STOCK TITAN

[Form 4] Babcock & Wilcox Enterprises, Inc. 8.125% Senior Notes due 2026 Insider Trading Activity

(Neutral)
(Positive)
Form Type
4

Rhea-AI Filing Summary

Babcock & Wilcox Enterprises, Inc. (BWSN) reporting person Kenneth M. Young, who serves as Chief Executive Officer and a director, is shown on this Form 4 as having purchased 20,000 shares of the issuer's common stock on 08/18/2025 at a price of $1.5071 per share. The filing reports that following the reported transaction the reporting person beneficially owns 261,745 shares indirectly, with those shares held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15. The form is signed by an attorney-in-fact on behalf of Mr. Young on 08/19/2025. The filing also lists a separate entry showing 1,442,787 shares disposed (D) on the form record. No additional context, dates or prices for that disposal entry are provided in the text of this Form 4.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Insider purchase of 20,000 shares at $1.5071 and a reported disposal line for 1,442,787 shares; overall impact appears neutral absent further context.

The purchase of 20,000 shares at $1.5071 is a clear, affirmative acquisition by the CEO and director, which can be interpreted as a signal of personal investment in the company’s equity. However, the filing also contains an explicit disposal entry of 1,442,787 shares without accompanying date, price or explanation, which is material information but lacks context. Because Form 4 shows both acquisition and a large disposal entry and no additional details (timing, rationale, or relation between entries), the net economic impact on insider ownership and investor interpretation cannot be determined from this filing alone. Further disclosure or historical Form 4 entries would be required to assess whether this represents routine portfolio management, a planned transfer to the trust, or a significant sell-down.

TL;DR: CEO/director reports an indirect holding via a revocable trust and a small purchase; unrelated large disposal appears on the form and needs clarification.

The reporting person is identified as both CEO and director and states indirect ownership through a revocable trust, which is common for estate and governance planning. The purchase of 20,000 shares is recorded under transaction code "P," consistent with a purchase. The presence of a large disposal line (1,442,787 shares) on the same Form 4 is governance-relevant because it could materially change insider ownership percentages, but the filing does not provide the supporting details (date, price, or reason). From a governance perspective, the trust holding and use of an attorney-in-fact signature are routine; however, the unexplained disposal entry reduces transparency and should prompt investors or compliance officers to seek the related documentation or prior filings for reconciliation.

Insider Young Kenneth M
Role Chief Executive Officer
Bought 20,000 shs ($30K)
Type Security Shares Price Value
Purchase Common Stock 20,000 $1.5071 $30K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 261,745 shares (Indirect, See Note); Common Stock — 1,442,787 shares (Direct)
Footnotes (1)
  1. F1. Held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Young Kenneth M

(Last) (First) (Middle)
1200 EAST MARKET STREET

(Street)
AKRON OH 44305

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Babcock & Wilcox Enterprises, Inc. [ BW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/18/2025 P 20,000 A $1.5071 261,745 I See Note(1)
Common Stock 1,442,787 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15.
/s/ John J. Dziewisz, attorney-in-fact for Kenneth M. Young 08/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.