Welcome to our dedicated page for Blackstone SEC filings (Ticker: BX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Blackstone Inc. filings document the public-company disclosures of an alternative asset manager with common stock listed on the New York Stock Exchange under BX. The filing record includes 8-K reports for quarterly and annual results, earnings presentations, dividend declarations, realization updates and Regulation FD disclosures tied to Blackstone’s investment-management economics.
Blackstone’s SEC filings also cover capital-structure activity, including senior note offerings by Blackstone Reg Finance Co. L.L.C., guarantees by Blackstone and related holding entities, supplemental indentures, shelf registration use, exhibits and amendments to furnished earnings materials. These documents record formal disclosures on financial condition, material agreements, securities issuance, guarantor structure and recurring public-company reporting obligations.
Brown Reginald J reported acquisition or exercise transactions in this Form 4 filing.
Blackstone Inc. director Reginald J. Brown received a grant of 1,961 shares of common stock in the form of deferred restricted shares. These were granted at no cash cost under the Amended and Restated 2007 Equity Incentive Plan.
According to the terms, the deferred restricted shares will vest and the underlying shares will be delivered on April 1, 2027, if he continues serving on Blackstone’s board of directors through that date. After this award, Brown directly holds a total of 21,462 shares of Blackstone common stock.
Chae Michael reported acquisition or exercise transactions in this Form 4 filing.
Blackstone Inc. executive Michael Chae, CFO & Vice Chairman, received a grant of 152,667 shares of common stock as a compensation award. These are deferred restricted shares that vest over several years and were granted at no cash cost per share.
According to the vesting schedule, 10%, or 15,267 shares, will vest on July 1, 2027, another 10%, or 15,267 shares, on July 1, 2028, 20%, or 30,533 shares, on July 1, 2029, 30%, or 45,800 shares, on July 1, 2030, and the remaining 30%, or 45,800 shares, on July 1, 2031. After this grant, Chae directly holds 1,168,335 shares of Blackstone common stock.
Baratta Joseph reported acquisition or exercise transactions in this Form 4 filing.
Blackstone Inc. director Joseph Baratta received an equity award of 124,626 shares of Common Stock as a grant under the Amended and Restated 2007 Equity Incentive Plan. The award consists of deferred restricted shares that vest over several years and are delivered as they vest.
According to the vesting schedule, 10% (12,463 shares) will vest on July 1, 2027, another 10% (12,463 shares) on July 1, 2028, 20% (24,925 shares) on July 1, 2029, 30% (37,387 shares) on July 1, 2030, and the remaining 30% (37,388 shares) on July 1, 2031. After this grant, Baratta directly holds 871,599 shares of Blackstone common stock. One quarter of each vested tranche will be held back for later delivery under his award agreement, and vesting shares may be delivered earlier if there is a change in control of Blackstone.
GRAY JONATHAN reported acquisition or exercise transactions in this Form 4 filing.
Blackstone Inc. President & COO Jonathan Gray received a grant of 302,662 shares of Common Stock as a deferred restricted share award under the Amended and Restated 2007 Equity Incentive Plan. This is compensation-related, not an open-market purchase, and increases his direct holdings to 3,678,417 shares.
The award vests over several years: 10% (30,266 shares) on July 1, 2027; 10% (30,266 shares) on July 1, 2028; 20% (60,532 shares) on July 1, 2029; 30% (90,799 shares) on July 1, 2030; and 30% (90,799 shares) on July 1, 2031. As portions vest, shares are delivered to Gray, though one-quarter of each vested tranche is held back for later delivery under his award agreement, with potential earlier delivery upon a change in control of Blackstone.
Payne David reported acquisition or exercise transactions in this Form 4 filing.
Blackstone Inc. reported that Chief Accounting Officer David Payne received a grant of 17,804 shares of Common Stock as deferred restricted shares at no cost. Following this award, he directly holds 73,948 shares.
