BROADWIND (NASDAQ: BWEN) CEO receives 41,786-share stock grant and holds 613,272 shares

Filing Impact

(High)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Blashford Eric B. reported acquisition or exercise transactions in this Form 4 filing.

BROADWIND, INC. reported an insider compensation-related transaction by President and CEO Eric B. Blashford. He received a grant of 41,786 shares of Common Stock at $3.675 per share as a stock award, increasing his direct holdings to 613,272 shares. A separate entry shows 40,409 shares of Common Stock held indirectly through a 401(k) plan. Footnote disclosure explains that his holdings include multiple blocks of restricted stock units that vest into shares on specified future dates.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Blashford Eric B.

Role President and CEO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	41,786	$3.675	$154K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 613,272 shares (Direct, null); Common Stock — 40,409 shares (Indirect, By 401(k) Plan)

Footnotes (1)

[object Object]

Key Figures

Stock grant size: 41,786 shares Grant price: $3.675 per share Direct holdings after grant: 613,272 shares +1 more

4 metrics

Stock grant size 41,786 shares Common Stock grant to CEO on 2026-05-28

Grant price $3.675 per share Valuation for 41,786-share stock award

Direct holdings after grant 613,272 shares CEO’s direct Common Stock ownership following acquisition

Indirect 401(k) holdings 40,409 shares Common Stock held indirectly via 401(k) Plan

Key Terms

restricted stock units, 401(k) Plan, grant, award, or other acquisition

3 terms

restricted stock units financial

"Includes (i) 18,199 restricted stock units that vest 18,199 shares on 5/16/27"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

401(k) Plan financial

"direct_or_indirect: I, nature_of_ownership: By 401(k) Plan"

A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.

grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

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Form 4 Insider Transactions: What Each Field Means →

06/01/2026 - 05:05 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Blashford Eric B.

(Last)

(First)

(Middle)

3240 S. CENTRAL AVENUE

(Street)

CICERO

ILLINOIS

60804

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BROADWIND, INC. [ BWEN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President and CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/28/2026		A		41,786	A	$3.675	613,272⁽¹⁾	D
Common Stock								40,409	I	By 401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Includes (i) 18,199 restricted stock units that vest 18,199 shares on 5/16/27; (ii) 41,250 restricted stock units that vest 20,625 shares on each of 5/15/27 and 5/15/28; and iii) 41,786 restricted stock units that vest 13,928 shares on 5/28/27 and 13,929 shares on each of 5/28/28 and 5/28/29.

	/s/ Thomas A. Ciccone as Attorney-in-Fact for Eric B. Blashford pursuant to Power of Attorney previously filed	06/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did BROADWIND (BWEN) report for Eric B. Blashford?

BROADWIND reported that President and CEO Eric B. Blashford received 41,786 shares of Common Stock as a grant. This award is classified as a grant, award, or other acquisition rather than an open-market purchase, reflecting equity-based executive compensation.

At what price were the BROADWIND (BWEN) shares granted to the CEO?

The 41,786-share grant to the CEO was valued at $3.675 per share. This per-share figure comes from the reported transaction price and is used to measure the compensation value of the stock award in the Form 4 filing.

How many BROADWIND (BWEN) shares does the CEO hold after this grant?

After the grant, Eric B. Blashford directly holds 613,272 shares of BROADWIND Common Stock. This post-transaction total reflects his direct ownership position and is reported in the Form 4 as shares beneficially owned following the acquisition.

What indirect BROADWIND (BWEN) holdings does the CEO have through retirement plans?

The Form 4 shows 40,409 BROADWIND Common Stock shares held indirectly for Eric B. Blashford through a 401(k) Plan. This entry is classified as indirect ownership, indicating the shares are held within the tax-advantaged retirement account structure.

What do the restricted stock units in the BROADWIND (BWEN) filing represent?

The filing notes restricted stock units that will vest into BROADWIND shares on specified dates. These units are part of the CEO’s equity compensation and convert into defined numbers of shares at future vesting dates described in the footnote.