Broadwind director granted 13,605 RSUs

Wood Cary B reported acquisition or exercise transactions in this Form 4 filing.

Accepted by SEC EDGAR 06/01/2026 - 05:03 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Wood Cary B reported acquisition or exercise transactions in this Form 4 filing.

BROADWIND, INC. director Cary B. Wood reported an equity grant of 13,605 shares of common stock valued at $3.675 per share. The award consists of 13,605 restricted stock units that are scheduled to vest on 05/28/2027. Following this grant, Wood directly holds 164,471 shares of Broadwind common stock.

Insider Trade Summary

Grant/Award: 13,605 shares

Grant/Award 1 txn

Insider Wood Cary B

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	13,605	$3.675	$50K

Holdings After Transaction: Common Stock — 164,471 shares (Direct)

Footnotes (1)

1. F1. Includes 13,605 restricted stock units that vest on 5/28/27.

Key Figures

Equity award size: 13,605 shares Award valuation price: $3.675 per share Holdings after grant: 164,471 shares +1 more

4 metrics

Equity award size 13,605 shares Common stock grant to director on 05/28/2026

Award valuation price $3.675 per share Value assigned to granted common stock

Holdings after grant 164,471 shares Director’s direct ownership following transaction

RSU vesting date 05/28/2027 Vesting date for 13,605 restricted stock units

Key Terms

restricted stock units, Form 4, grant, award, or other acquisition, beneficial ownership

4 terms

restricted stock units financial

"Includes 13,605 restricted stock units that vest on 5/28/27."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

beneficial ownership financial

"beneficial ownership through compensation-related equity grants"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Broadwind (BWEN) director Cary B. Wood report?

Cary B. Wood reported receiving an equity grant of 13,605 Broadwind common shares. The transaction is coded as an acquisition (grant/award), indicating compensation rather than an open-market purchase, and increases his direct holdings in the company.

Was the Broadwind (BWEN) insider transaction an open-market buy or a stock award?

The transaction was a stock award, not an open-market buy. It is coded as a grant or award acquisition, reflecting compensation in the form of restricted stock units rather than shares bought on the market.

How many Broadwind (BWEN) shares does Cary B. Wood hold after this Form 4 filing?

After the reported grant, Cary B. Wood directly holds 164,471 Broadwind common shares. This total includes the newly awarded 13,605 restricted stock units that are scheduled to vest on May 28, 2027.

What are the terms of Cary B. Wood’s restricted stock units in Broadwind (BWEN)?

The award includes 13,605 restricted stock units that vest on May 28, 2027. Until vesting, these units represent a right to receive Broadwind common shares in the future, typically subject to continued service or other conditions.

At what price was the Broadwind (BWEN) stock award to Cary B. Wood valued?

The granted 13,605 Broadwind common shares were valued at $3.675 per share. This figure reflects the price used to measure the award and does not represent an open-market purchase price by the director.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wood Cary B

(Last) (First) (Middle)

3240 S. CENTRAL AVENUE

(Street)

CICERO ILLINOIS 60804

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BROADWIND, INC. [ BWEN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/28/2026		A		13,605	A	$3.675	164,471(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 13,605 restricted stock units that vest on 5/28/27.

	/s/ Thomas A. Ciccone as Attorney-in-Fact for Cary B. Wood pursuant to Power of Attorney previously filed	06/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)