Broadwind CEO awarded 41,251 shares at $4.65

Rhea-AI Filing Summary

BROADWIND, INC. President and CEO Eric B. Blashford reported an equity compensation grant of 41,251 shares of common stock at $4.65 per share. After this award, he directly owns 654,523 common shares and indirectly holds 41,050.5 shares through a 401(k) Plan.

His holdings include several restricted stock unit awards scheduled to vest into common shares between 2027 and 2031, with specific tranches of 18,199; 41,250; 41,786; and 41,251 restricted stock units converting into defined share amounts on future vesting dates.

Insider Trade Summary

Grant/Award: 41,251 shares

Grant/Award 2 txns

Insider Blashford Eric B.

Role President and CEO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	41,251	$4.65	$192K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 654,523 shares (Direct); Common Stock — 41,050.5 shares (Indirect, By 401(k) Plan)

Footnotes (1)

1. F1. Includes (i) 18,199 restricted stock units that vest 18,199 shares on 5/16/27; (ii) 41,250 restricted stock units that vest 20,625 shares on each of 5/15/27 and 5/15/28; (iii) 41,786 restricted stock units that vest 13,928 shares on 5/28/27 and 13,929 shares on each of 5/28/28 and 5/28/29; and (iv) 41,251 restricted stock units that vest 8,250 shares on each of 7/1/27, 7/1/28, 7/1/29 and 7/1/30 and 8,251 shares on 7/1/31.

Key Figures

Stock grant size: 41,251 shares Grant price: $4.65 per share Direct holdings after grant: 654,523 shares +5 more

8 metrics

Stock grant size 41,251 shares Common stock award to CEO at code A

Grant price $4.65 per share Price for 41,251-share common stock award

Direct holdings after grant 654,523 shares CEO direct ownership following transaction

Indirect 401(k) holdings 41,050.5 shares Common stock held via 401(k) Plan

RSU grant 1 18,199 RSUs Vest into 18,199 shares on 5/16/27

RSU grant 2 41,250 RSUs Vest 20,625 shares on 5/15/27 and 5/15/28

RSU grant 3 41,786 RSUs Vest 13,928 shares on 5/28/27; 13,929 on 5/28/28, 5/28/29

RSU grant 4 41,251 RSUs Vest 8,250 shares each 7/1/27–7/1/30; 8,251 on 7/1/31

Key Terms

restricted stock units, 401(k) Plan, Grant, award, or other acquisition, indirect ownership, +1 more

5 terms

restricted stock units financial

"Includes (i) 18,199 restricted stock units that vest 18,199 shares on 5/16/27"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

401(k) Plan financial

"total_shares_following_transaction 41050.5000, nature_of_ownership By 401(k) Plan"

A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.

Grant, award, or other acquisition financial

"transaction_code_description Grant, award, or other acquisition"

indirect ownership financial

"ownership_type indirect, nature_of_ownership By 401(k) Plan"

President and CEO financial

"officer_title President and CEO"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Broadwind (BWEN) report for Eric B. Blashford?

Broadwind reported that President and CEO Eric B. Blashford received a grant of 41,251 shares of common stock at $4.65 per share. This was a compensation-related stock award, not an open-market purchase or sale, and increased his reported direct share ownership.

How many Broadwind (BWEN) shares does the CEO hold after this Form 4?

After the reported transactions, Eric B. Blashford directly holds 654,523 shares of Broadwind common stock. He also indirectly owns 41,050.5 shares through a 401(k) Plan, according to the Form 4 disclosure summarizing his updated ownership position.

Was the Broadwind (BWEN) CEO’s Form 4 transaction a buy or a grant?

The filing shows a grant or award acquisition of 41,251 Broadwind common shares at $4.65 per share. It is coded as transaction type A, indicating a compensation-related grant rather than an open-market purchase or discretionary trading activity.

What does the Form 4 reveal about Broadwind (BWEN) CEO’s restricted stock units?

The Form 4 notes that his holdings include several restricted stock unit awards. These units are scheduled to vest into specific share amounts on dates between 2027 and 2031, creating a structured equity compensation schedule tied to future vesting milestones.

How are the Broadwind (BWEN) CEO’s indirect holdings reported in the Form 4?

The filing reports 41,050.5 Broadwind common shares held indirectly through a 401(k) Plan. This holding entry reflects retirement-plan ownership, separate from his 654,523 directly held shares, and is classified as indirect ownership in the Form 4 data.

Over what period will the Broadwind (BWEN) CEO’s RSUs vest into shares?

The Form 4 footnote states that his restricted stock units are scheduled to vest into common shares on multiple dates from 2027 through 2031. Each RSU grant converts into defined share amounts on specified annual vesting dates within that timeframe.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/06/2026 - 03:30 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Blashford Eric B.

(Last) (First) (Middle)

3240 S. CENTRAL AVENUE

(Street)

CICERO ILLINOIS 60804

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BROADWIND, INC. [ BWEN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/01/2026		A		41,251	A	$4.65	654,523(1)	D
Common Stock								41,050.5	I	By 401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes (i) 18,199 restricted stock units that vest 18,199 shares on 5/16/27; (ii) 41,250 restricted stock units that vest 20,625 shares on each of 5/15/27 and 5/15/28; (iii) 41,786 restricted stock units that vest 13,928 shares on 5/28/27 and 13,929 shares on each of 5/28/28 and 5/28/29; and (iv) 41,251 restricted stock units that vest 8,250 shares on each of 7/1/27, 7/1/28, 7/1/29 and 7/1/30 and 8,251 shares on 7/1/31.

	/s/ Thomas A. Ciccone as Attorney-in-Fact for Eric B. Blashford pursuant to Power of Attorney previously filed	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)