Broadwind (BWEN) president receives 8,231-share stock grant and updates holdings
Rhea-AI Filing Summary
Mayo Gilbert W. Jr. reported acquisition or exercise transactions in this Form 4 filing.
BROADWIND, INC. executive Gilbert W. Mayo Jr., President of Broadwind Industrial Solutions, reported a compensation-related stock grant and updated holdings. He received 8,231 shares of common stock as a grant at $3.675 per share, increasing his direct ownership to 125,090 shares.
He also reports 26,780 shares held indirectly through a 401(k) plan. The direct total includes restricted stock units: 3,635 RSUs that vest into 3,635 shares on 5/16/27, 8,238 RSUs that vest into 4,119 shares on each of 5/15/27 and 5/15/28, and 8,231 RSUs that vest into 2,743 shares on 5/28/27 and 2,744 shares on each of 5/28/28 and 5/28/29. This is a grant/award, not an open-market purchase.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 8,231 shares
Net Buy
2 txns
Insider
Mayo Gilbert W. Jr.
Role
Pres., Broadwind Ind. Solution
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock | 8,231 | $3.675 | $30K |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 125,090 shares (Direct);
Common Stock — 26,780 shares (Indirect, By 401(k) Plan)
Footnotes (1)
- F1. Includes (i) 3,635 restricted stock units that vest 3,635 shares on 5/16/27; (ii) 8,238 restricted stock units that vest 4,119 shares on each of 5/15/27 and 5/15/28; and iii) 8,231 restricted stock units that vest 2,743 shares on 5/28/27 and 2,744 shares on each of 5/28/28 and 5/28/29.
Key Figures
Stock grant: 8,231 shares
Grant price: $3.675 per share
Direct holdings after grant: 125,090 shares
+4 more
7 metrics
Stock grant
8,231 shares
Common stock grant to Gilbert W. Mayo Jr.
Grant price
$3.675 per share
Price for 8,231-share stock grant
Direct holdings after grant
125,090 shares
Common stock held directly after transaction
Indirect 401(k) holdings
26,780 shares
Common stock held indirectly via 401(k) plan
RSUs vesting 5/16/27
3,635 RSUs
Vest into 3,635 shares on 5/16/27
RSUs vesting 5/15/27 & 5/15/28
8,238 RSUs
Vest into 4,119 shares on each 5/15/27 and 5/15/28
RSUs vesting 5/28/27-5/28/29
8,231 RSUs
Vest into 2,743 shares on 5/28/27 and 2,744 on 5/28/28, 5/28/29
Key Terms
restricted stock units, 401(k) Plan, grant, award, or other acquisition
3 terms
restricted stock units financial
"Includes 3,635 restricted stock units that vest 3,635 shares on 5/16/27"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
401(k) Plan financial
"Indirect ownership of 26,780 common shares is reported as By 401(k) Plan"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
grant, award, or other acquisition financial
"Transaction code A is described as Grant, award, or other acquisition"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What did Broadwind (BWEN) executive Gilbert Mayo report in this Form 4?
Gilbert W. Mayo Jr. reported receiving a stock grant and updated his holdings. The filing shows a compensation-related award of 8,231 Broadwind common shares and refreshed totals for both his direct and indirect ownership positions, including shares held through a 401(k) plan.
What restricted stock units (RSUs) does Gilbert Mayo hold in Broadwind (BWEN)?
He holds 3,635 RSUs vesting into 3,635 shares on 5/16/27, 8,238 RSUs vesting into 4,119 shares on 5/15/27 and 4,119 on 5/15/28, and 8,231 RSUs vesting into 2,743 shares on 5/28/27 and 2,744 shares on 5/28/28 and 5/28/29.