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Babcock & Wilcox Enterprises (BW) announced it raised $67.5 million through its at-the-market (ATM) equity offering pursuant to its sales agreement with B. Riley Securities and Lake Street Capital Markets. The company noted that approximately $50 million came from a single fundamental global institutional investor.
The disclosure was furnished under Item 7.01 (Regulation FD) and includes a press release as Exhibit 99.1. Information furnished under Item 7.01 is not deemed filed under the Exchange Act. No additional terms were provided in this excerpt beyond the aggregate amount raised and the ATM agents.
Babcock & Wilcox Enterprises entered a sales agreement for an at‑the‑market offering of its common stock, allowing sales from time to time of up to $200,000,000 through B. Riley Securities and Lake Street Capital Markets as agents.
Sales will be made pursuant to the company’s effective Form S‑3 shelf registration. The agents will use commercially reasonable efforts and earn a 3.0% commission on gross proceeds from each sale. There is no minimum offering amount, so total proceeds will depend on actual shares sold and will be received by the company net of commissions and transaction fees.
A prospectus supplement for this ATM program has been filed, and the sales agreement includes customary representations, covenants, indemnification, and termination provisions.
Babcock & Wilcox Enterprises (NYSE: BW) launched an at-the-market offering of up to $200,000,000 of common stock under a Sales Agreement with B. Riley Securities and Lake Street Capital Markets. Sales may occur from time to time, with the Agents earning a 3% commission on gross sales. The company plans to use net proceeds to prepay borrowings under its Credit Agreement and may subsequently reborrow for working capital and general corporate purposes.
The program allows flexibility with no minimum amount required. As context, BW’s stock last closed at $3.92 on November 3, 2025; assuming that price, an illustrative 51,020,408 shares would be sold to reach $200 million, and common shares outstanding would be up to 162,120,173, with the actual share count varying by sale price and timing. Shares outstanding were 111,099,765 as of September 30, 2025.
The offering is conducted pursuant to FINRA Rule 5121 due to a conflict of interest: B. Riley Financial controls approximately 24.7% of BW’s outstanding common stock and guarantees certain indebtedness. Lake Street is acting as the qualified independent underwriter. The filing highlights a high degree of risk and ongoing liquidity actions alongside recent portfolio moves and debt reductions.
Babcock & Wilcox (BW) disclosed several actions. The company completed the sale of its Allen‑Sherman‑Hoff ash handling business to Andritz subsidiaries for a base purchase price of approximately $29,000,000, subject to offsets and adjustments. The sellers agreed to a four‑year non‑compete and non‑solicit. BWC was appointed exclusive sales representative and reseller for three years in certain territories for the ASH business and the former Diamond Power business.
BW issued 500,000 common shares for $2,057,000 in a private placement to Applied Digital and granted an initial warrant for 2,600,000 shares at an exercise price of $4.11. Upon execution of a definitive agreement and full authorization to proceed, an additional warrant for 7,860,000 shares may be issued, subject to NYSE limitations. BWC and Applied Digital entered a limited notice to proceed for preliminary work on natural gas technology providing 1 gigawatt for a planned AI data center; if no definitive agreement is signed by January 1, 2026, BWC may discontinue preliminary activities. BW also gave notice to redeem all approximately $26 million of its 8.125% Senior Notes due 2026 on December 5, 2025 at 100% of principal plus accrued interest.
Babcock & Wilcox Enterprises, Inc. announced that its board of directors approved a cash dividend on its 7.75% Series A Cumulative Perpetual Preferred Stock. The dividend is $0.4843750 per share of outstanding preferred stock.
Holders of the Series A preferred shares on the record date of September 20, 2025 will be eligible to receive the dividend, which is scheduled to be paid on September 30, 2025. This preferred stock is listed on the New York Stock Exchange under the symbol "BW PRA".
Babcock & Wilcox Enterprises’ Chief Executive Officer and director Kenneth M. Young, through the Kenneth M. Young Revocable Trust U/A 5/8/15, bought 9,347 shares of common stock in an open-market purchase on September 5, 2025 at a weighted average price of $2.14 per share.
The filing notes these shares were acquired in multiple trades at prices ranging from $2.13 to $2.16. After this transaction, the trust indirectly holds 271,092 shares, while Young directly holds 1,442,787 shares of the company’s common stock.
Christopher S. Riker, Chief Operating Officer of Babcock & Wilcox Enterprises, Inc. (BWSN), was awarded 174,000 restricted stock units (RSUs). Each RSU represents a contingent right to one share of common stock under the company’s Amended and Restated Long-Term 2021 Incentive Plan. The award was granted on August 25, 2025 and vests on that same date, and the RSUs are reported as directly beneficially owned in the amended Form 4.
The amendment states the original Form 4 inadvertently omitted this award and corrects the record. The reported RSUs have a $0 per-share exercise or conversion price because they are units convertible into common stock upon vesting.
Babcock & Wilcox Enterprises, Inc. announced that it has regained compliance with the New York Stock Exchange’s continued listing standard for minimum average closing share price under Section 802.01C of the NYSE Listed Company Manual. This means the company’s common stock once again meets the exchange’s price requirements for remaining listed.
The update was communicated through a press release dated September 3, 2025, which was furnished as an exhibit. Regaining compliance reduces the immediate risk of NYSE delisting for the company’s common stock.
Philip D. Moeller, a director of Babcock & Wilcox Enterprises, Inc. (ticker: BWSN), reported a purchase of company common stock. On 08/27/2025 he acquired 10,000 shares at a price of $1.8599 per share, increasing his direct beneficial ownership to 197,559 shares. The Form 4 was signed by an attorney-in-fact on 08/29/2025.
Babcock & Wilcox Enterprises, Inc. plans to redeem $70 million aggregate principal amount of its 8.125% Senior Notes due 2026. The company has issued a redemption notice stating that on October 2, 2025, it will redeem this portion of the notes at 100% of principal, plus accrued and unpaid interest up to, but excluding, the redemption date. On that date, the redemption price will be due and interest on the redeemed notes will stop accruing.