Director at Broadway Financial (BYFC) receives 2,675-share unrestricted stock award

Rhea-AI Filing Summary

Donovan Mary Ann reported acquisition or exercise transactions in this Form 4 filing.

Broadway Financial Corp director Mary Ann Donovan reported an equity award of common stock. She received 2,675 shares on March 2, 2026 at a reference price of $7.85 per share, issued as unrestricted stock under the Amended and Restated 2018 Long Term Incentive Plan. Following this grant, her direct holdings increased to 10,223 common shares, reflecting amounts already adjusted for a reverse stock split effective October 31, 2023.

Insights

Equity Compensation Analyst

Routine director equity award with modest increase in direct ownership.

Director Mary Ann Donovan received an award of 2,675 shares of Broadway Financial Corp common stock as unrestricted stock under the Amended and Restated 2018 Long Term Incentive Plan. The reference price disclosed for the award is $7.85 per share.

This is classified as a grant, award, or other acquisition rather than an open-market purchase or sale. After the award, Donovan directly holds 10,223 common shares, with share amounts already adjusted for a reverse stock split effective October 31, 2023. As a standard compensation-related grant, it does not by itself signal a change in company outlook.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Donovan Mary Ann

(Last) (First) (Middle)

513 7TH STREET NE

(Street)

WASHINGTON DC 20002

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BROADWAY FINANCIAL CORP \DE\ [ BYFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/02/2026		A		2,675(1)	A	$7.85	10,223(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents Award of Unrestricted stock issued on March 02, 2026 pursuant to the Amended and Restated 2018 Long Term Incentive Plan of Broadway Financial Corporation.

2. The amount of securities adjusted for reverse stock split effective October 31, 2023.

	/s/Audrey Phillips, Attorney-in-Fact	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Broadway Financial (BYFC) report for Mary Ann Donovan?

Broadway Financial reported that director Mary Ann Donovan received an award of 2,675 shares of common stock. The shares were granted as unrestricted stock under the company’s Amended and Restated 2018 Long Term Incentive Plan, rather than bought on the open market.

At what price was Mary Ann Donovan’s BYFC stock award recorded?

The 2,675-share award to Mary Ann Donovan used a reference price of $7.85 per share. This price is disclosure for valuation of the grant and does not necessarily represent an open-market purchase or sale transaction in Broadway Financial common stock.

How many Broadway Financial (BYFC) shares does Mary Ann Donovan own after this grant?

After the March 2, 2026 award, Mary Ann Donovan directly owns 10,223 shares of Broadway Financial common stock. The filing specifies that this share count is already adjusted for the company’s reverse stock split that became effective on October 31, 2023.

What is the nature of the BYFC shares granted to Mary Ann Donovan?

The filing describes the 2,675 BYFC shares as an award of unrestricted common stock. They were issued pursuant to Broadway Financial’s Amended and Restated 2018 Long Term Incentive Plan, indicating they are compensation-related equity rather than shares acquired in a market transaction.

How was the BYFC reverse stock split reflected in Mary Ann Donovan’s Form 4?

The Form 4 notes that the amount of securities is adjusted for a reverse stock split that became effective October 31, 2023. This means the reported 10,223 shares of common stock reflect post-split quantities for Mary Ann Donovan’s direct holdings.

Does Mary Ann Donovan’s BYFC Form 4 indicate a stock sale?

No, the Form 4 shows an acquisition coded as a grant, award, or other acquisition of 2,675 shares. It does not report any sale of Broadway Financial common stock by director Mary Ann Donovan in this particular insider transaction filing.