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Director Shawn Taylor reports no BURU share ownership on Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Nuburu, Inc. director files initial ownership report showing no holdings

Shawn Taylor, a director of Nuburu, Inc. (BURU), filed an initial Form 3 reporting position with the company. The filing states in the explanation section that no securities are beneficially owned as of the event date of December 31, 2024.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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OMB Number: 3235-0104
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1. Name and Address of Reporting Person*
Taylor Shawn

(Last) (First) (Middle)
C/O NUBURU, INC.
44 COOK STREET, SUITE 100

(Street)
DENVER CO 80206

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/31/2024
3. Issuer Name and Ticker or Trading Symbol
Nuburu, Inc. [ BURU ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Shawn Taylor 02/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Nuburu (BURU) Form 3 filing by Shawn Taylor report?

The Form 3 filing reports that director Shawn Taylor has no securities beneficially owned in Nuburu, Inc. (BURU) as of the reported event date. It is an initial ownership statement required under Section 16(a) for company insiders.

What is the relationship of Shawn Taylor to Nuburu (BURU)?

Shawn Taylor is reported as a director of Nuburu, Inc. (BURU) on the Form 3. The boxes for officer, 10% owner, and other relationships are not selected, indicating the filing relates solely to service as a director.

Does the Nuburu (BURU) Form 3 show any shares owned by Shawn Taylor?

No. In the explanation section, the Form 3 explicitly states that no securities are beneficially owned. Table I and Table II contain no listed holdings, confirming there are no reported non-derivative or derivative securities for this reporting person.

What is the event date on Shawn Taylor’s Form 3 for Nuburu (BURU)?

The Form 3 lists December 31, 2024 as the Date of Event Requiring Statement. This date is when the reporting obligation arose, such as becoming a director subject to Section 16(a) reporting requirements for Nuburu, Inc. (BURU).

Is the Nuburu (BURU) Form 3 filed by one or multiple reporting persons?

The Form 3 indicates it is a Form filed by One Reporting Person. Only Shawn Taylor is listed as the reporting person, with no joint or group filing designation included in the document.
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