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Citigroup director Dugan receives 475-share award

Citigroup Inc. director John Cunningham Dugan received an award of 475 deferred common shares on October 1, 2026, under the Compensation Plan for Non-Employee Directors.

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Form Type
4

Rhea-AI Filing Summary

Citigroup Inc. director John Cunningham Dugan received an award of 475 deferred common shares on October 1, 2026, under the Compensation Plan for Non-Employee Directors. The reported price was $131.5940 per share. Citigroup holds the deferred shares for Dugan’s benefit; his reported indirect holdings following the award were 33,317 shares, alongside 12,194 shares held directly.

Insider DUGAN JOHN CUNNINGHAM
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1, F2 474.9457 $131.594 $63K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 33,317.145 shares (Indirect, See Footnote); Common Stock — 12,193.9389 shares (Direct)
Footnotes (2)
  1. F1. Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.
  2. F2. Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.
Deferred common shares awarded 475 shares October 1, 2026
Reported price per share $131.5940 per share Award reported October 1, 2026
Indirect shares following award 33,317 shares Reported after the October 1, 2026 award
Direct shares held 12,194 shares Reported October 1, 2026
Deferred shares financial
"Deferred shares awarded under the Issuer's Compensation Plan"
Deferred shares are a class of stock whose economic benefits or certain shareholder rights are delayed or paid later than ordinary shares—for example, dividends may be paid only after other shareholders receive theirs, or voting or redemption rights may be postponed. For investors, that timing difference matters because deferred shares typically offer lower near-term income and different risk, affecting expected returns, priority in payouts, and the share’s market value; think of them like a delayed paycheck compared with a regular salary.
Compensation Plan for Non-Employee Directors financial
"Issuer's Compensation Plan for Non-Employee Directors"

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How many Citigroup (C) shares did director John Cunningham Dugan receive?

John Cunningham Dugan received 475 deferred common shares on October 1, 2026, under the Compensation Plan for Non-Employee Directors. The reported price was $131.5940 per share. His reported indirect holdings following the award were 33,317 shares.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DUGAN JOHN CUNNINGHAM

(Last)(First)(Middle)
CITIGROUP INC.
388 GREENWICH STREET

(Street)
NEW YORK NEW YORK 10013

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CITIGROUP INC [ C ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10/01/2026A474.9457(1)A$131.59433,317.145(2)ISee Footnote
Common Stock12,193.9389D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.
2. Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.
John C. Dugan by Joseph B. Wollard, Attorney-in-Fact10/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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