Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities linked to Space Exploration Technologies Corp. (SpaceX) Class A common stock, each with a $1,000 stated principal amount and scheduled to mature on January 27, 2028, unless called earlier.
The securities pay a contingent coupon of 6.9875% per period (equivalent to 27.95% per annum) only if, on the relevant valuation date, the SpaceX share value is at or above the coupon barrier value, set at 55.00% of the initial underlying value; missed coupons can be paid later if a subsequent valuation meets the barrier. If on a potential autocall date the share value is at or above the initial value, the notes are automatically redeemed at $1,000 plus the due coupon and any unpaid coupons.
If not called and the final SpaceX value is at or above the final barrier value (also 55.00% of the initial value), investors receive $1,000 per note at maturity; if it is below, they receive a fixed number of SpaceX shares (or, at Citigroup’s election, cash) that may be worth substantially less than $1,000, and possibly zero, with no coupon at maturity. The issue price is $1,000 per security, including a $15.00 underwriting fee and $985.00 in proceeds to the issuer, and the estimated value on the pricing date is expected to be at least $926.00 per security, reflecting model-based valuation and issuer funding costs. The product involves significant market, credit, valuation, and U.S. tax risks, including potential 30% withholding on coupon payments to certain non-U.S. holders.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Digital Securities linked to the Russell 2000® Index maturing on July 27, 2027, with a stated principal of $1,000 per security and total issuance of $4,335,000.
At maturity, investors receive $1,000 plus a digital return amount of $158.50 (15.85%) per security if the Russell 2000® final value is at or above the initial value of 2,976.259. If the final value is lower, payment equals $1,000 plus $1,000 times the underlying return, giving 1‑to‑1 downside exposure and risking a significant loss of principal.
The issue price is $1,000 with an underwriting fee of up to $20 and proceeds to the issuer of at least $980 per security; the estimated value is $974.60. The notes pay no dividends, are not bank deposits or FDIC‑insured, involve complex market and tax risks, and may be treated as a prepaid forward contract for U.S. federal income tax purposes.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Callable Contingent Coupon Equity Linked Securities due August 2, 2029, linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100 Index® and the Russell 2000® Index.
The notes pay a contingent coupon of 0.8958% per period (about 10.75% per year) only if, on each valuation date, the worst performing index is at or above 70% of its initial value. Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon.
If held to maturity and not called, principal is protected only if the worst performing index is at least 85% of its initial value. Below that level, investors lose 1% of principal for each 1% decline beyond the 15% buffer, with losses potentially large. The notes are unsecured obligations subject to Citigroup credit risk, have limited liquidity, and their initial estimated value (expected to be at least $935 per $1,000) is below the issue price. The filing also highlights complex U.S. tax and withholding uncertainties, especially for non-U.S. holders.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable contingent coupon equity-linked securities due July 23, 2031, linked to the worst performer of the Nasdaq‑100 Index, the Russell 2000 Index and the SPDR S&P Biotech ETF. Each security has a $1,000 principal amount and pays a monthly contingent coupon of 0.7583% (about 9.10% per annum) only if, on the relevant valuation date, the worst performing underlying is at or above its coupon barrier, set at 70% of its initial value.
The notes can be automatically called on specified dates starting July 21, 2027 if the worst performer is at or above its initial value, in which case investors receive $1,000 plus the relevant coupon and any previously unpaid coupons. If not called, payment at maturity depends solely on the worst performing underlying. If its final value is at or above the 60% final barrier, principal is repaid (with the final coupon if the coupon condition is met). If it is below the final barrier, repayment equals $1,000 plus the underlying return of the worst performer, exposing investors to 1:1 downside below the barrier and potential total loss.
The issue price is $1,000, including up to $41.25 in underwriting fees, with minimum proceeds to the issuer of $958.75 per note. Citigroup expects the estimated value on the pricing date to be at least $887 per security, reflecting structuring and hedging costs. The notes are unsecured obligations subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., may have limited or no secondary market liquidity, and carry complex market, correlation, sector and tax risks highlighted in extensive risk factors.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering autocallable contingent coupon equity-linked securities tied to the worst performer of the Nasdaq-100 Index®, Russell 2000® Index, and S&P 500® Index, under a shelf registration of Medium-Term Senior Notes, Series N.
Each security has a $1,000 stated principal amount and pays a contingent coupon of 1.0708% per period (about 12.85% per annum) only if, on the relevant valuation date, the worst-performing index is at or above 70% of its initial value. The notes can be automatically redeemed on specified autocall dates if the worst index is at or above its initial level, returning $1,000 plus the coupon.
At maturity on July 26, 2029, if not called and the worst index is at or above 70% of its initial value, investors receive $1,000 plus the final coupon; otherwise the payoff is $1,000 plus the index return of the worst performer, exposing investors to up to a 100% loss of principal.