The grant was made under the Amended and Restated 2007 Equity Incentive Plan. Vesting is staggered: 10% (1,780 shares) on July 1, 2027, another 10% on July 1, 2028, 20% on July 1, 2029, 30% on July 1, 2030, and the final 30% on July 1, 2031. As the deferred restricted shares vest, shares are delivered to Payne, though one-quarter of each vested portion is held back for delivery on a future date under his award agreement. The shares may be delivered earlier upon a change in control of Blackstone.
Finley John G reported acquisition or exercise transactions in this Form 4 filing.
Blackstone Inc. Chief Legal Officer John G. Finley reported receiving a grant of 152,222 deferred restricted shares of Blackstone common stock under the Amended and Restated 2007 Equity Incentive Plan. The grant reflects equity-based compensation rather than an open-market purchase.
According to the award terms, 10% of these shares, or 15,222, will vest on July 1, 2027; another 10%, or 15,222, on July 1, 2028; 20%, or 30,444, on July 1, 2029; 30%, or 45,667, on July 1, 2030; and the final 30%, or 45,667, on July 1, 2031. As the restricted shares vest, they will be delivered to Finley, though one quarter of each vested tranche will be held back and delivered at a future date under his award agreement. The shares may also be delivered earlier if there is a change in control of Blackstone.
Following this grant, Finley directly holds 561,017 shares of Blackstone common stock, and he also has additional indirect holdings through several trusts and a limited liability company for the benefit of himself and family members.
BREYER JAMES reported acquisition or exercise transactions in this Form 4 filing.
Blackstone Inc. director James Breyer received a grant of 1,961 shares of common stock as a deferred restricted share award. The grant was made at a price of $0.00 per share under the Amended and Restated 2007 Equity Incentive Plan.
These deferred restricted shares will vest, and the underlying shares will be delivered, on April 1, 2027, subject to his continued service on Blackstone Inc.’s board of directors. Following this award, Breyer directly holds 70,867 shares of Blackstone common stock.
Sawhney Vikrant reported acquisition or exercise transactions in this Form 4 filing.
Blackstone Inc. Chief Administrative Officer Vikrant Sawhney received a grant of 129,077 shares of Blackstone common stock as deferred restricted shares under the Amended and Restated 2007 Equity Incentive Plan. The grant was recorded at a price of $0.00 per share as compensation, not a market purchase.
Following the award, he holds 929,683 shares directly. The deferred restricted shares vest over several dates: 12,908 shares on July 1, 2027; 12,908 shares on July 1, 2028; 25,815 shares on July 1, 2029; 38,723 shares on July 1, 2030; and 38,723 shares on July 1, 2031. As these shares vest, they will be delivered to him, though one quarter of each vested tranche will be held back and delivered on a future date under his award agreement, and they may be delivered earlier upon a change in control of Blackstone.
He also has 17,600 Blackstone shares held indirectly in a grantor retained annuity trust, for which he serves as investment trustee. Certain transfers between the trust and Mr. Sawhney were exempt from reporting under Rule 16a-13.
The Vanguard Group filed Amendment No. 5 to Schedule 13G/A reporting 0 shares of Common Stock of Blackstone Inc. The amendment explains an internal realignment on January 12, 2026 after which certain Vanguard subsidiaries report holdings separately in reliance on SEC Release No. 34-39538.
The filing states The Vanguard Group has no voting or dispositive power over Blackstone Inc. common stock as reported here. The form is signed by Ashley Grim, Head of Global Fund Administration, dated 03/26/2026.
Blackstone Inc. provided an intra-quarter update on realization activity for the first quarter of 2026. For the period from January 1, 2026 to March 24, 2026, the firm preliminarily expects to record total Realized Performance Revenues and total Realized Principal Investment Income in excess of $680 million, comprised almost entirely of performance revenues.
This estimate includes revenue from investment realizations already closed in the quarter plus certain non-fee related incentive fees and other investment income expected to be realized at quarter end. It excludes fee income, expenses and any realization activity after March 24, 2026, and is not presented as an indication of total segment revenues for the full quarter or of results for any other period.