Welcome to our dedicated page for BROADWIND SEC filings (Ticker: BWEN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Broadwind, Inc. filings document the regulatory record of a precision manufacturing company and its strategic shift away from wind markets. Recent 8-K and 8-K/A reports cover completed asset sales by Broadwind Heavy Fabrications, including the Abilene production facility and related pro forma financial information, along with prior Manitowoc asset-sale disclosures.
The company’s filings also report operating results, Regulation FD investor presentations, amendments to its credit agreement, term-loan repayment terms, and direct financial obligations. Proxy materials describe board matters, executive compensation, equity-award information, shareholder voting items and governance practices tied to Broadwind’s public-company structure.
Christman Philip J reported acquisition or exercise transactions in this Form 4 filing.
BROADWIND, INC. director Philip J. Christman received a grant of 13,605 shares of Common Stock valued at $3.675 per share. These include 13,605 restricted stock units that are scheduled to vest on 5/28/27. Following this award, he directly holds 145,329 shares.
Shivaram Sachin M reported acquisition or exercise transactions in this Form 4 filing.
BROADWIND, INC. director Shivaram Sachin M received an equity grant of 13,605 shares of Common Stock at $3.675 per share. The award consists of restricted stock units that vest on 5/28/27, rather than an open-market purchase. After this grant, he directly holds 117,663 shares of Broadwind common stock.
Press Jeanette A. reported acquisition or exercise transactions in this Form 4 filing.
Broadwind, Inc. director Jeanette A. Press reported a compensation-related stock award. She received 13,605 shares of common stock at a reference value of $3.675 per share, recorded as a grant or award rather than an open-market purchase.
After this transaction, she directly holds 66,964 common shares in total, including 13,605 restricted stock units that are scheduled to vest on May 28, 2027. This filing reflects routine equity compensation for a board member, not a discretionary market trade.
Broadwind, Inc. reported the results of its Annual Meeting of Stockholders held on May 28, 2026. Stockholders elected five directors to one-year terms, with each nominee receiving over 7.9 million votes in favor and relatively few votes against.
Investors also approved, on a non-binding basis, the compensation of the company’s named executive officers, with 8,025,229 votes for and 277,659 against. In addition, stockholders strongly ratified the appointment of RSM US LLP as independent registered public accounting firm for 2026, with 15,562,961 votes for and limited opposition.
Broadwind, Inc. officer Mayo Gilbert W. Jr., President of Broadwind Industrial Solutions, reported a routine tax-related share disposition tied to restricted stock unit vesting. He directed the company to withhold 753 shares of common stock at $3.96 per share to satisfy his withholding obligation.
After this tax-withholding disposition, he directly holds 116,859 shares of common stock and indirectly holds 26,780 shares through a 401(k) plan. Footnotes also note additional restricted stock units scheduled to vest in future years.
BROADWIND, INC. VP and CFO Thomas A. Ciccone reported routine equity activity involving company stock. He directed the company to withhold 1,282 shares of common stock at $3.96 per share to cover tax obligations related to a previously granted restricted stock unit award.
After this tax-withholding disposition, he directly holds 96,765 shares of common stock. He also has an indirect holding of 21,196 shares through a 401(k) Plan. Footnote disclosure indicates additional unvested restricted stock units scheduled to vest into shares in 2027 and 2028, reinforcing that the reported disposition reflects tax settlement rather than an open-market sale.
Broadwind, Inc. President and CEO Eric B. Blashford reported a tax-related share withholding and updated his holdings. On a Form 4, he directed the company to withhold 4,691 shares of common stock at $3.96 per share to satisfy tax obligations tied to a prior restricted stock unit grant. After this tax-withholding disposition, he holds 571,486 shares directly and 40,409 shares indirectly through a 401(k) plan. Footnotes note additional equity awards, including 18,199 restricted stock units scheduled to vest into 18,199 shares on 5/16/27 and 41,250 restricted stock units that will vest into 20,625 shares on each of 5/15/27 and 5/15/28.
BROADWIND, INC. executive Mayo Gilbert W. Jr., President of Broadwind Industrial Solutions, reported tax-related share dispositions rather than open-market trades. On May 18, 2026, he had 1,320 common shares withheld at $3.79 per share to cover tax obligations tied to vested equity.
On May 15, 2026, an additional 1,607 shares were similarly withheld at $4.52 per share. After these withholding transactions, he directly held 117,612 common shares and indirectly held 26,780 shares through a 401(k) plan. Footnotes also indicate unvested restricted stock units scheduled to vest in 2026, 2027, and 2028.
BROADWIND, INC. VP and CFO Thomas A. Ciccone reported routine share withholdings to cover tax obligations tied to previously granted restricted stock units. On May 15, 2026, the company withheld 2,898 shares of common stock at $4.52 per share, and on May 18, 2026 it withheld another 2,332 shares at $3.79 per share. These are tax-withholding dispositions, not open-market sales.
After these transactions, Ciccone directly holds 98,047 shares of common stock and indirectly holds 21,196 shares through a 401(k) plan as of the reported dates. His direct position also includes restricted stock units: 4,197 RSUs vesting into 4,197 shares on May 25, 2026, 6,564 RSUs vesting into 6,564 shares on May 16, 2027, and 14,878 RSUs vesting into 7,439 shares on each of May 15, 2027 and May 15, 2028.
BROADWIND, INC. President and CEO Eric B. Blashford reported routine tax-related share dispositions tied to vesting restricted stock units. On May 15 and May 18, he directed the company to withhold a total of 16,597 common shares at prices of $4.52 and $3.79 per share to satisfy withholding obligations.
After these transactions, he holds 576,177 common shares directly and 40,409 shares indirectly through a 401(k) plan. Footnotes indicate additional unvested restricted stock units scheduled to vest into shares in 2026, 2027 and 2028.