Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured Medium-Term Senior Notes called Dual Directional Buffer Securities linked to the worst performer of the Dow Jones Industrial Average and the Russell 2000 Index, maturing March 3, 2028. Each security has a $1,000 principal amount and pays no interest; repayment of principal is contingent on index performance.
Investors receive 120% participation in the worst-performing index if it rises or falls within a 15% buffer range, subject to a maximum upside return of at least $170 (at least 17%) per security. If the worst-performing index falls by more than 15%, losses are 1% of principal for each 1% decline beyond the buffer. The securities forgo dividends, may have limited or no liquidity, and expose holders to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The estimated value on the pricing date is expected to be at least $924.50 per security, below the $1,000 issue price, reflecting structuring and hedging costs.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering callable contingent coupon equity-linked notes due October 5, 2027 linked to the worst performer of the Dow Jones Industrial Average, the Nasdaq-100 Index® and the S&P 500® Index. Each security has a $1,000 stated principal amount and may pay a quarterly contingent coupon of at least 1.1167% of principal (about 13.40% per annum) if on the relevant valuation date the worst performing index is at or above its coupon barrier equal to 75% of its initial value. If Citigroup exercises its call on specified dates, investors receive $1,000 plus any due coupon. If not called and the worst-performing index is below its 75% final barrier at maturity, repayment is reduced one-for-one with the index loss, down to zero. The initial estimated value is expected to be at least $941.50 per security, below the $1,000 issue price, reflecting fees, hedging costs and Citigroup’s internal funding rate. The notes are unsecured obligations subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. and may have limited or no secondary market liquidity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing Autocallable Contingent Coupon Equity Linked Securities linked to Intel Corporation with a stated principal of $1,000 per security and total issuance of $1,265,000. The notes pay a 21.75% annualized contingent coupon (5.4375% per period) only if Intel’s closing value on each valuation date is at or above the coupon barrier of $40.94, which is also the 50% final barrier. The notes may be automatically called on specified dates if Intel is at or above the initial value of $81.88, in which case investors receive $1,000 plus applicable coupons. If not called and Intel finishes below the barrier, repayment of principal is reduced one-for-one with the stock’s decline and can fall to $0. Investors do not receive dividends or upside in Intel and face credit risk of Citigroup, limited liquidity, complex U.S. tax treatment and an estimated value of $928 per $1,000 at issuance, below the issue price.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering medium-term senior Autocallable Contingent Coupon Equity Linked Securities linked to the worst performing of JPMorgan Chase & Co. and Morgan Stanley, maturing on February 10, 2028.
The notes pay a contingent coupon of 2.9125% per quarter (11.65% per annum) on each observation date only if the worst-performing stock closes at or above its coupon barrier of 60.00% of its initial value. Missed coupons can be paid later if the condition is subsequently met. The notes are subject to automatic early redemption on specified dates if the worst performer is at or above its initial value, returning $1,000 plus the applicable coupon.
If not called and the worst-performing stock finishes below its 60.00% final barrier, investors receive shares (or cash equivalent) of that worst stock based on an equity ratio, potentially resulting in a significant loss of principal, up to 100%, and no final coupon. The notes are unsecured, subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., may have limited liquidity, and have an estimated value on the pricing date of at least $926.50 per $1,000 note, below the $1,000 issue price, reflecting embedded costs and dealer margins.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing autocallable buffered equity-linked securities tied to the S&P 500 Futures 40% Intraday Edge Volatility TCA 6% Decrement Index (USD) ER, with a $1,000 stated principal per security.
The notes pay a fixed monthly coupon of 0.6042% of principal (about 7.25% per annum) until maturity or automatic early redemption. Starting July 28, 2027, if on any potential autocall date the index closes at or above its initial value of 9,348.07, the notes are called at $1,000 plus the coupon, limiting further income.
At maturity in 2031, if not called, investors receive principal plus the final coupon if a downside event does not occur. The downside threshold is 7,945.860 (85% of the initial index), with a 15% buffer. If the index is below this level, repayment is reduced: investors lose 1% of principal for each 1% decline beyond the buffer, as illustrated by hypothetical payouts down to about $156 for a 100% index loss.
The issue price is $1,000 per note, including up to $45 in underwriting fees (proceeds to issuer $955), with a total offering of $196,000. Citigroup estimates the value at $896.50 per note at pricing, below the issue price, reflecting hedging and distribution costs. The underlying index is complex, uses up to 500% leverage, a 40% volatility target, and a 6% per annum decrement, and the issuer highlights that the index and the notes involve significant risks and may materially underperform the S&P 500.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities linked to the Nasdaq-100 Futures 35% Edge Volatility 6% Decrement™ Index ER, with a stated principal amount of $1,000 per security and maturity on August 5, 2036, unless automatically redeemed earlier.
Investors may receive a contingent coupon of 1.2083% per month (about 14.50% per annum) on each monthly valuation date only if the index closes at or above the coupon barrier value of 969.200 (60% of the initial value of 1,615.334); otherwise, no coupon is paid for that period. If, on any trading day from August 2, 2027 to the final valuation date, the index closes at or above its initial value, the notes are automatically called at par, plus any due coupon if the trigger day is also a valuation date.
