Welcome to our dedicated page for The Baldwin Group SEC filings (Ticker: BWIN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Baldwin Insurance Group, Inc. (The Baldwin Group) files a range of documents with the U.S. Securities and Exchange Commission (SEC) in connection with its listing on the Nasdaq Global Select Market under the ticker symbol BWIN. These filings provide detailed information about the company’s financial performance, capital structure, material agreements, and corporate developments as an independent insurance distribution firm and insurance brokerage and advisory business.
Among the most important filings for Baldwin are its annual reports on Form 10-K and quarterly reports on Form 10-Q, which present audited or reviewed financial statements, management’s discussion and analysis, and disclosures about its insurance distribution operations, including the Insurance Advisory Solutions segment and related platforms. These reports help users understand revenue composition, expenses, debt arrangements, and acquisition activity across the firm’s insurance brokerage and advisory businesses.
The company also submits current reports on Form 8-K to disclose material events. Examples include earnings releases furnished under Item 2.02, such as the November 4, 2025 Form 8-K announcing results for the quarter ended September 30, 2025, and filings describing amendments to its Amended and Restated Credit Agreement and incremental term loan facilities. These 8-Ks outline key financing steps, including repricing of term loans, incremental term B loans, and changes to revolving credit margins.
On this SEC filings page, users can review Baldwin’s historical and recent filings, including 10-Ks, 10-Qs, 8-Ks, and proxy-related documents when available. Stock Titan’s platform adds AI-powered summaries that explain complex sections of lengthy filings, highlight significant changes in debt, acquisitions, or segment performance, and surface notable risk factor or disclosure updates. The page also provides streamlined access to insider transaction reports on Form 4, when filed, giving additional transparency into equity transactions by directors and officers.
By combining real-time EDGAR updates with AI-generated insights, this page helps investors, analysts, and researchers quickly interpret The Baldwin Group’s regulatory disclosures and understand how its insurance distribution, brokerage, and advisory activities are reflected in official SEC documents.
Cohen Jay A reported acquisition or exercise transactions in this Form 4 filing.
Baldwin Insurance Group, Inc. director Jay A. Cohen received a grant of 1,221 shares of Class A Common Stock on April 1, 2026. The shares were awarded at no stated price as a grant or award, increasing his directly held position to 17,416 shares after the transaction.
Baldwin Insurance Group Inc/The received an Amendment No. 3 to a Schedule 13G/A from The Vanguard Group reporting 0 shares beneficially owned and 0% of the class. The filing states Vanguard completed an internal realignment on January 12, 2026, and certain subsidiaries will report ownership separately in reliance on SEC Release No. 34-39538.
Baldwin Insurance Group, Inc. Chief Accounting Officer Corbyn N. Lichon reported routine tax-related share dispositions. On March 15, 2026, a total of 389 Class A common shares were withheld by the company at $21.06 per share to satisfy income tax obligations tied to vesting restricted stock. After these withholdings, Lichon directly holds 55,258 Class A shares.
Baldwin Insurance Group, Inc. General Counsel Seth Bala Cohen reported routine tax-related share dispositions in Class A common stock. On March 15, 2026, a total of 800 shares were withheld by the company at $21.06 per share to cover income tax obligations tied to previously reported restricted stock vesting. These were issuer tax-withholding transactions rather than open-market sales. After these withholdings, Cohen directly holds 29,024 shares of Class A common stock.
Baldwin Insurance Group, Inc. officer James Morgan Roche reported a tax-related share disposition. The issuer withheld 501 shares of Class A common stock at $21.06 per share to cover income tax obligations tied to vesting restricted stock. After this withholding, Roche directly holds 322,437 shares of Class A common stock. This was a tax-withholding transaction, not an open-market sale.
Baldwin Insurance Group, Inc. officer Daniel Galbraith reported routine share withholdings related to tax obligations, not open-market trading. On March 15, 2026, a total of 958 shares of Class A common stock were withheld by the company to cover income taxes upon vesting of previously granted restricted stock.
The footnotes explain these withholdings relate to restricted Class A common stock originally reported on Forms 4 filed in 2021 and 2022. After these tax-withholding dispositions, Galbraith directly holds 43,486 shares of Class A common stock, indicating a continuing equity position in the company.
Baldwin Insurance Group, Inc. Chief Financial Officer Hale Bradford reported share dispositions that were entirely for tax withholding. On March 15, 2026, a total of 958 Class A common shares were withheld by the issuer at $21.06 per share to satisfy income tax obligations tied to vesting of restricted stock. After these transactions, Bradford directly holds 184,338 Class A shares and also has indirect ownership of 10,000 shares held by the Amy W. Hale Revocable Trust, for which his spouse serves as sole trustee.
Baldwin Insurance Group, Inc. CEO Trevor Baldwin reported routine tax-related share dispositions. On March 15, 2026, a total of 1,967 shares of Class A common stock were withheld by the issuer to satisfy income tax obligations tied to vesting of restricted stock.
These transactions, coded "F", are not open-market sales but payments of tax liability by delivering shares. After these withholdings, Baldwin directly holds 104,549 Class A shares and indirectly holds 27,676 Class A shares through the TLB 2020 Trust.
Baldwin Insurance Group, Inc. insider-related trusts reported conversions and sales involving Class A common stock. On March 6, 2026, trusts associated with Elizabeth Krystyn converted LLC Units and Class B common stock into a total of 119,987 shares of Class A common stock at a stated conversion price of $0.00 per share.
The same trusts then executed open-market or private sales of 119,987 Class A shares at $21.25 per share, leaving no shares from those Class A positions outstanding. The securities are held indirectly, including through the Elizabeth H. Krystyn 2017 Revocable Trust, where she is sole trustee and beneficiary, and the Elizabeth H. Krystyn 2019 Irrevocable Trust, where her spouse serves as sole trustee.
Charles Schwab Corporation submitted a Rule 144 notice reporting an intended sale of Class A common shares tied to a redemption/exchange of Class B common and LLC units originally acquired in connection with a corporate reorganization at the IPO.
The filing references related transaction dates of 10/28/2019 and a filing line dated 03/06/2026.