Welcome to our dedicated page for Nuburu SEC filings (Ticker: BURU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nuburu, Inc. (BURU) SEC filings page on Stock Titan provides direct access to the company’s U.S. regulatory disclosures, including registration statements, current reports, and financing-related documents. These filings offer detailed insight into Nuburu’s transformation from a blue-laser technology company into a Defense & Security Hub focused on defense-tech, security, and critical-infrastructure resilience.
Investors can review Form 8-K current reports that describe material definitive agreements and strategic transactions. Examples include the Orbit Agreement for the staged acquisition of Orbit S.r.l., a defense-grade operational-resilience software provider; the binding term sheet and related disclosures for the acquisition of Lyocon S.r.l., an Italian laser-engineering and photonics company; and the Strategic Framework Agreement with Maddox Defense Incorporated to establish a joint-venture drone company under Italian law. Other 8-K filings detail financing arrangements such as the $25 million debenture and warrant transaction with YA II PN, Ltd. and public offerings of common stock and warrants.
Nuburu’s Form S-1 registration statements and amendments set out information on securities offerings, capital structure, risk factors, and use of proceeds. These documents help readers understand how the company funds its acquisition roadmap, strengthens its balance sheet, and supports working capital needs while pursuing its Defense & Security Hub strategy.
Through Stock Titan, users can also monitor filings that relate to convertible notes, preferred shares, and equity-linked instruments, as well as governance and related-party transactions reviewed by independent directors. AI-powered tools summarize lengthy filings, highlight key terms, and make it easier to identify provisions on financing covenants, ownership structures, and transaction milestones.
By using this filings page, market participants can quickly locate Nuburu’s 8-Ks, S-1s, and other SEC documents, and rely on AI-generated overviews to interpret complex capital-structure and transaction details without reading every page line by line.
Nuburu, Inc. director Matteo Ricchebuono filed an initial ownership report stating that he does not beneficially own any Nuburu securities. This Form 3 reflects his status as a director of Nuburu, Inc. as of the event date of April 30, 2024.
Nuburu, Inc. detailed several major capital and strategic moves. The company agreed to buy 295,000 Heckler & Koch AG shares, about 0.8% of H&K, for $15 million, paid with a subordinated convertible note maturing March 19, 2027 and convertible at $0.1515 per share, subject to a 9.9% beneficial ownership cap for Brick Lane and certain approval and share-authorization limits.
To reduce liabilities and support NYSE stockholder equity requirements, Nuburu will exchange 844,938 Series A Preferred shares held by Indigo Capital LP for a pre-funded warrant to buy 55,771,485 common shares at $0.0001 per share, capped at 4.99% beneficial ownership and exercisable until February 6, 2029. The company also amended its Orbit S.r.l. acquisition terms, replacing $8.75 million of planned convertible preferred share consideration with 50,000,000 common shares, in a related-party transaction reviewed and approved by independent directors and the Audit Committee.
Nuburu, Inc. is registering up to 115,000,000 shares of common stock (or Pre-Funded Warrants in lieu of common stock), common warrants to purchase up to 172,500,000 shares, and up to 200,000,000 shares of common stock underlying the Pre-Funded and Common Warrants in a best efforts public offering. Based on an assumed combined public offering price of $0.1582, the maximum gross proceeds would be $18,193,000, with estimated net proceeds of $16,951,420 before expenses.
The company has shifted from in-house manufacturing to a licensing and joint-development model after a foreclosure transferred its patent portfolio in exchange for extinguishing secured debt. It is pursuing a "Transformation Plan" funded by S.F.E. Equity Investments SARL, and a series of strategic transactions including stakes or planned controlling interests in Tekne, Supply@ME Capital, Orbit, Lyocon and an investment in Heckler & Koch AG.
