[8-K] Broadwind, Inc. Reports Material Event

Rhea-AI Filing Summary

Broadwind, Inc. furnished a press release announcing its financial results for the quarter ended June 30, 2025, and provided an accompanying investor presentation as exhibits to this Form 8-K. The filing states the press release and presentation are being furnished (not "filed") under the Exchange Act and that those materials include forward-looking statements and related risk disclosures. The 8-K itself does not include the underlying financial tables or detailed results in-line; readers must refer to the attached press release and investor presentation for the full figures and explanatory detail.

Positive

• Press release furnished announcing financial results for the quarter ended June 30, 2025
• Investor presentation furnished, providing supplementary disclosure and context for the results

Negative

• No financial tables or detailed results
• Materials are furnished, not filed, limiting Section 18 liability for the disclosures and forward-looking statements>

Insights

Securities Analyst

TL;DR: Routine earnings disclosure furnished via 8-K; materials contain results and forward-looking statements but are not "filed" under Section 18.

The company used Form 8-K to furnish a press release with quarterly results and an investor presentation. This is a standard disclosure pathway to satisfy Regulation FD and to distribute period results to the market. Because the materials are explicitly furnished and not filed, they are not subject to Section 18 liabilities, which is a legal distinction investors and analysts should note when considering reliance on forward-looking statements contained therein.

Investor Relations Specialist

TL;DR: Investor communications provided; presentation plus press release centralize the company update but the 8-K contains no numeric details itself.

Providing both a press release and an investor presentation together is an effective way to communicate results and context to stakeholders. The filing confirms those materials include forward-looking language and risk disclosures. Since the filing does not embed financial tables, stakeholders will need to review the attached exhibits for metrics, trends, and management commentary.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

_________________

FORM 8-K

_________________

CURRENT REPORT

Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  August 12, 2025

_______________________________

BROADWIND, INC.

(Exact name of registrant as specified in its charter)

_______________________________

Delaware	001-34278	88-0409160
(State or Other Jurisdiction of Incorporation)	(Commission File Number)	(I.R.S. Employer Identification No.)

3240 South Central Avenue

Cicero, Illinois 60804

(Address of Principal Executive Offices) (Zip Code)

(708) 780-4800

(Registrant's telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

_______________________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common Stock, $0.001 par value	BWEN	The NASDAQ Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02. Results of Operations and Financial Condition.

On August 12, 2025, Broadwind, Inc. (the “Company”) issued a press release announcing its financial results as of and for the quarter ended June 30, 2025. The press release is incorporated herein by reference and is attached hereto as Exhibit 99.1.

The information contained in, or incorporated into, this Item 2.02 of this Current Report on Form 8-K (this “Report”), including Exhibit 99.1, is furnished under Item 2.02 of Form 8-K and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or otherwise subject to the liabilities of that section, and shall not be deemed to be incorporated by reference into the filings of the Company under the Securities Act of 1933, as amended (the “Securities Act”) or the Exchange Act regardless of any general incorporation language in such filings.

Please refer to Exhibit 99.1 for a discussion of certain forward-looking statements included therein and the risks and uncertainties related thereto.

Item 7.01. Regulation FD Disclosure.

An Investor Presentation dated August 12, 2025, is incorporated herein by reference and attached hereto as Exhibit 99.2.

The information contained in, or incorporated into, this Item 7.01 of this Report, including Exhibit 99.2 attached hereto, is furnished under Item 7.01 of Form 8-K and shall not be deemed “filed” for the purposes of Section 18 of the Exchange Act or otherwise subject to the liabilities of that section, and shall not be deemed to be incorporated by reference into the filings of the Company under the Securities Act or the Exchange Act regardless of any general incorporation language in such filings.

This Report shall not be deemed an admission as to the materiality of any information in this Report that is being disclosed pursuant to Regulation FD.

Please refer to Exhibit 99.2 for a discussion of certain forward-looking statements included therein and the risks and uncertainties related thereto.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

EXHIBIT NUMBER		DESCRIPTION
99.1		Press Release dated August 12, 2025
99.2		Investor Presentation dated August 12, 2025
104		Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	BROADWIND, INC.
Date: August 12, 2025	By:	/s/ Eric B. Blashford
		Eric B. Blashford
		President and Chief Executive Officer (Principal Executive Officer)

FAQ

What did Broadwind (BWEN) disclose in this 8-K?

The company furnished a press release reporting its financial results for the quarter ended June 30, 2025 and an investor presentation as exhibits; the filing itself contains no in-line financial tables.

Are the press release and presentation in the 8-K "filed" under the Exchange Act?

No. The filing explicitly states the press release and investor presentation are furnished and shall not be deemed "filed" for purposes of Section 18 of the Exchange Act.

Do the attached exhibits include forward-looking statements?

Yes. The 8-K states that Exhibit 99.1 (press release) and Exhibit 99.2 (investor presentation) include forward-looking statements and related risk disclosures.

Which exhibits contain the substantive information?

Exhibit 99.1 is the press release with the financial results and Exhibit 99.2 is the investor presentation; the 8-K references those exhibits for details.

Does the 8-K include financial tables or detailed metrics?

No. The 8-K does not include financial tables or detailed metrics in-line; those figures are provided in the attached press release and presentation.