Welcome to our dedicated page for CITIGROUP SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing principal-at-risk "Jump Securities", $1,000 stated principal amount per security, under its Medium-Term Senior Notes, Series N program. These six-year notes are auto-callable based on the worst performing of three State Street sector ETFs: Energy (XLE), Health Care (XLV) and Technology (XLK).
Beginning about one year after issuance, if on any valuation date the worst performing ETF is at or above its mandatory redemption threshold value, the notes are automatically redeemed for $1,000 plus a fixed premium that steps up over time from 13.200% to 79.200% of principal. If the notes are not called and, at final valuation, the worst ETF is below its initial value, investors receive $1,000 plus $1,000 times that ETF’s return, giving 1-to-1 downside exposure to the worst performer and potential total loss. The securities pay no coupons or dividends and do not participate in any upside beyond the fixed premiums. The issue price is $1,000 per security; CGMI expects the estimated value to be at least $869, reflecting structuring and distribution costs.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Autocallable Barrier Securities linked to the Russell 2000® Index with a stated principal amount of $1,000 per security, due August 21, 2031. The notes pay no interest and do not guarantee repayment of principal.
The securities may be automatically redeemed on specified annual valuation dates starting in 2027 if the index closes at or above its initial level, paying $1,000 plus a premium of 10%, 20%, 30% or 40%, depending on the year. If held to maturity and not called, investors receive (i) $1,000 plus the greater of a 25% premium or 100% participation in any index appreciation, (ii) $1,000 if the final index level is below the initial but at or above 75% of it, or (iii) a loss matching the index decline if the final level is below 75% of the initial, up to total loss of principal. The estimated value on the pricing date is expected to be at least $916 per security, below the $1,000 issue price, and secondary market liquidity may be limited. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Autocallable Barrier Securities linked to the EURO STOXX 50® Index, issued as Medium‑Term Senior Notes, Series N. Each security has a $1,000 stated principal amount, pays no interest and may be automatically redeemed early if, on any non‑final valuation date from August 2027 to August 2030, the index closing value is at or above its initial level.
Upon automatic early redemption, investors receive $1,000 plus a fixed premium that steps up over time (from 11.00% in 2027 to 44.00% in 2030). If the notes are outstanding to August 2031 and the final index value is at least the initial level, the maturity payment equals $1,000 plus the greater of a 30.00% premium or 100% participation in index appreciation. If the final index value is below the initial but at or above 75.00% of the initial value, principal is repaid at par; below that 75% barrier, repayment is reduced 1‑for‑1 with index loss, potentially to zero.
The securities do not provide dividends or other rights in the index constituents and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The estimated value on the pricing date is expected to be at least $918.00 per security, below the $1,000 issue price, reflecting structuring and hedging costs. Liquidity may be limited, with any secondary market making by an affiliate discretionary, and the U.S. tax treatment is expected, but not certain, to follow a prepaid forward contract characterization.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable contingent coupon equity-linked senior notes maturing on August 29, 2031. Each security has a $1,000 principal and is linked to the worst performer of the Dow Jones Industrial Average, the Russell 2000 Index and the S&P 500 Index.
The notes pay a 0.5667% contingent coupon per month (about 6.80% per year) only if, on the relevant valuation date, the worst-performing index is at or above 70% of its initial value. The notes may be automatically called on specified dates if the worst-performing index is at or above its initial value, returning $1,000 plus the coupon.
If not called and the worst-performing index ends below its 70% final barrier, principal is reduced 1-for-1 with the index loss, down to zero. Investors forgo dividends, face Citigroup credit risk, limited liquidity, complex U.S. tax treatment (including possible 30% withholding for non-U.S. holders), and an initial estimated value of at least $900 per $1,000 note.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Autocallable Equity Linked Securities tied to Apple Inc. and Space Exploration Technologies Corp., due February 18, 2028. Each security has a $1,000 stated principal amount and pays a fixed coupon of 4.375% per quarter (17.50% per annum) on specified dates, unless the notes are redeemed early.
The notes may be automatically called on several dates from November 2026 to November 2027 if the worst performing underlying is at or above its initial value, in which case investors receive $1,000 plus the coupon. If not called, principal repayment at maturity depends on the worst performer relative to a 50% final barrier and initial values, and in adverse scenarios investors receive underlying shares (or cash equivalent) that may be worth far less than $1,000, including the possibility of losing their entire principal. The issue price is $1,000, including a $15 underwriting fee and $985 in proceeds to the issuer, with an expected estimated value of at least $922 per security.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Autocallable Barrier Securities linked to the worst performer of the Nasdaq-100 Index® and the SPDR® S&P 500® ETF Trust, with a stated principal amount of $1,000 per security and maturity on August 12, 2031.
