Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing callable contingent coupon equity-linked securities tied to the worst performer of the Dow Jones Industrial Average, Russell 2000 Index and S&P 500 Index, maturing on May 2, 2031, with a stated principal of $1,000 per security.
The notes pay a 0.7917% monthly contingent coupon (about 9.50% per annum) only if, on each valuation date, the worst-performing index is at or above 75% of its initial level. At maturity, if not called and the worst-performing index is at or above 60% of its initial level, investors receive full principal; otherwise, repayment is reduced one-for-one with the index loss, potentially to zero. Citigroup may redeem the notes early at par plus any due coupon. The estimated value is $974.20 per $1,000, reflecting embedded costs, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing callable contingent coupon equity-linked securities due August 2, 2029, with a stated principal amount of $1,000 per security and total proceeds of $2,734,000. The notes are linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 Index® and Russell 2000® Index.
Investors may receive a contingent coupon of 0.9375% per month (annualized 11.25%) only if, on each valuation date, the worst-performing index is at or above 70% of its initial level. At maturity, if the notes are not called and the worst-performing index is at or above 60% of its initial level, principal is repaid; otherwise, repayment is reduced one-for-one with the index loss, down to zero. Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon. The estimated value on the pricing date is $980.60 per security, below the issue price, reflecting selling, structuring and hedging costs. Payments depend entirely on Citigroup Global Markets Holdings Inc. and Citigroup Inc. credit, and the notes are expected to have limited or no liquidity.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities linked to the iShares MSCI Emerging Markets ETF, each with a $1,000 principal amount and scheduled to mature on August 1, 2030, unless called earlier.
Investors may receive a 4.20% contingent coupon per quarter (annualized 16.80%) on each valuation date only if the ETF’s closing value is at or above the coupon barrier of $45.803 (75% of the initial $61.07 level. If, on any potential autocall date, the ETF is at or above the initial level, the notes are automatically redeemed at $1,000 plus coupon, capping upside and ending future payments.
If not called and the final ETF value is at or above the final barrier of $39.696 (65% of the initial level), principal is repaid (plus any final coupon if the coupon barrier is met). If the final value is below the final barrier, repayment is $1,000 + ($1,000 × underlying return), exposing investors to one-for-one losses that can reach a total loss of principal. The initial estimated value is $997.10 per note, below the issue price, and all payments are subject to Citigroup Global Markets Holdings Inc. and Citigroup Inc. credit risk, limited liquidity, complex tax treatment and the emerging-markets and currency risks inherent in the underlying ETF.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing callable contingent coupon equity-linked securities due February 3, 2028, linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 Index and S&P 500 Index. Each $1,000 security pays a contingent coupon of 1.0083% per month (about 12.10% per annum) only if, on the preceding valuation date, the worst-performing index is at or above 70% of its initial value.
If not called and at maturity the worst-performing index is at or above its 70% final barrier, holders receive $1,000 plus any final coupon. If it is below 70%, principal is reduced 1-for-1 with the index loss, potentially to zero, and no final coupon is paid. Citigroup may redeem the notes early on specified dates at $1,000 plus any coupon, capping future income. The notes are unsecured obligations exposed to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., have limited or no liquidity, and an initial estimated value of $990.90 per $1,000, reflecting structuring and distribution costs.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing unsecured Callable Contingent Coupon Equity Linked Securities maturing August 2, 2029, linked to the worst performer of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index. The notes pay a contingent coupon of 0.8333% per month (about 10.00% per annum) on each observation date only if the worst-performing index is at or above 61.50% of its initial level; missed coupons can be paid later if the condition is met. Citigroup may redeem the notes early on specified dates at $1,000 plus any coupon per security. At maturity, if not called, investors receive $1,000 per note only if the worst-performing index is at or above its 61.50% final barrier; otherwise principal is reduced 1:1 with the index loss, down to zero, with no coupon. The issue price is $1,000 per note, with an underwriting fee of $6.00 and estimated value of $988.80, and the notes are subject to Citi credit risk, complex tax treatment and limited secondary market liquidity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering medium-term senior unsecured autocallable securities linked to the worst performer of the Nasdaq-100 Index®, the Russell 2000® Index and the State Street® Utilities Select Sector SPDR® ETF, each with a final barrier value at 65.00% of its initial level and a $1,000 stated principal amount per security.
