Broadwind (BWEN) director Christman receives 13,605-share stock grant

Rhea-AI Filing Summary

Christman Philip J reported acquisition or exercise transactions in this Form 4 filing.

BROADWIND, INC. director Philip J. Christman received a grant of 13,605 shares of Common Stock valued at $3.675 per share. These include 13,605 restricted stock units that are scheduled to vest on 5/28/27. Following this award, he directly holds 145,329 shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Christman Philip J

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	13,605	$3.675	$50K

Holdings After Transaction: Common Stock — 145,329 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Shares granted: 13,605 shares Grant price: $3.675 per share Holdings after grant: 145,329 shares +1 more

4 metrics

Shares granted 13,605 shares Grant of Common Stock to director on May 28, 2026

Grant price $3.675 per share Value referenced for the 13,605-share award

Holdings after grant 145,329 shares Total direct Common Stock holdings after transaction

RSU vesting date May 28, 2027 13,605 restricted stock units vest on this date

Key Terms

restricted stock units, Grant, award, or other acquisition, Common Stock

3 terms

restricted stock units financial

"Includes 13,605 restricted stock units that vest on 5/28/27."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

Common Stock financial

"security_title: Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Christman Philip J

(Last) (First) (Middle)

3240 S. CENTRAL AVENUE

(Street)

CICERO ILLINOIS 60804

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BROADWIND, INC. [ BWEN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/28/2026		A		13,605	A	$3.675	145,329(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 13,605 restricted stock units that vest on 5/28/27.

	/s/ Thomas A. Ciccone as Attorney-in-Fact for Philip J. Christman pursuant to Power of Attorney previously filed	06/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did BROADWIND (BWEN) disclose for Philip J. Christman?

BROADWIND disclosed that director Philip J. Christman received a grant of 13,605 shares of Common Stock. The award is compensation-related rather than an open-market purchase or sale, and it increased his direct holdings to 145,329 shares after the transaction.

Was the Broadwind (BWEN) Form 4 transaction a stock purchase or a grant?

The Form 4 shows a stock grant, not an open-market purchase. Christman acquired 13,605 shares coded as a grant or award, meaning the shares were issued as compensation instead of being bought on the market at the reported $3.675 per-share value.

How many Broadwind (BWEN) shares does Philip J. Christman hold after this grant?

After the reported grant, Christman directly holds 145,329 shares of Broadwind Common Stock. This total includes the 13,605 newly awarded shares, reflecting his updated direct ownership position as reported in the Form 4 insider filing.

What are the vesting terms for Philip J. Christman’s Broadwind (BWEN) restricted stock units?

The filing states that Christman’s 13,605 restricted stock units vest on May 28, 2027. Until vesting, these RSUs typically represent a contingent right to receive shares, aligning director compensation with the company’s long-term performance over that period.

What was the reported price per share for the Broadwind (BWEN) stock grant to Christman?

The award to Christman references a price of $3.675 per share. This figure generally reflects the grant-date fair value used for the compensation award, rather than cash paid, since the transaction is classified as a grant or award, not a market purchase.

Does the Broadwind (BWEN) Form 4 indicate any derivative or option exercises by Christman?

The Form 4 does not show any derivative or option exercises for Christman. It lists only a non-derivative Common Stock transaction classified as a grant or award, with no remaining derivative positions reported in the derivative transaction summary.