First Busey EVP acquires stock via plans

FIRST BUSEY CORP EVP and Chief Risk Officer Monica L. Bowe reported routine equity compensation-related acquisitions of common stock.

Rhea-AI Filing Summary

FIRST BUSEY CORP EVP and Chief Risk Officer Monica L. Bowe reported routine equity compensation-related acquisitions of common stock. On 2026-05-01, she acquired 308 shares at $0.00 per share under the First Busey Corporation Employee Stock Purchase Plan in transactions exempt under Rule 16b-3(c) and Rule 16b-3(d).

On 2026-03-31, she also acquired 155.0578 shares of common stock at $20.3150 per share as dividend equivalent rights accrued on Restricted Stock Units in connection with a cash dividend. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation common stock. Following these transactions, she directly owns 63,417.7757 shares.

Insider Trade Summary

Grant/Award: 463.0578 shares

Grant/Award 2 txns

Insider Bowe Monica L

Role EVP Chief Risk Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	308	$0.00	$0.00
Grant/Award	Common Stock	155.0578	$20.315	$3K

Holdings After Transaction: Common Stock — 63,417.7757 shares (Direct)

Footnotes (2)

1. F1. Shares were acquired under the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).
2. F2. Represents dividend equivalent rights accrued on Restricted Stock Units in connection with the payment of a cash dividend on First Busey Corporation Common Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Common Stock.

Key Figures

ESPP shares acquired: 308 shares Dividend equivalent rights: 155.0578 shares Holdings after latest transaction: 63,417.7757 shares +1 more

4 metrics

ESPP shares acquired 308 shares Employee Stock Purchase Plan on 2026-05-01 at $0.00 per share

Dividend equivalent rights 155.0578 shares Dividend equivalent rights on RSUs at $20.3150 per share on 2026-03-31

Holdings after latest transaction 63,417.7757 shares Direct common stock ownership following 2026-05-01 acquisition

Price for RSU dividend equivalents $20.3150 per share Value assigned to 155.0578 dividend equivalent rights on 2026-03-31

Key Terms

Employee Stock Purchase Plan, Restricted Stock Units, dividend equivalent rights, Rule 16b-3(c), +1 more

5 terms

Employee Stock Purchase Plan financial

"Shares were acquired under the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt..."

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

Restricted Stock Units financial

"Represents dividend equivalent rights accrued on Restricted Stock Units in connection with the payment of a cash dividend..."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

dividend equivalent rights financial

"Represents dividend equivalent rights accrued on Restricted Stock Units in connection with the payment of a cash dividend..."

Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.

Rule 16b-3(c) regulatory

"Transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d)."

An SEC rule that lets corporate insiders avoid automatic "short‑swing" profit recovery when they buy or sell their company’s stock under a pre‑approved, written plan that meets specific conditions. For investors, it matters because it clarifies when insider trades are treated as routine, reducing legal uncertainty and helping distinguish trades made for ordinary compensation or pre‑planned reasons from those that might signal opportunistic or timely insider advantage.

Rule 16b-3(d) regulatory

"Transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d)."

Rule 16b-3(d) is a narrow SEC safe-harbor that shields company insiders (officers, directors and large shareholders) from liability for short‑swing profits when their buys or sells of company stock are made under a pre-established, written plan or contract that removes the insider’s ability to time trades. For investors, this matters because it permits predictable, automated insider transactions — like scheduled sales for diversification or payroll withholding — without triggering forced disgorgement, so such planned trades are treated differently from opportunistic insider trading.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did BUSE executive Monica L. Bowe report on this Form 4?

Monica L. Bowe reported two routine acquisitions of First Busey common stock. She received 308 shares via the Employee Stock Purchase Plan and 155.0578 shares as dividend equivalent rights tied to Restricted Stock Units and a cash dividend, increasing her direct holdings.

How many First Busey (BUSE) shares does Monica L. Bowe own after these transactions?

After the reported transactions, Monica L. Bowe directly owns 63,417.7757 First Busey common shares. This total reflects both the 308 Employee Stock Purchase Plan shares and the 155.0578 dividend equivalent rights added to her existing position as disclosed in the Form 4.

Were Monica L. Bowe’s BUSE share acquisitions open-market purchases?

No, the acquisitions were not open-market purchases. The 308 shares came from the Employee Stock Purchase Plan, and 155.0578 shares were dividend equivalent rights on Restricted Stock Units, both compensation-related mechanisms rather than discretionary market buying.

What is the significance of the dividend equivalent rights reported for BUSE?

The filing states that 155.0578 shares represent dividend equivalent rights on Restricted Stock Units. Each right is economically equal to one common share and accrued when a cash dividend was paid, effectively crediting additional share-based value to the executive’s equity compensation.

Under what rules were Monica L. Bowe’s Employee Stock Purchase Plan shares in BUSE exempt?

The 308 shares acquired under the Employee Stock Purchase Plan were exempt under Rule 16b-3(c) and Rule 16b-3(d). These provisions allow certain employee benefit plan and compensation-related transactions by insiders to avoid short-swing profit liability under Section 16(b) of the Securities Exchange Act.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 05/05/2026 - 05:36 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bowe Monica L

(Last) (First) (Middle)

11440 TOMAHAWK CREEK PARKWAY

(Street)

LEAWOOD KANSAS 66211

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
FIRST BUSEY CORP /NV/ [ BUSE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP Chief Risk Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/31/2026		A	V	155.0578(1)	A	$20.315	63,109.7757	D
Common Stock	05/01/2026		A		308(2)	A	$0	63,417.7757	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares were acquired under the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

2. Represents dividend equivalent rights accrued on Restricted Stock Units in connection with the payment of a cash dividend on First Busey Corporation Common Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Common Stock.

Remarks:

	/s/ Carolyn Slattery, attorney-in-fact	05/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)