The notes pay no interest and may be automatically redeemed on scheduled valuation dates from August 2027 through August 2031 if the closing value of the worst performing underlying is at least its initial value, returning $1,000 plus a fixed premium that starts at 12.05% of principal on August 9, 2027 and rises to 60.25% on the final valuation date. If not redeemed early, at maturity investors receive (i) $1,000 plus the final-date premium if the worst performer finishes at or above its initial value, (ii) $1,000 if it is below initial but at or above its barrier, or (iii) $1,000 plus the underlying return (1:1 downside) if it is below the barrier, which can result in a total loss of principal.
The issue price is $1,000 per note, including an underwriting fee of up to $41.25, for minimum issuer proceeds of $958.75 per security; CGMI estimates the initial value will be at least $876.00. Investors forgo dividends on the underlyings, face limited or no liquidity, are exposed to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and encounter complex U.S. federal tax treatment, including possible application of “constructive ownership” rules.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable contingent coupon equity-linked senior notes due August 10, 2029, linked to the worst performer of the Nasdaq-100 Index®, the Russell 2000® Index and the S&P 500® Index. Each security has a $1,000 stated principal amount.
The notes pay a contingent coupon of at least 1.0083% per period (about 12.10% per annum, set on the August 7, 2026 pricing date) only if the worst-performing index on the relevant valuation date is at or above 70% of its initial value. Citigroup may redeem the notes in whole on specified dates, paying $1,000 plus any due coupon.
If not redeemed, maturity repayment depends on the worst-performing index on the final valuation date. If it is at or above 70% of its initial level, investors receive $1,000 plus any final coupon; if below, principal is reduced one-for-one with the index decline, potentially to zero. The estimated value on the pricing date is expected to be at least $933 per security, below the $1,000 issue price, and the notes carry full credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities linked to the worst performer of the EURO STOXX 50®, Russell 2000® and S&P 500® Indexes, with a stated principal amount of $1,000 per security and maturity on August 3, 2029.
These unsecured notes pay a contingent coupon of 2.025% per quarter (8.10% per annum) only if, on each valuation date, the worst-performing index is at or above 65% of its initial level. The notes are subject to automatic early redemption on specified dates if the worst-performing index is at or above its initial level, in which case investors receive $1,000 plus the contingent coupon.
If not redeemed early and the worst-performing index ends below 60% of its initial level at maturity, principal is reduced 1-for-1 with the index loss, down to a total loss of investment. Investors do not receive dividends, have no upside participation, face limited liquidity, full credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and substantial U.S. tax and withholding uncertainty described as involving prepaid forward contract treatment.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering autocallable medium-term senior notes linked to the S&P 500 Futures 40% Edge Volatility 6% Decrement Index (USD) ER, maturing on September 5, 2031.
Each security has a $1,000 stated principal amount, no interest payments and potential automatic early redemption on annual valuation dates starting in 2027 if the index is at or above its initial level. In that case, investors receive $1,000 plus a fixed premium of at least 32%, rising by 32 percentage points each year up to 160% on the final valuation date.
If not redeemed early, at maturity investors receive $1,000 plus the final premium if the index is at or above its initial level; $1,000 if the index is below the initial level but at or above a 50% barrier; or $1,000 plus the index return (one-for-one loss) if the final level is below the barrier, risking a full loss of principal. The underlying index is complex and highly risky, using up to 500% leveraged exposure to S&P 500 futures, a 40% volatility target and a 6% per annum decrement, and has historically underperformed the S&P 500 Index. Investors face Citigroup Global Markets Holdings Inc. and Citigroup Inc. credit risk and limited or no secondary market liquidity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured autocallable contingent coupon equity-linked securities tied to the S&P 500 Futures 40% Edge Volatility 6% Decrement Index (USD) ER, maturing on September 5, 2031. Each security has a $1,000 stated principal amount and may pay quarterly contingent coupons of at least 1.4167% of principal (about 17.00% per annum) only when the index closes on the prior valuation date at or above a coupon barrier set at 60.00% of the initial index value.
The notes are subject to automatic early redemption on scheduled autocall dates starting March 1, 2027 if the index is at or above its initial value, paying $1,000 plus the applicable coupon. If not called, the maturity payoff depends on the final index level: full principal is repaid only if the index is at or above a final barrier equal to 60.00% of the initial value; otherwise, repayment is reduced 1-for-1 with the index decline, potentially to zero. The underlying index itself is highly complex, employing up to 500% leveraged exposure, a 40% volatility target and a 6% per annum decrement, and has historically underperformed the S&P 500 Index. The issue price is $1,000, including up to a $10.00 underwriting fee, while the issuer estimates an initial value of at least $896 per security. Investors face significant market, structural, liquidity, credit and tax risks and may need to hold to maturity.