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Allspring reports 4.6% stake in BrandywineGLOBAL Global Income

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

Allspring Global Investments Holdings, LLC reported beneficial ownership of 774,236 shares of BrandywineGLOBAL Global Income mutual fund common shares, representing 4.6% of the class as of 09/30/2025. The filer states it has 409,952 shares with sole voting power and sole dispositive power over 774,236 shares; no shared voting or dispositive power is reported. The filing is a Schedule 13G/A indicating passive investment intent and certifies the securities were acquired and are held in the ordinary course of business, not to influence control. Exhibit A lists subsidiaries and identifies investment adviser entities associated with the ownership. The filing notes no single client is known to hold more than 5% of the class.

Positive

  • Clear disclosure of beneficial ownership: 774,236 shares (4.6%)
  • Sole dispositive power reported over the full 774,236 shares, enabling straightforward execution of trades
  • Filed as Schedule 13G/A, indicating passive intent rather than an active control effort

Negative

  • Concentration risk: a single entity holds 4.6% of the class which could affect liquidity in a thinly traded share class
  • Timing gap between the reporting date 09/30/2025 and filing signature 10/07/2025—amendments may be needed if positions changed

Insights

Passive stake disclosed: 4.6% ownership with sole dispositive authority.

The filing documents a 4.6% holding, which is material for a single reporting entity in a mutual fund share class and shows 409,952 votes under sole control while all 774,236 shares are under sole dispositive power. That split means the filer can sell the full position without coordination but does not report shared voting arrangements.

Risks include concentration sensitivity if the fund has limited free float; monitor any future amendments and proxy statements within the next 12 months for changes in voting or intent that could alter control implications.

Schedule 13G/A signals passive investment, with adviser-linked ownership structure.

The document is filed under the passive Schedule 13G framework and explicitly certifies the securities are held in the ordinary course of business, not to influence control. Exhibit A links holding subsidiaries and investment-adviser entities, clarifying record ownership and client relationships.

Compliance watchers should note the filing date 10/07/2025 and the reporting date 09/30/2025; any change in intent or crossing of the 5% threshold by a client would require prompt amendment.






Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)






SCHEDULE 13G





SCHEDULE 13G



Allspring Global Investments Holdings, LLC
Signature:Jennifer Grunberg
Name/Title:Senior Compliance Manager
Date:10/07/2025
Exhibit Information

Exhibit A Subsidiary Allspring Global Investments, LLC - IA Allspring Funds Management, LLC - IA *Entity beneficially owns 5% or greater of the outstanding shares of the security class being reported on this schedule 13G.

FAQ

What stake did Allspring report in BWG?

Allspring reported beneficial ownership of 774,236 shares, equal to 4.6% of the class.

Does Allspring have voting control over the BWG shares?

Allspring reports 409,952 shares with sole voting power and 774,236 shares with sole dispositive power; no shared voting power is reported.

Was this filing made as passive (13G) or active (13D)?

The filing is a Schedule 13G/A, which indicates the position is reported as passive and not intended to influence control.

Are the shares held on behalf of clients or the filer itself?

The filing states the securities are owned of record by clients of investment advisers identified in Exhibit A, indirectly owned by the parent holding company.

Did any client hold more than 5% of the class?

No client is known to hold more than 5% of the class according to the filing.
BrandywineGLOBAL – Global Inc Opp Fund

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