BYRN Form 3: Director Adam L. Roth Reports No Beneficial Ownership

Rhea-AI Filing Summary

Byrna Technologies Inc. reporting person Adam L. Roth filed an initial Form 3 reporting relationship to the issuer as a director. The Form 3 indicates no securities are beneficially owned by the reporting person. The event date triggering the filing is 09/04/2025 and the form is signed by power of attorney on 09/23/2025. The filing includes an Exhibit 24.1 power of attorney and provides the reporting persons address in Andover, MA.

Positive

• Disclosure filed identifying Adam L. Roth as a director of Byrna Technologies Inc.
• Form explicitly states that no securities are beneficially owned, providing clarity on insider holdings

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: Initial disclosure shows a director with no beneficial holdings; procedural disclosure only.

The filing is a routine initial Section 16 disclosure identifying Adam L. Roth as a director of Byrna Technologies Inc. and stating he does not beneficially own any of the issuer's securities. This is primarily administrative and does not convey any change in control, related-party transactions, or material ownership that would affect governance dynamics. The inclusion of Exhibit 24.1 indicates authority for the signature by power of attorney.

Securities Compliance Analyst

TL;DR: Form 3 is compliant in form and reports no beneficial ownership; impact on investors is neutral.

The document fulfills the reporting obligation under Section 16 for an insider identified as a director. The clear statement that "No securities are beneficially owned" means there are no reportable holdings or derivative positions disclosed. There are no monetary amounts, exercise prices, or expiration dates to assess, so the filing carries no direct market or valuation implications.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Roth Adam L.

(Last) (First) (Middle)

100 BURTT ROAD

SUITE 115

(Street)

ANDOVER MA 01810

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/04/2025

3. Issuer Name and Ticker or Trading Symbol
Byrna Technologies Inc. [ BYRN ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List: Exhibit 24.1 – Power of Attorney

No securities are beneficially owned.

	/s/ Lisa Klein Wager by Power of Attorney	09/23/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 for BYRN filed by Adam L. Roth report?

The Form 3 identifies Adam L. Roth as a director of Byrna Technologies Inc. and states he does not beneficially own any securities of the issuer.

When is the event date reported on Adam L. Roth's Form 3 for BYRN?

The event date requiring the statement is 09/04/2025.

Was the Form 3 signed and how was it executed for BYRN?

The filing is signed by Lisa Klein Wager by Power of Attorney on 09/23/2025 and includes Exhibit 24.1 (Power of Attorney).

Does Adam L. Roth hold any derivative securities in BYRN according to the Form 3?

No. The Form 3 contains no entries in the derivative securities section and explicitly states no securities are beneficially owned.

What address is listed for the reporting person on the BYRN Form 3?

The address listed is 100 Burtt Road, Suite 115, Andover, MA 01810.