Nuburu reports substantial losses and going-concern risks, with an estimated 2025 net loss of $78.7 million, total operating expenses of $18.0 million, total non-operating expenses of $60.5 million, and a preliminary stockholders’ deficit of $14.8 million. The offering has no minimum, may be highly dilutive to existing holders, and the company faces NYSE American continued listing risk due to a low share price and significant overhang from prior financings and convertible instruments.
Nuburu, Inc. director reports no share ownership. A Form 3 filing shows that director Dario Barisoni currently has no beneficial ownership of Nuburu, Inc. common stock or derivative securities. This is an initial insider ownership statement and does not reflect any purchase or sale activity.
Nuburu, Inc. director files initial ownership report showing no holdings
Shawn Taylor, a director of Nuburu, Inc. (BURU), filed an initial Form 3 reporting position with the company. The filing states in the explanation section that no securities are beneficially owned as of the event date of December 31, 2024.
Nuburu, Inc. is calling a special shareholder meeting on March 12, 2026 to approve sweeping capital and governance actions tied to its Transformation Plan. Investors are asked to approve issuing more than 19.99% new shares from a December 2025 YA warrant financing that could reach 230 million shares and up to $47 million of potential proceeds, a jump in authorized common stock from 900 million to 2 billion, and authority for one or more reverse stock splits within 12 months to maintain stock-exchange listing.
The proxy also seeks approval to issue up to $100 million of securities in non‑public offerings at discounts of up to 30% to market, 6,086,957 shares to S.F.E. Equity Investments for financing support, and 50,000,000 shares to a related party to acquire the remaining equity in Orbit S.r.l. The Board unanimously recommends voting in favor of all proposals, emphasizing the need for fresh capital and strategic acquisitions to execute its defense and security platform strategy.
The Vanguard Group filed a Schedule 13G reporting a passive ownership stake in Nuburu Inc common stock as of 12/31/2025. Vanguard reports beneficial ownership of 22,050,356 shares, representing 5.03% of the class.
Vanguard has shared voting power over 870,364 shares and shared dispositive power over 22,050,356 shares, with no sole voting or dispositive power. The filing states the shares are held in the ordinary course of business and not for the purpose of changing or influencing control, and notes an internal realignment effective 01/12/2026 that may lead to future disaggregated ownership reporting by Vanguard subsidiaries.
Nuburu, Inc. reported a series of strategic transactions in Italy to expand its laser and defense technology ecosystem. The company completed the Lyocon acquisition for $2.0 million, split between $750,000 in cash and two zero‑interest subordinated convertible notes of $625,000 each, convertible at $0.295 per share, plus a potential earn‑out of up to $1,000,000 and up to $1.0 million of additional funding for Lyocon. Nuburu also closed a second tranche in Orbit, bringing its stake to about 22% and securing board control to align operations with the Nuburu group. In parallel, the company executed a long‑term Network Contract with Tekne, took an initial 2.9% interest funded via a $1,740,000 Tekne convertible note at $0.25 per share, and issued a EUR 13 million shareholder loan at 4% interest that may convert into a further 25% Tekne stake, bringing Nuburu’s interest to 27.9% if fully implemented.
Nuburu, Inc. is registering up to 230 million shares of common stock for resale by YA II PN, LTD., the selling stockholder from a recent financing. These shares are tied to a $25,000,000 debenture and four warrant series that together cover 230,000,000 warrant shares with exercise prices ranging from $0.01 to $0.47 per share. Nuburu will not receive proceeds from resales, but could receive cash if the warrants are exercised, which could total about $46,925,000 before fees if all are exercised in cash.
The company completed this financing after a going‑concern qualified audit opinion and continues to report large accumulated losses. A 19.99% NYSE American “Exchange Cap” and a 4.99% beneficial ownership limit restrict how many shares can be issued to the selling stockholder without shareholder approval. Nuburu also has a $100,000,000 standby equity purchase agreement that can direct all proceeds to repaying the debenture, and warns that extensive past and potential future share issuances may significantly dilute existing holders and pressure the stock price.