BWB holder plans Rule 144 sale of 4,712 shares

A holder of BWB common stock has filed a Rule 144 notice to sell 4,712 shares through broker D.A.

Accepted by SEC EDGAR 02/05/2026 - 01:00 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

A holder of BWB common stock has filed a Rule 144 notice to sell 4,712 shares through broker D.A. Davidson & Co. on or about February 5, 2026, with an aggregate market value of $93,438.96 on the NASDAQ.

The securities were originally acquired from the issuer as non-cash board retainer payments on three dates in 2024, totaling 4,712 shares. The notice states the seller does not know of any undisclosed material adverse information about the issuer’s operations.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the BWB Form 144 filing disclose about planned share sales?

The Form 144 shows a BWB shareholder intends to sell 4,712 common shares under Rule 144. The planned sale, through D.A. Davidson & Co., has an aggregate market value of $93,438.96 and is expected around February 5, 2026 on NASDAQ.

How many BWB shares are outstanding in this Form 144 disclosure?

The notice states that 27,759,970 BWB common shares are outstanding. This figure provides context for the relative size of the planned 4,712-share sale under Rule 144, but it is a baseline share count rather than the amount being sold.

How were the BWB shares in the Form 144 originally acquired?

The securities were acquired as board retainer payments directly from the issuer. The filing lists three grants of BWB common stock on June 28, 2024, September 30, 2024, and December 31, 2024, totaling 1,814, 1,416, and 1,482 shares respectively.

Which broker and exchange are involved in this BWB Form 144 sale?

The planned sale of 4,712 BWB common shares is listed with broker D.A. Davidson & Co., based in Lake Oswego, Oregon. The shares are to be sold on the NASDAQ stock market, according to the Rule 144 notice.

Does the BWB Form 144 mention any undisclosed adverse information?

The signer of the Form 144 represents that they do not know of any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed, consistent with the standard representation language on the notice.

What type of securities are being sold in the BWB Form 144 filing?

The filing covers sales of common stock of BWB. It specifies 4,712 common shares to be sold under Rule 144, with an aggregate market value of $93,438.96, and notes that these shares were acquired as board retainer compensation.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001733285
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Bridgewater Bancshares Inc
SEC File Number	001-38412
Address of Issuer	4450 EXCELSIOR BLVD. SUITE 100 ST. LOUIS PARK MINNESOTA 55416
Phone	(952) 893-6868
Name of Person for Whose Account the Securities are To Be Sold	Johnson James S.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	D.A. Davidson & Co Two Centerpointe Dr Suite 200 Lake Oswego OR 97035	4712	93438.96	27759970	02/05/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/28/2024	Board Retainer Payment	Issuer			1814	06/28/2024	N/A
Common	09/30/2024	Board Retainer Payment	Issuer			1416	09/30/2024	N/A
Common	12/31/2024	Board Retainer Payment	Issuer			1482	12/31/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	02/05/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	James S Johnson
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)