BeyondSpring gets Nasdaq $35M market-value notice

BYSI's securities remain listed during a compliance period ending March 29, 2027, while the company seeks to meet Nasdaq's market-value requirement.

Rhea-AI Filing Summary

BeyondSpring Inc. received notice that its market value of listed securities had remained below Nasdaq’s $35 million continued-listing threshold for 30 consecutive business days. The notice does not immediately delist the company’s securities or affect their Nasdaq trading. BeyondSpring has until March 29, 2027, to regain compliance, and its securities will continue to trade during the 180-calendar-day compliance period.

To regain compliance, the company’s market value of listed securities must close at $35 million or more for at least 10 consecutive business days before March 29, 2027; Nasdaq staff may extend that period. If BeyondSpring does not regain compliance by the deadline, Nasdaq will notify the company that its securities are subject to delisting, and the company may appeal. BeyondSpring said the notice does not affect its business operations and that it is considering available options, while noting it cannot assure that it will regain compliance or meet other Nasdaq listing criteria.

0 points · 0 major

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0 major · 1 point

How the balance works

Positive

• None.

Negative

• Moderate pointNasdaq deficiency: MVLS below $35 million for 30 consecutive business days.

8-K Event Classification

Item 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

1 item

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Securities

The company received a delisting notice, failed to satisfy a continued-listing rule or standard, or transferred its listing.

Key Figures

Market value of listed securities threshold: $35 million Period below threshold: 30 consecutive business days Compliance period: 180 calendar days +2 more

5 metrics

Market value of listed securities threshold $35 million Nasdaq continued-listing requirement and compliance threshold

Period below threshold 30 consecutive business days Period during which market value of listed securities was below $35 million

Compliance period 180 calendar days Period from the notification letter to regain compliance

Compliance deadline March 29, 2027 Deadline to regain compliance with the MVLS Requirement

Closing period to regain compliance 10 consecutive business days Market value must close at $35 million or more for this period

Key Terms

market value of listed securities, MVLS Requirement, compliance period

3 terms

market value of listed securities financial

"market value of listed securities (“MVLS”) has fallen below $35 million"

Market value of listed securities is the market value of the shares a company has listed on an exchange, calculated as the closing bid price multiplied by the number of listed shares. Exchanges use it as a continued-listing standard, so a company that stays under the required minimum receives a deficiency notice and is given a set period to recover before facing delisting.

MVLS Requirement regulatory

"no longer complies with the MVLS Requirement for continued listing"

compliance period regulatory

"provided with a compliance period of 180 calendar days"

A compliance period is a defined stretch of time during which a company must meet specific legal, regulatory, or contractual rules and reporting requirements. Think of it like a scheduled inspection window or a homework deadline: failing to satisfy the rules within that window can trigger fines, restrictions, or extra oversight, so investors watch compliance periods as signals of near-term legal risk, potential costs, and impacts on a company’s operations or cash flow.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What Nasdaq listing issue did BYSI report?

Nasdaq notified BeyondSpring that its market value of listed securities had fallen below $35 million for 30 consecutive business days, so the company no longer met Nasdaq’s continued-listing requirement. The notice does not immediately delist the securities, which continue to trade on Nasdaq during the compliance period.

When does BYSI have to regain Nasdaq compliance?

BeyondSpring has until March 29, 2027, to regain compliance, a 180-calendar-day period from the notification letter. Its securities will continue to trade on Nasdaq during that period.

What must BYSI do to regain compliance with Nasdaq's market-value requirement?

Before March 29, 2027, BeyondSpring’s market value of listed securities must close at $35 million or more for at least 10 consecutive business days. Nasdaq staff may extend the period for meeting this closing-price condition.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

______________________

FORM 8-K

______________________

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): October 2, 2026 (September 29, 2026)

______________________

BeyondSpring Inc.

(Exact name of registrant as specified in its charter)

______________________

Cayman Islands		001-38024		Not Applicable
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

100 Campus Drive, West Side, 4th Floor, Suite 410
Florham Park, New Jersey		07932
(Address of Principal Executive Offices)		(Zip Code)

Registrant’s telephone number, including area code: +1 (646) 305-6387

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐		Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐		Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐		Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐		Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Ordinary Shares, par value $0.0001 per share		BYSI		The NASDAQ Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

On September 29, 2026, BeyondSpring Inc. (the “Company”) received a written notification from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that, because the Company’s market value of listed securities (“MVLS”) has fallen below $35 million for the last 30 consecutive business days, the Company no longer complies with the MVLS requirement for continued listing on the Nasdaq Capital Market, pursuant to Nasdaq Listing Rule 5550(b)(2) (the “MVLS Requirement”). The notification letter does not result in the immediate delisting of the Company’s securities and has no immediate effect on the listing or trading of the Company’s securities on Nasdaq.

Pursuant to Nasdaq Listing Rule 5810(c)(3)(C), the Company is provided with a compliance period of 180 calendar days from the date of the notification letter, or until March 29, 2027, to regain compliance with the MVLS Requirement. During this period, the Company’s securities will continue to trade on Nasdaq. If at any time before March 29, 2027, the MVLS of the Company closes at $35 million or more for a minimum of ten consecutive business days (subject to the Staff’s discretion to extend this period under Nasdaq Listing Rule 5810(c)(3)(H)), Nasdaq will provide written confirmation of compliance and this matter will be closed. In the event the Company does not regain compliance by March 29, 2027, Nasdaq will provide written notification that the Company’s securities are subject to delisting, at which time the Company may appeal the delisting determination.

The notification letter does not affect the Company’s business operations, and the Company is considering all available options to regain compliance with the listing rules within the prescribed compliance period. There can be no assurance that the Company will be able to regain compliance with the MVLS Requirement or will otherwise remain in compliance with other Nasdaq listing criteria.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: October 2, 2026

	BeyondSpring Inc.
	By:	/s/ Min Qiu
	Name:	Min Qiu
	Title:	Chief Executive Officer

Filing Exhibits & Attachments

3 documents

Other Documents

• EX-101 XBRL SCHEMA FILE 3.0 KB
• EX-101 XBRL LABEL FILE 33.4 KB
• EX-101 XBRL PRESENTATION FILE 21.9 KB