Broadwind (BWEN) executive granted 8,348 shares and now holds over 133,000 directly
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Mayo Gilbert W. Jr. reported acquisition or exercise transactions in this Form 4 filing.
BROADWIND, INC. executive Mayo Gilbert W. Jr., President of Broadwind Industrial Solutions, reported a stock-based compensation grant. He received 8,348 shares of common stock at $4.65 per share as a grant or award, increasing his direct holdings to 133,438 shares.
He also reports 27,144 shares held indirectly through a 401(k) plan. In addition, he holds several restricted stock unit awards, including 3,635 units that vest into 3,635 shares on May 16, 2027 and 8,348 units that vest in installments from July 1, 2027 through July 1, 2031.
Positive
- None.
Negative
- None.
Insider Trade Summary
2 transactions reported
Mixed
2 txns
Insider
Mayo Gilbert W. Jr.
Role
Pres., Broadwind Ind. Solution
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock | 8,348 | $4.65 | $39K |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 133,438 shares (Direct, null);
Common Stock — 27,144 shares (Indirect, By 401(k) Plan)
Footnotes (1)
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Key Figures
Stock grant: 8,348 shares at $4.65
Direct holdings after grant: 133,438 shares
Indirect 401(k) holdings: 27,144 shares
+2 more
5 metrics
Stock grant
8,348 shares at $4.65
Common stock grant coded A on July 1, 2026
Direct holdings after grant
133,438 shares
Common stock directly owned following the transaction
Indirect 401(k) holdings
27,144 shares
Common stock held indirectly through a 401(k) plan
RSUs vesting 2027
3,635 RSUs
Vest into 3,635 shares on May 16, 2027
Multi-year RSU grant
8,348 RSUs
Vest in tranches from July 1, 2027 to July 1, 2031
Key Terms
restricted stock units, 401(k) Plan, grant/award acquisition, Common Stock
4 terms
restricted stock units financial
"Includes (i) 3,635 restricted stock units that vest 3,635 shares on 5/16/27"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
401(k) Plan financial
"direct_or_indirect: I, nature_of_ownership: By 401(k) Plan"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
grant/award acquisition financial
"transaction_action: grant/award acquisition, transaction_code_description: Grant, award, or other acquisition"
Common Stock financial
"security_title: Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
FAQ
What did Mayo Gilbert W. Jr. report in Broadwind (BWEN) Form 4?
Mayo Gilbert W. Jr. reported receiving a grant of 8,348 shares of Broadwind common stock at $4.65 per share. This grant is compensation, not an open-market purchase, and increased his directly held shares to 133,438, according to the Form 4 disclosure.
Was the Broadwind (BWEN) Form 4 transaction an open-market buy or sell?
The primary Form 4 transaction was a grant or award acquisition of 8,348 Broadwind shares at $4.65, coded “A.” It reflects stock-based compensation rather than an open-market buy or sell, so it is generally viewed as a routine compensation event.
What restricted stock units does Mayo Gilbert W. Jr. hold in Broadwind (BWEN)?
He holds several restricted stock unit awards, including 3,635 units vesting into 3,635 shares on May 16, 2027 and 8,348 units vesting in installments from July 1, 2027 through July 1, 2031, providing future share deliveries if vesting conditions are met.