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Broadwind (NASDAQ: BWEN) director awarded 13,605 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Press Jeanette A. reported acquisition or exercise transactions in this Form 4 filing.

Broadwind, Inc. director Jeanette A. Press reported a compensation-related stock award. She received 13,605 shares of common stock at a reference value of $3.675 per share, recorded as a grant or award rather than an open-market purchase.

After this transaction, she directly holds 66,964 common shares in total, including 13,605 restricted stock units that are scheduled to vest on May 28, 2027. This filing reflects routine equity compensation for a board member, not a discretionary market trade.

Positive

  • None.

Negative

  • None.
Insider Press Jeanette A.
Role null
Type Security Shares Price Value
Grant/Award Common Stock 13,605 $3.675 $50K
Holdings After Transaction: Common Stock — 66,964 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Stock award size 13,605 shares Grant of common stock to director on May 28, 2026
Grant value per share $3.675 per share Reference price for reported stock award
Total shares after grant 66,964 shares Director’s direct holdings following the transaction
RSU component 13,605 RSUs Restricted stock units included in holdings
RSU vesting date May 28, 2027 Vesting date for 13,605 restricted stock units
restricted stock units financial
"Includes 13,605 restricted stock units that vest on 5/28/27."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
direct ownership financial
""ownership_type": "direct","
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Press Jeanette A.

(Last)(First)(Middle)
3240 S. CENTRAL AVENUE

(Street)
CICERO ILLINOIS 60804

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BROADWIND, INC. [ BWEN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/28/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/28/2026A13,605A$3.67566,964(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes 13,605 restricted stock units that vest on 5/28/27.
/s/ Thomas A. Ciccone as Attorney-in-Fact for Jeanette A. Press pursuant to Power of Attorney previously filed06/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Broadwind (BWEN) report for Jeanette A. Press?

Broadwind director Jeanette A. Press reported receiving 13,605 shares of common stock as a grant. The transaction is coded as an award, indicating compensation rather than an open-market purchase, and increases her directly held position in the company.

Was the Broadwind (BWEN) insider transaction an open-market buy or a stock award?

The Broadwind transaction was a stock award, not an open-market buy. Form 4 shows code A, described as a grant or other acquisition, meaning the director received shares as compensation instead of purchasing them on the open market.

How many Broadwind (BWEN) shares does Jeanette A. Press hold after the Form 4 grant?

After the reported grant, Jeanette A. Press holds 66,964 Broadwind common shares directly. This total includes the 13,605 restricted stock units she was awarded, which are scheduled to vest at a future date specified in the filing footnote.

What are the vesting terms for the new Broadwind (BWEN) restricted stock units?

The 13,605 restricted stock units awarded to Jeanette A. Press vest on May 28, 2027. Vesting means she must remain eligible until that date to fully receive the underlying shares, aligning her compensation with longer-term company performance.

At what reference price were the Broadwind (BWEN) shares granted to Jeanette A. Press?

The 13,605 Broadwind shares were recorded at a reference price of $3.675 per share. This figure reflects the value used for reporting the equity grant on Form 4, not necessarily a price paid in an open-market transaction.