The notes may be automatically redeemed early on valuation dates in 2027 or 2028 if the worst-performing underlying is at or above its premium threshold (102% and 104% of its initial value, respectively), paying $1,000 plus premiums of 13.05% or 26.10%.
If not redeemed early, at maturity investors receive upside exposure at a 100% participation rate to the worst-performing underlying if it finishes above its initial value, full principal repayment if it finishes between its initial value and its 80% barrier, and 1:1 downside loss if it finishes below the barrier, potentially down to zero. The issue price is $1,000 with an estimated value of $944.50 and an underwriting fee of $41.25 per security, and the securities are treated as prepaid forward contracts for U.S. tax purposes, subject to significant tax and market risks.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering $6,472,000 of Contingent Income Callable Securities due August 10, 2028, each with a $1,000 principal amount. The notes are linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices and expose principal to market risk.
Holders may receive a 2.225% quarterly contingent coupon (8.90% p.a.) only if, on every trading day in the observation period, all three indices close at or above 60% of their initial levels. Citigroup may redeem the notes quarterly at par plus any coupon. At maturity, if not previously called, principal is fully returned only if the worst index finishes at or above its 60% downside threshold; otherwise repayment is reduced 1-to-1 with the index loss, potentially to zero. The estimated value is $976.60 per note, below the issue price, reflecting fees, hedging and funding costs.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering 25,517 Contingent Income Callable Securities due August 10, 2028, linked to the worst performer of the Nasdaq‑100 Index, Russell 2000 Index and S&P 500 Index. Each security has a $1,000 stated principal amount, for an aggregate offering of $25,517,000.
Investors may receive a 3.00% quarterly contingent coupon (12.00% per annum) per $1,000 security, but only if during the relevant observation period none of the indices closes below its coupon barrier level, set at 70.00% of its initial level. A single breach by any index in an observation period cancels that quarter’s coupon.
Citigroup may call the securities in whole on designated quarterly redemption dates, paying $1,000 plus any due coupon; if called, no further payments are made. If held to maturity and not redeemed, holders receive $1,000 per security if the final level of the worst performing index is at or above its downside threshold (also 70.00% of initial). If it is below, repayment is reduced 1‑for‑1 with that index’s negative return, down to a possible total loss of principal. The estimated value is $979.20 per security, below the $1,000 issue price, reflecting fees, hedging costs and the issuer’s internal funding rate.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering unsecured Medium-Term Senior Notes, Series N in the form of Callable Contingent Coupon Equity Linked Securities linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 Index® and Russell 2000® Index, maturing August 17, 2029, unless called earlier.
Each security has a $1,000 stated principal amount and may pay a monthly contingent coupon of at least 0.8167% (about 9.80% per annum) only if, on the relevant valuation date, the worst-performing index is at or above its coupon barrier, set at 60% of its initial value. If the securities are not redeemed and, on the final valuation date, the worst-performing index is below its final barrier (also 60% of initial), repayment of principal is reduced one-for-one with the index decline, down to zero.
Citigroup may redeem the notes in whole on specified dates, paying $1,000 plus any due coupon, limiting future income. The notes are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., may have limited liquidity, and embed complex U.S. tax and potential 30% withholding outcomes for non-U.S. holders. The initial estimated value is expected to be below the issue price due to structuring and hedging costs.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering $19,883,000 of Contingent Income Auto-Callable Securities with Memory Coupon linked to NVIDIA Corporation common stock, in denominations of $1,000 per security, maturing on August 10, 2029, unless redeemed earlier.
Investors may receive a 2.70% quarterly contingent coupon (10.80% per annum) per $1,000 security when NVIDIA’s closing price on a valuation date is at or above the downside threshold price of $111.98, which is 50.00% of the initial share price of $223.96. Missed coupons can be “remembered” and paid later if the threshold condition is subsequently met.
If on a potential redemption date NVIDIA’s price is at or above the initial share price, the notes are automatically redeemed for $1,000 plus the applicable contingent coupon (including any unpaid coupons). If held to maturity and NVIDIA finishes below the downside threshold, investors are fully exposed 1-to-1 to the share decline and can lose up to their entire principal. The estimated value at issuance is $976.40 per $1,000, below the issue price.