Welcome to our dedicated page for The Baldwin Group SEC filings (Ticker: BWIN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Baldwin Insurance Group, Inc. filings document an insurance distribution company with Class A common stock listed on the Nasdaq Global Select Market under BWIN. Its 8-K reports furnish quarterly and annual operating results, revenue measures, adjusted earnings metrics, liquidity, share-repurchase authorization, and material credit agreement amendments involving term loan and revolving credit facilities.
Proxy materials describe board elections, executive compensation, equity awards, shareholder voting matters, and governance practices. The filing record also identifies The Baldwin Insurance Group Holdings, LLC as the operating company subsidiary and borrower under credit arrangements, linking regulatory disclosures to the company’s brokerage, advisory, managing general agency, captive management, and technology-enabled insurance operations.
Baldwin Insurance Group director Myron K. Williams received a stock grant of Class A Common Stock. On July 1, 2026, he was awarded 1,207 shares at a price of $0.00 per share, indicating a compensation-related award rather than an open-market purchase.
Following this grant, Williams directly holds 14,445 shares of Baldwin Insurance Group, Inc. Class A Common Stock. The filing reports no derivative securities and shows this as an acquisition transaction categorized as a “grant, award, or other acquisition.”
Baldwin Insurance Group, Inc. director Chris Thomas Sullivan reported receiving an equity award of 1,207 shares of Class A Common Stock. The shares were acquired as a grant at a stated price of $0.00 per share, indicating compensation rather than an open-market purchase. Following this award, Sullivan directly holds 85,682 shares of Class A Common Stock.
Shook Ellyn reported acquisition or exercise transactions in this Form 4 filing.
Baldwin Insurance Group, Inc. director Ellyn Shook received a grant of Class A Common Stock as equity compensation. The award totaled 1,207 shares at a reported transaction price of $0.0000 per share, reflecting a stock grant rather than an open-market purchase. Following this grant, Shook now directly holds 14,445 shares of Baldwin Insurance Group Class A Common Stock.
Baldwin Insurance Group director Paul Eugene Sparks reported routine equity compensation and related tax withholding. He received a grant of 1,207 shares of Class A common stock at no cost, increasing his directly held balance to 2,698 shares after the transactions on 2026-07-01. In connection with this restricted stock grant, 416 shares were withheld by the issuer at a price of $26.91 per share to satisfy income tax withholding obligations, which is not an open-market sale.
In addition to his direct holdings, Sparks is reported as the beneficial owner of indirect positions in Class A common stock held through several entities. These include 18,042 shares held by his individual retirement account, 96,787 shares held by the Paul Sparks Inheritor's Trust where he acts as trustee, and 996,706 shares held by Sparks 5280VC, LLC.
Parasuraman Sunita reported acquisition or exercise transactions in this Form 4 filing.
Baldwin Insurance Group director Sunita Parasuraman received a grant of 1,207 shares of Class A Common Stock, with no cash paid per share. This award increases her direct holdings to 14,445 shares in total, reflecting routine equity-based compensation rather than an open-market purchase.
Baldwin Insurance Group, Inc. director Muthukrishnan Sathish reported receiving an award of 1,207 shares of Class A Common Stock. The shares were acquired at a stated price of $0.00 per share, reflecting a compensation-related grant rather than an open-market purchase. Following this grant, his direct holdings total 10,254 shares of Class A Common Stock.
Matas Barbara Ruth reported acquisition or exercise transactions in this Form 4 filing.
Baldwin Insurance Group director Barbara Ruth Matas received a grant of 1,207 shares of Class A common stock, recorded at no cash price per share. This award increased her direct holdings to 19,600 shares after the transaction. The filing reflects a compensation-related stock award rather than an open-market trade.
Baldwin Insurance Group, Inc. director Jay A. Cohen received a grant of 1,207 shares of Class A Common Stock as a stock award. The shares were acquired at a stated price of $0.00 per share, indicating a compensation-related grant rather than an open-market purchase. Following this award, Cohen directly holds 18,623 shares of Class A Common Stock.
KADOW JOSEPH JOHN reported acquisition or exercise transactions in this Form 4 filing.
Baldwin Insurance Group, Inc. director Joseph John Kadow reported a stock award of Class A Common Stock. He received 1,207 shares at a stated price of $0.0000 per share, reflecting a compensation-related grant rather than an open‑market purchase or sale.
Following this award, Kadow’s direct holdings stand at 19,600 shares of Class A Common Stock. He also reported 5,000 shares held indirectly through the Joseph J. Kadow Revocable Trust of 2008, providing additional context for his overall ownership position in the company.
Baldwin Insurance Group, Inc. interim CAO Daniel Willis Johnathan filed an initial statement of beneficial ownership of Class A Common Stock. He reports 35,406 shares held directly and 3,147 shares held indirectly through an individual retirement account. Footnotes explain that 25,406 of the direct shares are tied to consideration he was entitled to receive as a former member of Cobbs Allen Capital Holdings, LLC, and 10,000 are restricted shares that vest in four equal installments on April 1 of 2027, 2028, 2029, and 2030, subject to continued employment.