STOCK TITAN

BrightView (BV) awards 42,700 RSUs to Chief Commercial Officer Dozier

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

BrightView Holdings, Inc. executive Michael Joe Dozier, EVP and Chief Commercial Officer, reported a compensation-related equity grant. On April 2, 2026, he received 42,700 restricted stock units (RSUs), each representing a contingent right to one share of BrightView common stock.

The RSUs are time-based awards scheduled to vest on April 2, 2028 and may be settled in common stock, cash, or a combination. After this grant, Dozier directly holds 231,644 shares of BrightView common stock, including shares acquired under the employee stock purchase plan and unvested restricted stock.

Positive

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Insider Dozier Michael Joe
Role EVP, Chief Commercial officer
Type Security Shares Price Value
Grant/Award Restricted Stock Units 42,700 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 42,700 shares (Direct); Common Stock — 231,644 shares (Direct)
Footnotes (1)
  1. Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria. Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof). Represents a grant of time-based restricted stock units that will vest on April 2, 2028.
RSU grant size 42,700 units Time-based restricted stock units granted April 2, 2026
Underlying common shares per RSU 1 share per unit Each RSU represents one share of common stock
Vesting date April 2, 2028 Time-based RSUs vest on this date
Direct common stock holdings 231,644 shares Total BrightView common shares held directly after grant
RSU exercise price $0.00 per unit Restricted stock units granted at no exercise price
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
employee stock purchase plan financial
"Includes shares of common stock acquired under the Issuer's employee stock purchase plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
unvested shares of restricted stock financial
"Includes shares of common stock acquired under ... and unvested shares of restricted stock"
performance shares financial
"Does not include unvested performance shares which will be reported when earned"
Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.
time-based restricted stock units financial
"Represents a grant of time-based restricted stock units that will vest"
Time-based restricted stock units are a form of employee compensation where individuals are granted company shares that are earned over a set period, often as a reward for staying with the company. These shares typically become fully owned and transferable only after passing specific time milestones, encouraging long-term commitment. For investors, they highlight a company's focus on employee retention and can influence future stock supply and company stability.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dozier Michael Joe

(Last)(First)(Middle)
C/O BRIGHTVIEW HOLDINGS, INC.
980 JOLLY ROAD, SUITE 300

(Street)
BLUE BELL PENNSYLVANIA 19422

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BrightView Holdings, Inc. [ BV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Chief Commercial officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock231,644(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)04/02/2026A42,700 (3) (3)Common Stock42,700$042,700D
Explanation of Responses:
1. Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.
2. Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).
3. Represents a grant of time-based restricted stock units that will vest on April 2, 2028.
/s/ Jonathan M. Gottsegen, as Attorney-in-Fact04/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did BrightView (BV) report for EVP Michael Joe Dozier?

BrightView reported that EVP and Chief Commercial Officer Michael Joe Dozier received a grant of 42,700 restricted stock units on April 2, 2026. These equity awards are compensation-related, not an open-market stock purchase or sale, and increase his contingent rights to BrightView common shares.

How many BrightView RSUs were granted to Michael Joe Dozier and what do they represent?

Michael Joe Dozier was granted 42,700 restricted stock units. Each RSU represents a contingent right to receive one share of BrightView common stock, settled in stock, cash, or both, aligning his compensation with shareholder interests over the vesting period.

When do Michael Joe Dozier’s new BrightView RSUs vest?

The 42,700 time-based restricted stock units granted to Michael Joe Dozier are scheduled to vest on April 2, 2028. Vesting on a future date encourages long-term retention, because the executive receives the underlying value only once the vesting condition is met.

How many BrightView common shares does Michael Joe Dozier hold after this Form 4?

After the reported grant, Michael Joe Dozier directly holds 231,644 shares of BrightView common stock. This figure includes shares acquired through the company’s employee stock purchase plan and unvested restricted stock, but excludes unvested performance shares that will be reported when earned.

Are Michael Joe Dozier’s unvested BrightView performance shares included in this Form 4 total?

Unvested performance shares are not included in the 231,644-share total reported for Michael Joe Dozier. The footnote explains they will be reported in future when earned, once specified performance criteria are achieved, separating them from currently reported time-based and other holdings.

Does the BrightView Form 4 show any stock sales by Michael Joe Dozier?

The Form 4 does not report any stock sales by Michael Joe Dozier. It shows a grant of 42,700 restricted stock units and updated direct holdings of 231,644 common shares, indicating an acquisition of contingent equity awards rather than a disposition of existing stock.