STOCK TITAN

[Form 4] CITIGROUP INC Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

This Form 4 discloses insider activity by Duncan P. Hennes, a Director of Citigroup Inc. (C). On 10/01/2025 the reporting person acquired 12.5934 shares and 213.9331 shares of Citigroup common stock at a reported price of $102.368 per share. The filings identify the smaller amount as a reinvestment of dividend equivalents under the company's compensation plan for non-employee directors and the larger amount as deferred shares held for the reporting person under the same plan.

The form is signed by an attorney-in-fact on behalf of Mr. Hennes and reports the holdings as a mix of direct and indirect beneficial ownership: the reinvested dividend shares are direct, while the deferred shares are indirect. No derivative transactions or other dispositions are reported on this Form 4.

Questo Modulo 4 riferisce attività da insider di Duncan P. Hennes, un Amministratore di Citigroup Inc. (C). Il 10/01/2025 la persona che segnala ha acquistato 12,5934 azioni e 213,9331 azioni ordinarie Citigroup a un prezzo riportato di $102,368 per azione. Le comunicazioni identificano la somma minore come reinvestimento degli equivalenti di dividendi ai sensi del piano di compensazione dell'azienda per i direttori non dipendenti e la somma maggiore come azioni differite detenute per la persona che segnala nello stesso piano.

Il modulo è firmato da un procuratore-in-fatto per conto del signor Hennes e riporta le partecipazioni come una miscela di dirette e indirette proprietà beneficiarie: le azioni di dividendo reinvestite sono dirette, mentre le azioni differite sono indirette. Nessuna transazione derivativa o altre disposizioni sono riportate in questo Modulo 4.

Este Formulario 4 divulga actividad de insider por Duncan P. Hennes, un Director de Citigroup Inc. (C). El 10/01/2025 la persona que informa adquirió 12.5934 acciones y 213.9331 acciones de las acciones comunes de Citigroup a un precio reportado de $102.368 por acción. Los archivos identifican la cantidad menor como reinversión de equivalentes de dividendos bajo el plan de compensación de la empresa para directores no empleados y la cantidad mayor como acciones diferidas en poder de la persona que informa bajo el mismo plan.

El formulario está firmado por un apoderado en nombre del Sr. Hennes y reporta las participaciones como una mezcla de directo y indirecto propiedad beneficiosa: las acciones de dividendos reinvertidas son directas, mientras que las acciones diferidas son indirectas. No se reportan transacciones derivadas u otras disposiciones en este Form 4.

이 Form 4는 Duncan P. Hennes의 내부자 활동을 공개합니다. 그는 Citigroup Inc. (C)이사입니다. 10/01/2025 보고자는 12.5934 주와 213.9331 주의 Citigroup 보통주를 주당 보고 가격 $102.368에 취득했습니다. 제출서는 더 작은 금액을 배당금 상당치의 재투자로, 같은 보상 계획의 비상임 이사용으로 식별하고, 더 큰 금액은 보고자 보유의 이연주식로 같은 계획 아래라고 명시합니다.

양식은 Hennes 씨를 대신하여 대리인이 서명했고, 보유를 직접간접 유익소유의 혼합으로 보고합니다: 재투자 배당 주식은 직접적이고, 이연 주식은 간접적입니다. 이 Form 4에는 파생 거래나 다른 처분은 보고되지 않습니다.

Ce Formulaire 4 divulgue une activité d'initié de Duncan P. Hennes, un Directeur de Citigroup Inc. (C). Le 01/10/2025, la personne déclarant a acquis 12,5934 actions et 213,9331 actions ordinaires Citigroup à un prix reporté de $102,368 par action. Les dépôts identifient le montant le plus petit comme une réinvestissement des équivalents de dividendes dans le cadre du plan de rémunération de la société pour les administrateurs non employés et le montant le plus élevé comme actions différées détenues pour la personne qui déclare dans le cadre du même plan.

Le formulaire est signé par un mandataire en nom de M. Hennes et indique les détentions comme un mélange de direct et indirect propriété bénéficiaire: les actions de dividendes réinvesties sont directes, tandis que les actions différées sont indirectes. Aucune opération dérivée ou autre disposition n'est signalée sur ce Form 4.

Dieses Formblatt 4 offenbart Insider-Aktivität von Duncan P. Hennes, einem Direktor von Citigroup Inc. (C). Am 10.01.2025 erwarb die meldepflichtige Person 12,5934 Aktien und 213,9331 Aktien der Citigroup-Stammaktie zu einem gemeldeten Preis von $102,368 je Aktie. Die Einträge identifizieren den kleineren Betrag als Reinvestition von Dividendengewährungen gemäß dem Vergütungsplan des Unternehmens für nicht-angestellte Direktoren und den größeren Betrag als für die meldende Person gehaltene aufgeschobene Aktien unter demselben Plan.

Das Formular wird von einem Bevollmächtigten im Namen von Herrn Hennes unterzeichnet und meldet die Beteiligungen als eine Mischung aus direktem und indirektem begünstigtem Eigentum: Die reinvestierten Dividendenaktien sind direkt, während die aufgeschobenen Aktien indirekt sind. Auf diesem Formblatt 4 werden keine derivativen Transaktionen oder sonstigen Veräußerungen gemeldet.

هذا النموذج 4 يكشف عن نشاط داخلي لـ Duncan P. Hennes، مدير في Citigroup Inc. (C). في 10/01/2025 اشترى الشخص المبلغ تقريراً عنه 12.5934 سهماً و 213.9331 سهماً من أسهم Citigroup العادية بسعر مُبلغ عنه قدره $102.368 للسهم. تشير الملفات إلى أن المبلغ الأصغر هو إعادة استثمار لمكافئات الأرباح بموجب خطة تعويض الشركة لمديريها غير الموظفين، وأن المبلغ الأكبر هو أوراق مؤجلة مملوكة للمبلغ المبلغ عنه بموجب نفس الخطة.

