Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Inc. director John Cunningham Dugan received an award of 475 deferred common shares on October 1, 2026, under the Compensation Plan for Non-Employee Directors. The reported price was $131.5940 per share. Citigroup holds the deferred shares for Dugan’s benefit; his reported indirect holdings following the award were 33,317 shares, alongside 12,194 shares held directly.
Citigroup Inc. director Grace E. Dailey acquired 6.4904 shares of common stock on October 1, 2026, through reinvestment of dividend equivalents under Citigroup’s Compensation Plan for Non-Employee Directors. The reported per-share price was 131.5940, and her direct holdings following the acquisition were 17,736.5083 shares.
Citigroup Inc. director Titilope Cole reported acquiring 6 common shares through dividend-equivalent reinvestment and 10 deferred common shares on October 1, 2026. The deferred shares are held by Citigroup for Cole’s benefit under its Compensation Plan for Non-Employee Directors. After the transactions, Cole held 58,191 common shares directly and 1,967 deferred shares held for her benefit.
Citigroup Inc. lists its securities registered under Section 12(b), including common stock, depositary shares representing a 1/1,000th interest in Series II preferred stock, trust preferred securities, and medium-term senior notes of CGMHI with Citigroup’s guaranty. The listed classes are shown as registered on the New York Stock Exchange.
CITIGROUP INC (C) is involved as guarantor in the removal of a specific debt security from listing and registration on the New York Stock Exchange. The security is the Guarantor of Medium Term Senior Notes, Series N, Floating Rate Notes due September 17, 2026.
The New York Stock Exchange states that it has complied with its own rules to strike this class of securities from listing and/or withdraw registration, and that Citigroup has complied with the Exchange’s rules and SEC Rule 12d2-2(c) governing the voluntary withdrawal of the class from listing and registration.
Citigroup Inc. (C), through Citigroup Global Markets Holdings Inc., is offering $248,000 of unsecured Buffer Securities linked to the worst performer of the Russell 2000® Index and the S&P 500® Index, maturing March 2, 2028. Each security has a $1,000 stated principal amount, no interest, and all payments are guaranteed by Citigroup Inc.
At maturity, if the worst-performing index is above its initial level, investors receive $1,000 plus 120% of that index’s gain, capped by a maximum return of $215 (total payout up to $1,215). If the worst-performing index is between 85% and 100% of its initial level, principal is repaid in full. Below the 15% buffer, investors lose 1% of principal for each 1% decline beyond the buffer. Initial index levels are 3,005.900 for the Russell 2000 and 7,675.70 for the S&P 500, with buffer levels at 85% of these values.
The issue price is $1,000 per security, including up to $23.75 in underwriting fees, with net proceeds of $976.25 per security. Citigroup Global Markets Inc. estimates the value at $969.40 on the pricing date, below the issue price, reflecting selling, structuring and hedging costs. Investors face full credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., no dividends from the indices, exposure to the worst-performing index only, limited or no liquidity, and complex, uncertain U.S. tax treatment.
CITIGROUP INC (C), through Citigroup Global Markets Holdings Inc., is offering callable contingent coupon equity-linked medium-term senior notes with a $1,000 stated principal amount per security, linked to the worst performer of the Nasdaq-100 Index, the Russell 2000 Index and the VanEck Semiconductor ETF, and maturing on September 9, 2031.
The notes pay a contingent coupon of at least 1.2333% of principal per observation period (approximately 14.80% per annum) only if, on the relevant valuation date, the worst-performing underlying is at or above 60% of its initial value; otherwise no coupon is paid. If held to maturity and not called, investors receive full principal only if the worst-performing underlying is at or above its 60% final barrier; otherwise, repayment is reduced one-for-one with the decline in that underlying, down to a possible zero. Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and the Citigroup Inc. guarantee.
CITIGROUP INC (C), via Citigroup Global Markets Holdings Inc., is offering unsecured, principal-at-risk securities linked to the 30-year GBP SONIA ICE swap rate (SONIA CMS30), fully and unconditionally guaranteed by Citigroup Inc. Each security has a £1,000 stated principal amount and matures on November 30, 2026, with valuation on November 26, 2026.
At maturity, investors receive: the maximum payment £1,270.5923903 per £1,000 if the SONIA CMS30 rate is at or above the 5.069% strike, or a reduced amount that declines linearly as the rate falls below the strike, based on an OTM strike width of 0.50%, but not less than the minimum £270.5923903. Examples show potential returns from about +27.06% to about -72.94%, so a significant loss of principal is possible.
The issue price is 100% of principal, with total proceeds of £10,618,000 and no underwriting fee; Citigroup Global Markets Inc. acts as principal and may profit from hedging. The estimated value is £992.56 per security, below the issue price. The notes are cleared through Euroclear and Clearstream, carry complex tax treatment, and include ERISA and FATCA considerations.
Citigroup Inc. (C) is offering $1,004,000 of Autocallable Contingent Coupon Equity Linked Securities, issued by Citigroup Global Markets Holdings Inc. and fully guaranteed by Citigroup Inc., linked to the Nasdaq-100 Futures 35% Edge Volatility 6% Decrement Index ER, maturing September 5, 2036 unless called earlier.
The notes pay a monthly 1.175% contingent coupon (14.10% per annum) only if the index is at or above the coupon barrier of 1,055.441 (60% of the 1,759.068 initial value; 50% final barrier 879.534). From August 31, 2027, the notes are automatically redeemed at $1,000 per note if the index closes at or above its initial value on any trading day, which can cap total coupons.
If not called, at maturity investors receive $1,000 per note only if the final index value is at least the final barrier; otherwise payoff is $1,000 × (1 + index return), exposing principal to full downside below that level and possibly to total loss, with no coupon. The issue price is $1,000 per note, including a $50 underwriting fee; issuer proceeds are $950 per note. The estimated value is $864.30 per note, below the issue price, reflecting structuring and hedging costs. U.S. tax treatment is uncertain and non-U.S. holders may face 30% withholding on coupons; the notes are treated as complex prepaid forward contracts with associated coupon income.
CITIGROUP INC (C), through Citigroup Global Markets Holdings Inc., is offering buffered autocallable securities linked to the S&P 500 Futures 40% Intraday Edge Volatility TCA 6% Decrement Index (USD) ER, with a stated principal amount of $1,000 per security and final maturity on August 29, 2031, unless automatically redeemed earlier.
The notes may be automatically redeemed on scheduled valuation dates starting August 27, 2027 if the index closing value is at or above the initial level of 9,823.75, paying $1,000 plus a fixed premium that steps up from 20% to 100% of principal by the final valuation date. If held to maturity and not called, investors receive: $1,000 plus the final premium if the index is at or above the initial level; $1,000 if the index is between the initial level and the 15% downside buffer; or a reduced amount with 1‑for‑1 loss beyond the buffer if the index finishes below the buffer level of 8,350.188.
The issue price is $1,000 per security, including up to $45 in underwriting fees (total offering $3,446,000), with estimated value of $880.20 per security based on Citigroup Global Markets Inc.’s models. The complex underlying index uses leveraged, volatility‑targeted S&P 500 futures exposure with a 6% annual decrement and notional costs, and may significantly underperform the S&P 500 Index. The securities are unsecured obligations of the issuer, fully and unconditionally guaranteed by Citigroup Inc., and involve significant market, structural, liquidity and tax risks.