The securities are unsecured obligations subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., have limited or no secondary market liquidity, and an estimated initial value of at least $942 per $1,000, below the issue price due to selling, structuring, and hedging costs.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities due July 26, 2029, linked to the worst performer of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index. The notes have a $1,000 stated principal amount and pay a contingent coupon of 1.0708% per period (about 12.85% per annum) only if, on the relevant valuation date, the worst performing index is at or above its coupon barrier set at 70% of its initial value.
The securities may be automatically redeemed on specified autocall dates if the worst performing index is at or above its initial value, in which case investors receive $1,000 plus the contingent coupon. If not called, the maturity payment depends on the worst performing index: investors receive $1,000 if its final value is at or above 70% of its initial value, or otherwise $1,000 plus the index return, exposing principal to full downside with no minimum.
The issue price is $1,000 per security, with up to a $1.00 underwriting fee and at least $942.00 estimated value per security based on Citigroup Global Markets Inc.’s proprietary models. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and the notes are unsecured, not bank deposits, and not FDIC insured.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured Callable Contingent Coupon Equity Linked Securities linked to the worst performing of the Nasdaq‑100 Index®, the Russell 2000® Index and the State Street® Utilities Select Sector SPDR® ETF. Each security has a $1,000 stated principal amount, a pricing date of August 3, 2026, issue date of August 6, 2026 and, if not called, matures on November 8, 2028.
Investors may receive a contingent coupon of 0.9808% per period (about 11.77% per annum) on each scheduled payment date only if, on the preceding valuation date, the worst performing underlying is at or above 70% of its initial value. At maturity, if the notes were not redeemed and the worst performing underlying is at or above 65% of its initial value, holders receive $1,000 per note (plus any final coupon); otherwise, repayment is reduced 1% for each 1% decline in that underlying, potentially to zero.
The issuer may redeem the notes early, in whole, on specified potential redemption dates at $1,000 plus the applicable coupon, limiting the total income investors can receive. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and the securities are expected to have limited liquidity. The issuer currently expects the estimated value on the pricing date to be at least $927.00 per security, less than the $1,000 issue price.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Medium-Term Senior Notes, Series N in the form of callable contingent coupon equity-linked securities tied to the worst performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, under an effective shelf registration.
Each security has a $1,000 stated principal amount and pays a 1.025% monthly contingent coupon (12.30% per annum) only when the worst-performing index on a valuation date is at or above its coupon barrier, set at 70% of its initial value. If not, no coupon is paid for that period.
At maturity in June 2028, if not previously called and the worst-performing index is at or above 70% of its initial value, holders receive $1,000 plus any final coupon. If it is below 70%, repayment is reduced 1-for-1 with the index decline, down to zero. The issuer may redeem the notes in whole on specified dates at $1,000 plus any coupon. Investors face full credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., potential total loss of principal, uncertain liquidity, complex U.S. tax treatment and an estimated initial value of at least $937 per $1,000, below the issue price.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering $4,800,000 Buffered Digital Nasdaq‑100 Index®‑Linked Notes due October 19, 2027. These unsecured senior notes pay no interest and do not guarantee a return of principal.
The payout depends on Nasdaq‑100 Index® performance from the July 15, 2026 initial level of 29,502.60 to the October 15, 2027 determination date. If the final index level is at least 90.00% of the initial level, holders receive a fixed $1,152.40 per $1,000 note, a contingent return of 15.24%. If the index falls more than the 10.00% threshold, principal loss is amplified at about 1.1111% for each additional 1% decline, up to a total loss of principal.
Investors forgo upside beyond the capped return, all dividends on index stocks, and interim interest. The notes carry the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., will not be listed, may have little or no secondary market, and have an estimated value on the trade date that is less than the issue price due to fees, hedging costs, and internal funding assumptions. Tax treatment is uncertain and expected to follow a prepaid forward contract characterization under current U.S. federal income tax views.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Dual Directional Barrier Digital Plus Securities linked to the worst performer of the EURO STOXX 50® Index and the MSCI Emerging Markets Index, each with a stated principal amount of $1,000 and maturing on July 23, 2031.
At maturity, if the worst-performing index is at or above its initial value, holders receive $1,000 plus the greater of a digital return of at least $800 (≥80% of principal, set on the pricing date) or $1,000 times that index’s positive return. If the worst-performing index is below its initial value but at or above 70% of its initial value, holders receive $1,000 plus the absolute value of that index’s negative return, giving upside to moderate declines. If the worst-performing index closes below the 70% barrier, repayment is reduced 1-for-1 with the loss in that index, and investors may receive substantially less than principal, including as little as zero.
The issue price is $1,000 per security, including an underwriting fee of up to $33.50, for minimum issuer proceeds of $966.50 per security. Citigroup Global Markets Inc. estimates the value on the pricing date will be at least $897 per security, reflecting its proprietary models and internal funding rate. The notes are unsecured debt obligations, not bank deposits, pay no dividends on the underlying indices, may have limited or no secondary market, and are intended only for investors who understand structured products and related tax and market risks.