Baldwin Insurance interim CAO lists share holdings

Baldwin Insurance Group, Inc. interim CAO Daniel Willis Johnathan filed an initial statement of beneficial ownership of Class A Common Stock.

Rhea-AI Filing Summary

Baldwin Insurance Group, Inc. interim CAO Daniel Willis Johnathan filed an initial statement of beneficial ownership of Class A Common Stock. He reports 35,406 shares held directly and 3,147 shares held indirectly through an individual retirement account. Footnotes explain that 25,406 of the direct shares are tied to consideration he was entitled to receive as a former member of Cobbs Allen Capital Holdings, LLC, and 10,000 are restricted shares that vest in four equal installments on April 1 of 2027, 2028, 2029, and 2030, subject to continued employment.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Daniel Willis Johnathan

Role Interim CAO

Type	Security	Shares	Price	Value
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock	--	--	--

Holdings After Transaction: Class A Common Stock — 35,406 shares (Direct); Class A Common Stock — 3,147 shares (Indirect, By IRA)

Footnotes (3)

1. F1. Includes (i) 25,406 shares of Class A Common Stock that such Reporting Person was entitled to receive as a former member of Cobbs Allen Capital Holdings, LLC ("CAC") pursuant to the terms of that certain Transaction Agreement, dated December 2, 2025 by and among The Baldwin Insurance Group, Inc. (the "Company"), CAC and the other parties named therein, the issuance of which was approved by the Board of Directors of the Company pursuant to Rule 16b-3(d)(1) and (ii) 10,000 restricted shares of Class A Common Stock that vest in four equal installments on each of April 1, 2027, April 1, 2028, April 1, 2029, and April 1, 2030, in each case, subject to such Reporting Person's continued employment through each vesting date.
2. F2. These shares of Class A Common Stock represent shares such Reporting Person was entitled to receive as a former member of CAC pursuant to the terms of that certain Transaction Agreement, dated December 2, 2025 by and among the Company, CAC and the other parties named therein, the issuance of which was approved by the Board of Directors of the Company pursuant to Rule 16b-3(d)(1).
3. F3. These shares of Class A Common Stock are held by such Reporting Person's individual retirement account, for which the Reporting Person remains the beneficial owner.

Key Figures

Direct holdings: 35,406 shares Indirect IRA holdings: 3,147 shares Transaction Agreement consideration shares: 25,406 shares +1 more

4 metrics

Direct holdings 35,406 shares Class A Common Stock, initial beneficial ownership

Indirect IRA holdings 3,147 shares Class A Common Stock held by individual retirement account

Transaction Agreement consideration shares 25,406 shares Entitlement as former member of Cobbs Allen Capital Holdings, LLC

Restricted shares 10,000 shares Vest in four equal installments on April 1, 2027–2030

Key Terms

restricted shares, Transaction Agreement, Rule 16b-3(d)(1), individual retirement account

4 terms

restricted shares financial

"10,000 restricted shares of Class A Common Stock that vest in four equal installments"

Restricted shares are company stock that cannot be sold or transferred immediately because they are subject to legal or contractual limits, such as a required holding period or performance conditions. They matter to investors because these locked-up shares can affect a company’s available stock for trading, future dilution, and insider incentives—imagine a gift that can’t be cashed until certain conditions are met, which changes when and how much supply can suddenly enter the market.

Transaction Agreement financial

"pursuant to the terms of that certain Transaction Agreement, dated December 2, 2025"

A transaction agreement is a legal contract that lays out the terms and steps for a specific business deal—such as a merger, acquisition, asset sale, financing, or securities purchase. It defines what each party must do, what is being exchanged, conditions that must be met, and how disputes are handled. For investors it matters because this document determines the rights, timing, risks, and potential payments they can expect from the deal, much like a recipe and schedule that guides a complex group project.

Rule 16b-3(d)(1) regulatory

"the issuance of which was approved by the Board of Directors of the Company pursuant to Rule 16b-3(d)(1)"

individual retirement account financial

"shares of Class A Common Stock are held by such Reporting Person's individual retirement account"

A tax-advantaged retirement account owned by an individual that holds investments such as stocks, bonds, mutual funds or cash and is governed by rules about how much can be contributed and when money can be withdrawn. It matters to investors because the account’s specific tax rules and withdrawal limits affect how savings grow and when taxes are paid; think of it as a labeled box for retirement money that comes with special tax treatment and rules about when you can open it.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Baldwin Insurance Group (BWIN) Form 3 for Daniel Willis Johnathan show?

The Form 3 shows interim CAO Daniel Willis Johnathan’s initial beneficial ownership in Class A Common Stock, including direct shares, IRA-held shares, and restricted stock subject to multi-year vesting and employment conditions.

How many Baldwin Insurance (BWIN) shares does Daniel Willis Johnathan hold directly?

Daniel Willis Johnathan reports direct ownership of 35,406 shares of Baldwin Insurance Group Class A Common Stock, as disclosed in his Form 3 initial statement of beneficial ownership filed as interim chief accounting officer.

How many Baldwin Insurance (BWIN) shares does Daniel Willis Johnathan hold through an IRA?

He reports indirect ownership of 3,147 Class A Common Stock shares held by his individual retirement account, for which he remains the beneficial owner, according to the Form 3 footnote description.

What restricted Baldwin Insurance (BWIN) shares does Daniel Willis Johnathan have?

He has 10,000 restricted shares of Class A Common Stock that vest in four equal installments on April 1 of 2027, 2028, 2029, and 2030, subject to his continued employment through each vesting date.

How did Daniel Willis Johnathan receive some of his Baldwin Insurance (BWIN) shares?

Footnotes state that 25,406 shares reflect stock he was entitled to receive as a former member of Cobbs Allen Capital Holdings, LLC under a Transaction Agreement approved under Rule 16b-3(d)(1).

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding Insider Trading Forms →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 06/17/2026 - 04:26 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Daniel Willis Johnathan

(Last) (First) (Middle)

C/O THE BALDWIN INSURANCE GROUP, INC.

4211 W. BOY SCOUT BLVD., SUITE 800

(Street)

TAMPA FLORIDA 33607

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
06/11/2026

3. Issuer Name and Ticker or Trading Symbol
Baldwin Insurance Group, Inc. [ BWIN ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Interim CAO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock	35,406(1)	D
Class A Common Stock	3,147(2)	I	By IRA(3)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes (i) 25,406 shares of Class A Common Stock that such Reporting Person was entitled to receive as a former member of Cobbs Allen Capital Holdings, LLC ("CAC") pursuant to the terms of that certain Transaction Agreement, dated December 2, 2025 by and among The Baldwin Insurance Group, Inc. (the "Company"), CAC and the other parties named therein, the issuance of which was approved by the Board of Directors of the Company pursuant to Rule 16b-3(d)(1) and (ii) 10,000 restricted shares of Class A Common Stock that vest in four equal installments on each of April 1, 2027, April 1, 2028, April 1, 2029, and April 1, 2030, in each case, subject to such Reporting Person's continued employment through each vesting date.

2. These shares of Class A Common Stock represent shares such Reporting Person was entitled to receive as a former member of CAC pursuant to the terms of that certain Transaction Agreement, dated December 2, 2025 by and among the Company, CAC and the other parties named therein, the issuance of which was approved by the Board of Directors of the Company pursuant to Rule 16b-3(d)(1).

3. These shares of Class A Common Stock are held by such Reporting Person's individual retirement account, for which the Reporting Person remains the beneficial owner.

Remarks:

	/s/ Seth Cohen, as Attorney-in-Fact, for Willis Johnathan Daniel	06/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)