Nuburu’s common stock, based on 9,262,345 shares outstanding as of August 12, 2026, adjusted for a recent reverse stock-split.
The shares are directly beneficially owned by Avondale, with the other filers reporting indirect ownership through a control chain. Under a Certificate of Designations for Series B Preferred Stock, Avondale’s holdings are subject to a contractual 9.99% ownership cap, limiting how many common shares it may own at any time.
Nuburu, Inc. (BURU) reports a technical amendment related to its previously implemented 1-for-40 reverse stock split. The company is correcting a scrivener’s error and states that the correct post-split CUSIP number for its common stock is 67021W509. No other changes are made to the prior disclosure about the reverse stock split.
Nuburu, Inc. (BURU) has implemented a 1-for-40 reverse stock split of its common stock, effective September 1, 2026. Trading on the OTC Market is expected to begin on a split-adjusted basis on September 2, 2026, initially under the temporary symbol BURUD for 20 business days before reverting to BURU.
At the effective time, every 40 issued and outstanding shares are combined into 1 share, reducing outstanding common shares from approximately 370,493,812 to approximately 9,262,345, while the $0.0001 par value and authorization of 900,000,000 common and 50,000,000 preferred shares remain unchanged. The company states that percentage ownership and voting power should remain essentially the same, aside from immaterial fractional-share effects.
The reverse split is intended to help address NYSE American minimum trading price requirements after trading was suspended and delisting proceedings began in July 2026. Nuburu has appealed and has a hearing scheduled for September 10, 2026, but notes there is no assurance of a successful appeal or resumption of NYSE American listing.
Nuburu, Inc. is repositioning as a dual‑use defense and security platform, consolidating new businesses while still operating at a loss and facing liquidity pressure. For the quarter ended June 30, 2026, it generated $524,927 of revenue (first half $932,571) and recorded a net loss of $6.5 million (first half $6.9 million). Operating expenses were $5.4 million in the quarter as the company invests in R&D, selling and marketing, and public‑company overhead.
Total assets rose to $68.4 million, reflecting the consolidation of Orbit and Lyocon and investments in Tekne and related parties. Stockholders’ equity improved from a deficit of $(15.2 million) at December 31, 2025 to positive equity of $9.4 million, helped by equity issuances, warrant exercises, debt extinguishments and non‑cash consideration in acquisitions.
Liquidity remains strained: cash and cash equivalents were only $726,934 (plus $875,141 restricted) at June 30, 2026, and operating activities used $15.1 million of cash in the first half. The company discloses substantial doubt about its ability to continue as a going concern and relies on external financing, including a standby equity purchase agreement. Nuburu is also working under an NYSE American compliance plan, and its common stock was delisted from NYSE American in July 2026 and now trades on the OTC market while it pursues an appeal and plans a reverse stock split.
Esousa Group Holdings LLC and its managing member Michael Wachs reported beneficial ownership of 45,339,650 shares of NUBURU, INC. common stock. This position represents 9.9% of the outstanding common stock, calculated to reflect a contractual “Beneficial Ownership Maximum” of 9.99%.
The filing notes additional potential equity exposure excluded from this figure, including 127,007,616 shares underlying prefunded warrants and shares issuable upon conversion of 517,559 shares of Series B preferred stock. Under the terms of the prefunded warrants and preferred stock, NUBURU cannot issue, and the reporting persons cannot exercise, vote, or convert these securities to the extent such actions would cause their beneficial ownership to exceed the 9.99% cap.
The reporting persons have sole voting and dispositive power over the 45,339,650 common shares and no shared voting or dispositive power.
Avondale Capital, LLC, together with Streeterville Capital LLC, Streeterville Management LLC, and John M. Fife, reports beneficial ownership of Nuburu, Inc. common stock. The group reports beneficial ownership of 32,154,340 shares of common stock, par value $0.0001 per share, under a Schedule 13G filing.
This amount represents 8.78% (also referenced as 8.8%) of Nuburu’s common stock, based on 366,408,164 shares outstanding. The reporting persons state that they have sole voting power and sole dispositive power over all 32,154,340 shares, with no shared voting or dispositive power. The shares are directly beneficially owned by Avondale Capital LLC and indirectly beneficially owned by the other reporting persons.
Nuburu, Inc. completed a best-efforts public offering on July 17, 2026, selling 117,365,368 shares of common stock, pre-funded warrants to purchase up to 127,007,616 shares, 733,853 shares of Series B Preferred Stock and 205,627,016 registered conversion shares. The combined public offering price was $0.1555 per share of common stock and accompanying Series B Preferred Stock, or $0.1554 per pre-funded warrant unit, generating gross proceeds of approximately $38.0 million and expected net proceeds of approximately $35.6 million, at about a 30% premium to the $0.1199 closing price on July 15, 2026.
Nuburu plans to use proceeds to support the Italian Golden Power review and its proposed acquisition of a 70% interest in Tekne S.p.A., redeem approximately $15.5 million of a December 2025 debenture and pay $1.25 million of Lyocon-related convertible notes, reduce equity-line usage for at least 90 days and fund working capital and Defense & Security platform execution. The financing includes pre-funded warrants exercisable at $0.0001 with a 9.99% beneficial-ownership cap, convertible Series B Preferred Stock with a $100 stated value per share and conditional mandatory-conversion payments, placement agent cash fees of 6.25% of gross proceeds and 7,331,190 placement agent warrants at $0.194375.
On July 17, 2026, Nuburu’s common stock traded below $0.10, prompting NYSE American to begin delisting proceedings under Section 1003(f)(v). Nuburu intends to seek a review, appeal the determination and implement a reverse stock split, for which stockholder approval has already been obtained.
Nuburu, Inc. is conducting a best efforts public offering of 117,365,368 shares of common stock and 127,007,616 pre-funded warrants, sold together with 733,853 shares of Series B preferred stock, plus up to 205,627,016 common shares issuable upon warrant exercise and preferred conversion.
The combined public offering price is $0.1555 per common share and accompanying 0.003003 Series B share (or $0.1554 per pre-funded warrant unit), implying maximum gross proceeds of $38,000,000, placement fees of $2,375,000 and proceeds before expenses of $35,625,000. Common shares outstanding were 249,042,796 as of July 10, 2026 and would be 366,408,164 after the offering, excluding warrant exercises and preferred conversions.
Proceeds are earmarked for working capital, strategic investments and acquisitions under Nuburu’s Transformation Plan, and repayment of a YA debenture and $1.25 million of Lyocon-related convertible notes. The company highlights ongoing losses, liquidity constraints, significant potential dilution, NYSE American listing risk, and uncertainty around closing key acquisitions.