Welcome to our dedicated page for BROADWIND SEC filings (Ticker: BWEN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Broadwind, Inc. filings document the regulatory record of a precision manufacturing company and its strategic shift away from wind markets. Recent 8-K and 8-K/A reports cover completed asset sales by Broadwind Heavy Fabrications, including the Abilene production facility and related pro forma financial information, along with prior Manitowoc asset-sale disclosures.
The company’s filings also report operating results, Regulation FD investor presentations, amendments to its credit agreement, term-loan repayment terms, and direct financial obligations. Proxy materials describe board matters, executive compensation, equity-award information, shareholder voting items and governance practices tied to Broadwind’s public-company structure.
Mayo Gilbert W. Jr. reported acquisition or exercise transactions in this Form 4 filing.
BROADWIND, INC. executive Mayo Gilbert W. Jr., President of Broadwind Industrial Solutions, reported a stock-based compensation grant. He received 8,348 shares of common stock at $4.65 per share as a grant or award, increasing his direct holdings to 133,438 shares.
He also reports 27,144 shares held indirectly through a 401(k) plan. In addition, he holds several restricted stock unit awards, including 3,635 units that vest into 3,635 shares on May 16, 2027 and 8,348 units that vest in installments from July 1, 2027 through July 1, 2031.
Ciccone Thomas A reported acquisition or exercise transactions in this Form 4 filing.
BROADWIND, INC. VP and CFO Thomas A. Ciccone reported a compensation-related equity grant rather than an open-market trade. He received 16,289 shares of common stock at $4.65 per share as a grant or award, increasing his direct holdings to 128,211 shares.
He also reports indirect ownership of 21,546.4 shares held through a 401(k) plan. A related footnote shows multiple blocks of restricted stock units that are scheduled to vest in stages between 2027 and 2031, further tying his compensation to the company’s long-term performance.
BROADWIND, INC. President and CEO Eric B. Blashford reported an equity compensation grant of 41,251 shares of common stock at $4.65 per share. After this award, he directly owns 654,523 common shares and indirectly holds 41,050.5 shares through a 401(k) Plan.
His holdings include several restricted stock unit awards scheduled to vest into common shares between 2027 and 2031, with specific tranches of 18,199; 41,250; 41,786; and 41,251 restricted stock units converting into defined share amounts on future vesting dates.
Blashford Eric B. reported acquisition or exercise transactions in this Form 4 filing.
BROADWIND, INC. reported an insider compensation-related transaction by President and CEO Eric B. Blashford. He received a grant of 41,786 shares of Common Stock at $3.675 per share as a stock award, increasing his direct holdings to 613,272 shares. A separate entry shows 40,409 shares of Common Stock held indirectly through a 401(k) plan. Footnote disclosure explains that his holdings include multiple blocks of restricted stock units that vest into shares on specified future dates.
BROADWIND, INC. reported that VP and CFO Thomas A. Ciccone received an equity grant of 15,157 shares of Common Stock on May 28, 2026, at $3.675 per share, categorized as a grant, award, or other acquisition. Following this grant, he directly owns 111,922 Common shares, in addition to 21,196 shares held indirectly through a 401(k) plan. His reported holdings also include restricted stock units totaling 36,599 shares scheduled to vest in tranches between May 2027 and May 2029.
Mayo Gilbert W. Jr. reported acquisition or exercise transactions in this Form 4 filing.
BROADWIND, INC. executive Gilbert W. Mayo Jr., President of Broadwind Industrial Solutions, reported a compensation-related stock grant and updated holdings. He received 8,231 shares of common stock as a grant at $3.675 per share, increasing his direct ownership to 125,090 shares.
He also reports 26,780 shares held indirectly through a 401(k) plan. The direct total includes restricted stock units: 3,635 RSUs that vest into 3,635 shares on 5/16/27, 8,238 RSUs that vest into 4,119 shares on each of 5/15/27 and 5/15/28, and 8,231 RSUs that vest into 2,743 shares on 5/28/27 and 2,744 shares on each of 5/28/28 and 5/28/29. This is a grant/award, not an open-market purchase.
Wood Cary B reported acquisition or exercise transactions in this Form 4 filing.
BROADWIND, INC. director Cary B. Wood reported an equity grant of 13,605 shares of common stock valued at $3.675 per share. The award consists of 13,605 restricted stock units that are scheduled to vest on 05/28/2027. Following this grant, Wood directly holds 164,471 shares of Broadwind common stock.
Christman Philip J reported acquisition or exercise transactions in this Form 4 filing.
BROADWIND, INC. director Philip J. Christman received a grant of 13,605 shares of Common Stock valued at $3.675 per share. These include 13,605 restricted stock units that are scheduled to vest on 5/28/27. Following this award, he directly holds 145,329 shares.
Shivaram Sachin M reported acquisition or exercise transactions in this Form 4 filing.
BROADWIND, INC. director Shivaram Sachin M received an equity grant of 13,605 shares of Common Stock at $3.675 per share. The award consists of restricted stock units that vest on 5/28/27, rather than an open-market purchase. After this grant, he directly holds 117,663 shares of Broadwind common stock.
Press Jeanette A. reported acquisition or exercise transactions in this Form 4 filing.
Broadwind, Inc. director Jeanette A. Press reported a compensation-related stock award. She received 13,605 shares of common stock at a reference value of $3.675 per share, recorded as a grant or award rather than an open-market purchase.
After this transaction, she directly holds 66,964 common shares in total, including 13,605 restricted stock units that are scheduled to vest on May 28, 2027. This filing reflects routine equity compensation for a board member, not a discretionary market trade.