Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering unsecured senior Buffered Digital S&P 500 Index-Linked Notes with a stated principal amount of $1,000 per note and a term expected to be 27 to 30 months. The notes pay no interest and are not principal protected.
At maturity, if the S&P 500 Index (the underlier) is at or above 85.00% of its initial level, investors receive a fixed threshold settlement amount expected between $1,178.30 and $1,209.70 per $1,000 note, a contingent return of 17.83% to 20.97%. If the index falls by more than the 15.00% threshold amount, repayment of principal is reduced at a buffer rate of about 117.65% of the excess decline, and investors can lose up to their entire investment.
The notes will not be listed, may have limited or no liquidity, and any secondary market value is expected to be below the issue price. All payments depend on the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and the economic and tax treatment involves structural complexity and significant risk factors.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc. (C), is offering autocallable contingent coupon equity-linked securities tied to NVIDIA Corporation (NVDA), maturing on August 17, 2029. Each security has a $1,000 stated principal and pays a quarterly contingent coupon of at least 2.50% (at least 10.00% per annum) only if NVDA’s closing value on the relevant valuation date is at or above a coupon barrier set at 50% of the initial value. Missed coupons can be paid later if the barrier is again met.
The notes are subject to automatic early redemption on specified dates if NVDA is at or above its initial value, in which case investors receive $1,000 plus the due coupon and any unpaid coupons. If not called and NVDA’s final value is below the 50% final barrier, principal is reduced 1-for-1 with NVDA’s decline, down to a total loss. Investors do not receive NVDA dividends or upside participation. The issue price is $1,000, including up to a $25 underwriting fee, with $975 per security to the issuer; the estimated value on the pricing date is expected to be at least $909.50, reflecting structuring and hedging costs. The securities are unsecured, subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., may have limited or no secondary market, and involve complex, uncertain U.S. tax treatment.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering $4,400,000 of unsecured Buffered Digital Securities linked to the S&P 500® Index, each with a $1,000 stated principal amount and maturing on September 10, 2027. The notes pay no interest and provide a fixed digital return of $124.50 (12.45%) per security if the final index value on the September 8, 2027 valuation date is greater than or equal to the initial value of 7,316.15. Principal is fully returned at maturity so long as the index does not fall below the final buffer value of 6,584.535 (10% buffer). If the index declines by more than 10%, investors lose 1% of principal for each 1% drop beyond the buffer. Investors forgo dividends and any upside beyond the digital return, face limited or no secondary-market liquidity, and bear the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The estimated value is $1,004.90 per security based on CGMI’s proprietary models and internal funding rate, and tax treatment is expected, but not certain, to follow a prepaid forward contract approach.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing Autocallable Contingent Coupon Equity Linked Securities linked to the Invesco QQQ Trust, Series 1, maturing August 1, 2030. Each security has a $1,000 stated principal amount and pays a 3.0875% contingent coupon per quarter (12.35% per annum) only if QQQ’s closing value on the relevant valuation date is at or above the coupon barrier of $496.298 (75% of the initial value of $661.73).
If on any potential autocall date QQQ is at or above its initial value of $661.73, the note is automatically redeemed for $1,000 plus the coupon, which can occur as early as January 29, 2027. If not called, at maturity investors receive $1,000 if the final QQQ value is at or above the final barrier of $430.125 (65% of initial); otherwise the payoff is $1,000 plus $1,000 × underlying return, exposing principal 1-for-1 to QQQ downside and potentially to a zero return. Investors forgo dividends and upside in QQQ, face the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., an estimated value of $996.50 below issue price, complex U.S. tax treatment, and the risk of limited or no secondary market liquidity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing unsecured, autocallable structured notes linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 Index® and Russell 2000® Index, maturing August 1, 2031. Each security has a $1,000 principal amount and pays no interest.
The notes can be automatically redeemed on scheduled valuation dates if the worst-performing index is at or above its initial level, paying $1,000 plus a fixed premium that steps up from 8.40% in July 2027 to 42.00% on the final valuation date. If not called, at maturity investors receive: (i) $1,000 plus the final premium if the worst index is at or above its initial level; (ii) $1,000 if it is below the initial level but at or above 80% of that level; or (iii) $1,000 reduced 1-for-1 for losses beyond the 20% buffer, exposing investors to substantial downside.
The initial index levels are 51,594.14 (Dow), 27,192.31 (Nasdaq-100) and 2,906.310 (Russell 2000), with buffer levels at 80% of each. The offering size is $1.407 million at $1,000 per note, with an underwriting fee up to $41.25 per note and estimated value of $947.40. Investors face index, correlation, liquidity, structural and Citigroup credit risk, and do not receive dividends.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing Callable Contingent Coupon Equity Linked Securities tied to the worst performer of the Dow Jones Industrial Average, the Russell 2000 Index and the S&P 500 Index, maturing on August 2, 2029.
