STOCK TITAN

First Busey (BUSE) CAO adds 5,000 depositary and over 1,100 common shares

Filing Impact
(Moderate)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

First Busey Corporation’s Chief Accounting Officer, Scott A. Phillips, reported several equity transactions. On May 4, 2026, he made an open-market purchase of 5,000 Depositary Shares representing interests in Series B preferred stock at $25.9015 per share, bringing his direct holdings in these depositary shares to 8,350. Earlier, on March 31, 2026, he acquired 1,046.0251 shares of common stock through a grant or award at a reference price of $20.3150, and on May 1, 2026, he received an additional 86 common shares as a grant or award, resulting in 20,194.5874 common shares held directly. Footnotes state that some common shares were acquired under the Employee Stock Purchase Plan and as dividend equivalent rights on Restricted Stock Units.

Positive

  • None.

Negative

  • None.
Insider Phillips Scott A.
Role Chief Accounting Officer
Bought 5,000 shs ($130K)
Type Security Shares Price Value
Purchase Depositary Shares, 1/40 interest in Series B Preferred Stock 5,000 $25.9015 $130K
Grant/Award Common Stock 86 $0.00 --
Grant/Award Common Stock 1,046.025 $20.315 $21K
Holdings After Transaction: Depositary Shares, 1/40 interest in Series B Preferred Stock — 8,350 shares (Direct, null); Common Stock — 20,194.587 shares (Direct, null)
Footnotes (1)
  1. Shares were acquired under the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Represents dividend equivalent rights accrued on Restricted Stock Units in connection with the payment of a cash dividend on First Busey Corporation Common Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Common Stock. Each Depositary Share represents a 1/40th interest in a share of the issuer's 8.25% Fixed-Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.01 per share.
Depositary Shares Purchased 5,000 shares Open-market purchase on May 4, 2026
Purchase Price $25.9015 per Depositary Share Open-market transaction
Depositary Shares Held 8,350 shares Direct holdings after May 4, 2026 purchase
Common Stock Grant 1,046.0251 shares Grant or award on March 31, 2026
Reference Price for Grant $20.3150 per share Common stock grant on March 31, 2026
Additional Common Stock Grant 86 shares Grant or award on May 1, 2026
Common Shares Held 20,194.5874 shares Direct common stock holdings after transactions
Preferred Interest per Depositary Share 1/40th of a preferred share Series B 8.25% Non-Cumulative Perpetual Preferred
Employee Stock Purchase Plan financial
"Shares were acquired under the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d)."
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
dividend equivalent rights financial
"Represents dividend equivalent rights accrued on Restricted Stock Units in connection with the payment of a cash dividend on First Busey Corporation Common Stock."
Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.
Restricted Stock Units financial
"Represents dividend equivalent rights accrued on Restricted Stock Units in connection with the payment of a cash dividend on First Busey Corporation Common Stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Depositary Shares financial
"Each Depositary Share represents a 1/40th interest in a share of the issuer's 8.25% Fixed-Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.01 per share."
Depositary shares are tradable certificates that represent a fractional piece of a larger security held by a third-party bank, like owning a slice of a single big pie instead of the whole pie. They let companies issue and investors buy smaller, more affordable portions of preferred stock or other instruments; holders usually receive proportional dividends and market pricing similar to ordinary shares, but may have limited voting rights and different liquidity or tax implications, which can affect income and resale value.
Non-Cumulative Perpetual Preferred Stock financial
"the issuer's 8.25% Fixed-Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.01 per share."
Non-cumulative perpetual preferred stock is a type of investment that pays a fixed dividend forever, without a set end date. If the company skips some dividends in a year, you don’t get that money later, and it’s gone forever. It matters because investors get regular income but may miss out if the company faces financial trouble.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Phillips Scott A.

(Last)(First)(Middle)
11440 TOMAHAWK CREEK PARKWAY

(Street)
LEAWOOD KANSAS 66211

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
FIRST BUSEY CORP /NV/ [ BUSE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/31/2026AV1,046.0251(1)A$20.31520,108.5874D
Common Stock05/01/2026A86(2)A$020,194.5874D
Depositary Shares, 1/40 interest in Series B Preferred Stock(3)05/04/2026P5,000A$25.90158,350D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares were acquired under the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).
2. Represents dividend equivalent rights accrued on Restricted Stock Units in connection with the payment of a cash dividend on First Busey Corporation Common Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Common Stock.
3. Each Depositary Share represents a 1/40th interest in a share of the issuer's 8.25% Fixed-Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.01 per share.
Remarks:
/s/ Carolyn Slattery, attorney-in-fact05/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did First Busey (BUSE) report for Scott A. Phillips?

Scott A. Phillips, Chief Accounting Officer, reported buying 5,000 Depositary Shares in an open-market purchase and receiving over 1,100 shares of common stock through grants and plan-related acquisitions, all held as direct ownership.

How many First Busey (BUSE) Depositary Shares does Scott A. Phillips now hold?

After the reported open-market purchase, Scott A. Phillips directly holds 8,350 Depositary Shares. Each Depositary Share represents a 1/40th interest in a share of First Busey’s 8.25% Fixed-Rate Non-Cumulative Perpetual Preferred Stock, Series B.

At what price did Scott A. Phillips buy First Busey (BUSE) Depositary Shares?

He purchased 5,000 Depositary Shares at an open-market price of $25.9015 per share. These Depositary Shares each represent a 1/40th interest in a share of First Busey’s 8.25% Series B preferred stock, according to the filing footnotes.

How many First Busey (BUSE) common shares does Scott A. Phillips hold after these transactions?

Following the reported grants and plan-related acquisitions, Scott A. Phillips directly holds 20,194.5874 shares of First Busey common stock. This total includes shares acquired under the Employee Stock Purchase Plan and dividend equivalent rights on Restricted Stock Units.

What is the nature of the common stock acquisitions reported by Scott A. Phillips at First Busey (BUSE)?

The common stock acquisitions were grant or award transactions, including shares acquired under the Employee Stock Purchase Plan and dividend equivalent rights tied to Restricted Stock Units, rather than open-market purchases or sales.

What does each First Busey (BUSE) Depositary Share represent in this Form 4 filing?

Each Depositary Share represents a 1/40th interest in a share of First Busey’s 8.25% Fixed-Rate Non-Cumulative Perpetual Preferred Stock, Series B, with a par value of $0.01 per share, as described in the filing’s footnotes.