STOCK TITAN

Citigroup (C) director reports deferred stock and dividend equivalents

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Citigroup Inc. reported insider equity awards for director Jonathan Paul Moulds. On 01/02/2026, he received several small acquisitions of Citigroup common stock tied to the company’s Compensation Plan for Non-Employee Directors.

The filing shows deferred shares awarded under the director compensation plan and additional fractional shares from the reinvestment of dividend equivalents. Some of these deferred shares are held directly in his name, while others are held by Citigroup for his benefit as indirect beneficial ownership. The transactions include grants at $0 per share for deferred awards and at $118.802 per share for dividend-equivalent reinvestments.

Positive

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Negative

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Insider MOULDS JONATHAN PAUL
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 1,262.605 $0.00 --
Grant/Award Common Stock 4.942 $118.802 $587.06
Grant/Award Common Stock 230.469 $118.802 $27K
Grant/Award Common Stock 1.708 $118.802 $202.95
Holdings After Transaction: Common Stock — 2,241.034 shares (Direct); Common Stock — 568.723 shares (Indirect, See Footnote)
Footnotes (1)
  1. Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Reinvestment of dividend equivalents under the Issuer's Compensation Plan for Non-Employee Directors. Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MOULDS JONATHAN PAUL

(Last) (First) (Middle)
CITIGROUP INC.
388 GREENWICH STREET

(Street)
NEW YORK NY 10013

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CITIGROUP INC [ C ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/02/2026 A 1,262.605(1) A $0 2,241.0341 D
Common Stock 01/02/2026 A 4.9415(2) A $118.802 2,245.9756 D
Common Stock 01/02/2026 A 230.4688(1) A $118.802 568.7231(3) I See Footnote
Common Stock 01/02/2026 A 1.7083(2) A $118.802 570.4314(3) I See Footnote
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.
2. Reinvestment of dividend equivalents under the Issuer's Compensation Plan for Non-Employee Directors.
3. Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.
Jonathan Paul Moulds by Joseph B. Wollard, Attorney-in-Fact 01/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider activity did Citigroup (C) disclose for 01/02/2026?

Citigroup disclosed that director Jonathan Paul Moulds acquired small amounts of Citigroup common stock on 01/02/2026 through deferred share awards and dividend-equivalent reinvestments under the company’s Compensation Plan for Non-Employee Directors.

Who is the reporting person in this Citigroup (C) Form 4 filing?

The reporting person is Jonathan Paul Moulds, identified in the filing as a director of Citigroup Inc. The form is filed as a single reporting person filing.

How were the Citigroup (C) shares acquired by the director?

The shares were acquired as deferred shares awarded under Citigroup’s Compensation Plan for Non-Employee Directors and through the reinvestment of dividend equivalents under the same plan.

What prices are associated with the Citigroup (C) transactions?

The filing shows deferred share awards at a price of $0 per share and dividend-equivalent reinvestments at a price of $118.802 per share for Citigroup common stock.

Does the Citigroup (C) director hold shares directly or indirectly?

The filing lists both direct and indirect beneficial ownership. Some common stock amounts are held directly, while other deferred shares are held by Citigroup for the benefit of the reporting person as indirect ownership.

What do the footnotes in the Citigroup (C) insider report explain?

The footnotes explain that certain entries are deferred shares awarded under the Compensation Plan for Non-Employee Directors, that some entries reflect reinvestment of dividend equivalents, and that specific amounts represent deferred shares of common stock held by Citigroup for the benefit of the reporting person.