Each security has a $1,000 principal amount and pays a contingent coupon of 0.9208% per period (about 11.05% per annum) only if, on the relevant valuation date, the worst-performing index is at or above its coupon barrier, set at 65% of its initial value. Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon. At maturity, if not called and the worst-performing index is below its 65% final barrier, repayment is reduced one-for-one with the index loss and can fall to zero. Investors face Citigroup Global Markets Holdings Inc. and Citigroup Inc. credit risk, limited or no liquidity, complex U.S. tax treatment and exposure solely to the worst-performing index without dividends or upside participation.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing Autocallable Contingent Coupon Equity Linked Securities linked to the worst performing of Invesco QQQ, iShares Russell 2000 ETF and SPDR S&P 500 ETF Trust. Each security has a $1,000 stated principal amount and matures on August 7, 2028, unless called earlier.
The notes pay a 2.5625% contingent coupon per valuation period (equivalent to 10.25% per annum) only if, on the relevant valuation date, the worst performing ETF is at or above its coupon barrier, set at 65% of its initial value. Missed coupons can be recouped later if the barrier is met, but may be lost entirely. The notes are automatically called if, on any potential autocall date, the worst performer is at or above its initial value, returning $1,000 plus the applicable coupon.
If never called and the worst performer finishes below its final barrier (also 65% of initial), holders receive ETF shares (or cash) based on a fixed equity ratio, which may be worth significantly less than principal and possibly nothing. Investors forgo dividends and upside on the ETFs, face full downside to the worst performer, limited liquidity, and are exposed to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The issue price is $1,000, while the estimated value is $979.40 per security.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Callable Contingent Coupon Equity Linked Securities linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 Index® and S&P 500® Index, maturing on August 2, 2029.
Each note has a $1,000 principal amount and pays a contingent coupon of 3.1875% per observation period (annualized 12.75%) only if, on every trading day in the period, all three indices stay at or above their coupon barriers, set at 70% of initial index values. At maturity, if not called and the worst-performing index is at or above its final barrier of 60% of its initial level, investors receive $1,000 plus any final coupon; otherwise they receive $1,000 plus the index return of the worst performer, which can reduce repayment to zero.
The issuer may redeem the notes in whole on specified coupon dates at $1,000 plus any due coupon. Total offering size is $500,000, with an underwriting fee of up to $2 per note and an estimated value of $984.20 per note. The securities are unsecured and subject to the credit risk of both Citigroup Global Markets Holdings Inc. and Citigroup Inc., and may have limited or no secondary market liquidity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities linked to the worst performing of the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index, maturing on August 2, 2029, with a stated principal of $1,000 per security.
The notes pay a contingent coupon of 1.0625% per month (annualized 12.75%) only if on each valuation date the worst-performing index is at or above its coupon barrier, set at 70% of its initial level. The same 70% level is the final barrier that determines principal repayment at maturity.
If on any potential autocall date the worst-performing index is at or above its initial level, the notes are automatically redeemed at $1,000 plus the applicable coupon, which can significantly limit upside carry. If the notes are not called and the worst-performing index finishes below its final barrier, investors incur a 1:1 loss of principal with downside to zero.
Initial index levels are 27,192.31 (Nasdaq-100), 2,906.310 (Russell 2000) and 7,316.15 (S&P 500). The total offering is $2,650,000 at $1,000 per note, with underwriter proceeds of $992.50 and an issuer-estimated value of $989.60, reflecting embedded costs, hedging and funding spreads. The notes carry credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., limited expected liquidity, complex tax treatment and significant downside and correlation risks across the three equity indices.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing callable contingent coupon equity-linked securities tied to the worst performing of the Nasdaq-100 Index, the Russell 2000 Index and the S&P 500 Index, maturing on July 5, 2028, with a stated principal of $1,000 per security.
The notes pay a contingent coupon of 0.8167% per month (about 9.80% per year) only if, on each valuation date, the worst-performing index is at or above 70% of its initial level; otherwise no coupon is paid. At maturity, if not previously called and the worst-performing index is at or above 65% of its initial level, investors receive $1,000 per security; if it is below 65%, repayment is reduced one-for-one with the index loss, down to zero. Citigroup may redeem the notes early at par plus any due coupon on specified dates.
The total offering is $1,355,000, with an issue price of $1,000 and an estimated value of $970.90 per note, reflecting selling, structuring and hedging costs and the issuer’s internal funding rate. The securities are unsecured, unsubordinated obligations subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., may have limited or no secondary market, and involve complex risks and uncertain U.S. tax treatment.