If the notes are not called, at maturity investors receive $1,000 per note only if the final index level is at or above the final barrier of 807.667 (50% of initial). Below this barrier, repayment falls linearly with index performance, and the loss can be up to the entire principal with no final coupon. The total offering is $1,201,000 in principal; the issue price is $1,000 per security, including a $50 underwriting fee, for net proceeds of $950 to the issuer. Citigroup estimates the value at $903.10 per security on the pricing date, reflecting structuring and hedging costs, and warns of complex market, index, credit and tax risks, including potential U.S. withholding on payments to non‑U.S. holders.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable contingent coupon equity-linked securities tied to the S&P 500 Futures 40% Intraday Edge Volatility TCA 6% Decrement Index (USD) ER. Each security has a $1,000 stated principal amount, priced on July 28, 2026 and due July 31, 2031, with total issuance of $952,000.
The notes pay a contingent coupon of 1.00% per month (12.00% per annum) only if, on the relevant valuation date, the index is at or above the coupon barrier of 6,543.649 (70% of the initial level 9,348.07). Missed coupons may be recouped later if the barrier is met, but can be lost entirely. Automatic early redemption can occur from July 2027 onward if the index is at or above its initial level, returning $1,000 plus any due coupons.
At maturity, if not called, investors receive $1,000 per note if the final index level is at or above the final buffer value of 7,945.860 (85% of initial). Below this level, principal is reduced according to index losses beyond the 15% buffer, with potential for substantial loss of capital and no coupons. The estimated value at issuance is $877.40 per note versus the $1,000 issue price, reflecting dealer margin, fees and hedging costs on this highly complex, riskier-than-conventional structured product.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing Autocallable Securities linked to the Nasdaq-100 Futures 35% Edge Volatility 6% Decrement™ Index ER, maturing August 5, 2036, with a stated principal of $1,000 per security.
The notes may be automatically redeemed on scheduled valuation dates from July 28, 2027 through July 31, 2036 if the index closing value is at least the initial value of 1,615.334, paying $1,000 plus a preset premium that rises over time up to 215.000% of principal on the final valuation date. If not called, at maturity investors receive $1,000 plus the final premium if the final index level is at or above the final barrier of 807.667 (50% of initial); otherwise the payoff is $1,000 plus the full negative index return, with potential loss of the entire principal.
The total offering size is $3,793,000, with an underwriting fee of $50 per security and proceeds to the issuer of $950 per security. The initial estimated value is $891 per security, below issue price, and liquidity is expected to be limited, with CGMI the likely market maker. The underlying index is issuer-designed, highly complex, uses up to 500% leverage, embeds a 6% per annum decrement, and has limited live history, and the tax treatment is uncertain.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing Autocallable Barrier Securities linked to the S&P 500® Equal Weight Index with a stated principal of $1,000 per security and total offering size of $500,000. The pricing date is July 28, 2026, with issue on July 31, 2026 and, if not redeemed earlier, maturity on July 31, 2031.
The notes may be automatically redeemed on August 4, 2027 if the index closing value is at or above the initial level of 8,815.96, paying $1,000 plus a 9.70% premium ($1,097). If held to maturity and not called, investors receive $1,000 plus leveraged upside (150% participation) when the final index value exceeds the initial level; $1,000 if the final value is at or below the initial level but at or above the final barrier value of 7,052.768 (80% of initial); or a leveraged loss matching index decline if the final value is below the barrier, potentially resulting in a significant loss of principal.
The issue price is $1,000 per security, including an underwriting fee of up to $19.50, for minimum proceeds of $980.50 per security to the issuer. Citigroup Global Markets Inc. estimates the value of each security at $966.00 on the pricing date, based on proprietary models and an internal funding rate. The securities do not pay dividends, are not bank deposits, and carry the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., as well as market, structural and tax risks, including complex U.S. federal income tax treatment as a prepaid forward contract.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable contingent coupon equity-linked securities tied to the S&P 500 Futures 40% Intraday Edge Volatility TCA 6% Decrement Index (USD) ER, maturing on July 31, 2031, with a stated principal amount of $1,000 per security.
The notes pay a 0.9375% contingent coupon per period (11.25% per annum) only when the index closes at or above the coupon barrier of 6,076.246 (65% of the initial level). Principal is protected only to a 15% buffer: if the final index level is below the final buffer value of 7,945.860, repayment is reduced 1% for each 1% decline beyond the buffer. The notes may be automatically called from July 2027 onward if the index is at or above its initial level, limiting upside. The initial index level is 9,348.07. Issue price is $1,000, but the estimated value is $877.70, reflecting structuring and hedging costs. The complex underlying index uses leverage up to 500%, a 40% volatility target and a 6% annual decrement, and may significantly underperform the S&P 500 Index; investors also face early redemption on a material modification event, tax uncertainty and the risk of receiving no coupons and less than principal at maturity.