STOCK TITAN

Director David J. Volk receives 959-share grant at Bridgewater (BWB), now holds 33,243 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Volk David J. reported acquisition or exercise transactions in this Form 4 filing.

Bridgewater Bancshares Inc director David J. Volk reported a stock grant and updated holdings. He received 959 shares of Common Stock as a grant or award at a stated price of $0.00 per share, bringing his direct holdings to 33,243 shares. The filing also shows 298 shares of Common Stock held indirectly through Volk Advisory Corp.

Positive

  • None.

Negative

  • None.
Insider Volk David J.
Role null
Type Security Shares Price Value
Grant/Award Common Stock 959 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 33,243 shares (Direct, null); Common Stock — 298 shares (Indirect, By Volk Advisory Corp)
Footnotes (1)
Stock grant 959 shares Common Stock grant or award to David J. Volk
Direct holdings after grant 33,243 shares Common Stock directly held following transaction
Indirect holdings 298 shares Common Stock held indirectly by Volk Advisory Corp
Acquisition transactions 1 transaction Grant/award acquisition reported in Form 4
Buy/sell transactions 0 transactions No open-market buys or sells reported
Form 4 regulatory
"This compensation-related award increased his directly held position to 33,243 shares according to the Form 4 filing."
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
grant or award acquisition financial
"He received 959 shares of Common Stock as a grant or award at a stated price of $0.00 per share,"
indirect ownership financial
"The filing also shows 298 shares of Common Stock held indirectly through Volk Advisory Corp."
Common Stock financial
"He received 959 shares of Common Stock as a grant or award at a stated price of $0.00 per share,"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Volk David J.

(Last)(First)(Middle)
C/O BRIDGEWATER BANCSHARES, INC.
4450 EXCELSIOR BLVD., SUITE 100

(Street)
ST. LOUIS PARK MINNESOTA 55416

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Bridgewater Bancshares Inc [ BWB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/30/2026A959A$033,243D
Common Stock298IBy Volk Advisory Corp
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Ben Klocke, Attorney-in-Fact07/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Bridgewater Bancshares (BWB) report for David J. Volk?

Bridgewater Bancshares reported that director David J. Volk received a grant of 959 Common Stock shares. This compensation-related award increased his directly held position to 33,243 shares according to the Form 4 filing.

How many Bridgewater Bancshares (BWB) shares does David J. Volk hold after this Form 4?

After the reported grant, David J. Volk directly holds 33,243 shares of Common Stock. The filing also lists 298 additional shares held indirectly through Volk Advisory Corp, reflecting his overall reported ownership structure.

Was the Bridgewater Bancshares (BWB) Form 4 transaction a market purchase or sale?

The Form 4 shows a grant or award acquisition of 959 Common Stock shares for David J. Volk, coded “A.” This indicates a compensation-related award rather than an open-market purchase or sale transaction.

What does indirect ownership mean in the Bridgewater Bancshares (BWB) Form 4?

Indirect ownership in the filing refers to 298 Common Stock shares held “By Volk Advisory Corp”. This means those shares are owned through that entity, rather than being held directly in David J. Volk’s personal name.

How many acquisition-type transactions are reported in this Bridgewater Bancshares (BWB) Form 4?

The summary data shows one acquisition transaction associated with the grant of 959 Common Stock shares. There are no reported buy or sell transactions in the filing, and one additional entry is classified as a holding.