وقع النموذج من قبل وكيل نيابة باسم السيد هينس ويُظهر الملكيات كمزيج من مباشر و غير مباشر للمستفيدين: أسهم الأرباح المعاد استثمارها مباشرة، بينما الأسهم المؤجلة غير مباشرة. لم تُبلغ عن أية معاملات مشتقة أو تصرفات أخرى في هذا النموذج 4.

本表格4披露了内部人活动,主体为 Duncan P. HennesCitigroup Inc.(C)董事。在 10/01/2025,披露人取得 12.5934 股与 213.9331 股 Citigroup 普通股,按每股报导价格 $102.368。 该文件将较小的金额标识为在公司针对非雇员董事的薪酬计划下的 股息等价 reinvestment,将较大金额标识为在同一计划下的 为披露人持有的递延股

该表格由代理律师代表Hennes先生签署,并将持股报告为直接与间接受益所有权的混合:再投资的股息股是直接的,而递延股是间接的。本表格4未报告任何衍生交易或其他处置。

Positive
  • Director acquisition disclosed for transparency with exact share amounts (12.5934 and 213.9331)
  • Transactions tied to compensation plan, described as dividend reinvestment and deferred shares, clarifying the nature of the holdings
  • Form signed by attorney-in-fact on 10/03/2025, meeting filing formalities
Negative
  • None.

Insights

Director received small equity via compensation plan; holdings split direct and indirect.

The filing shows a director-acquisition event on 10/01/2025 totaling 226.5265 shares (sum of 12.5934 and 213.9331), recorded at $102.368 per share. The transaction types are explicitly described as dividend reinvestment and deferred share holdings under the issuer's non-employee director compensation plan.

This matters for governance transparency because it updates insider ownership levels and clarifies the form of director compensation; both direct and indirect holdings are disclosed as required under Section 16.

Form 4 correctly reports Section 16 transactions and includes explanatory footnotes.

The filing lists transaction codes and identifies the nature of beneficial ownership with footnotes: reinvestment of dividend equivalents and deferred shares held for benefit. The form is signed by an attorney-in-fact on 10/03/2025, satisfying signature requirements.

For investors and regulators, this provides the concrete record required by the Exchange Act; there are no amendments or derivative positions disclosed on this form.

Questo Modulo 4 riferisce attività da insider di Duncan P. Hennes, un Amministratore di Citigroup Inc. (C). Il 10/01/2025 la persona che segnala ha acquistato 12,5934 azioni e 213,9331 azioni ordinarie Citigroup a un prezzo riportato di $102,368 per azione. Le comunicazioni identificano la somma minore come reinvestimento degli equivalenti di dividendi ai sensi del piano di compensazione dell'azienda per i direttori non dipendenti e la somma maggiore come azioni differite detenute per la persona che segnala nello stesso piano.

Il modulo è firmato da un procuratore-in-fatto per conto del signor Hennes e riporta le partecipazioni come una miscela di dirette e indirette proprietà beneficiarie: le azioni di dividendo reinvestite sono dirette, mentre le azioni differite sono indirette. Nessuna transazione derivativa o altre disposizioni sono riportate in questo Modulo 4.

Este Formulario 4 divulga actividad de insider por Duncan P. Hennes, un Director de Citigroup Inc. (C). El 10/01/2025 la persona que informa adquirió 12.5934 acciones y 213.9331 acciones de las acciones comunes de Citigroup a un precio reportado de $102.368 por acción. Los archivos identifican la cantidad menor como reinversión de equivalentes de dividendos bajo el plan de compensación de la empresa para directores no empleados y la cantidad mayor como acciones diferidas en poder de la persona que informa bajo el mismo plan.

El formulario está firmado por un apoderado en nombre del Sr. Hennes y reporta las participaciones como una mezcla de directo y indirecto propiedad beneficiosa: las acciones de dividendos reinvertidas son directas, mientras que las acciones diferidas son indirectas. No se reportan transacciones derivadas u otras disposiciones en este Form 4.

이 Form 4는 Duncan P. Hennes의 내부자 활동을 공개합니다. 그는 Citigroup Inc. (C)이사입니다. 10/01/2025 보고자는 12.5934 주와 213.9331 주의 Citigroup 보통주를 주당 보고 가격 $102.368에 취득했습니다. 제출서는 더 작은 금액을 배당금 상당치의 재투자로, 같은 보상 계획의 비상임 이사용으로 식별하고, 더 큰 금액은 보고자 보유의 이연주식로 같은 계획 아래라고 명시합니다.

양식은 Hennes 씨를 대신하여 대리인이 서명했고, 보유를 직접간접 유익소유의 혼합으로 보고합니다: 재투자 배당 주식은 직접적이고, 이연 주식은 간접적입니다. 이 Form 4에는 파생 거래나 다른 처분은 보고되지 않습니다.

Ce Formulaire 4 divulgue une activité d'initié de Duncan P. Hennes, un Directeur de Citigroup Inc. (C). Le 01/10/2025, la personne déclarant a acquis 12,5934 actions et 213,9331 actions ordinaires Citigroup à un prix reporté de $102,368 par action. Les dépôts identifient le montant le plus petit comme une réinvestissement des équivalents de dividendes dans le cadre du plan de rémunération de la société pour les administrateurs non employés et le montant le plus élevé comme actions différées détenues pour la personne qui déclare dans le cadre du même plan.

Le formulaire est signé par un mandataire en nom de M. Hennes et indique les détentions comme un mélange de direct et indirect propriété bénéficiaire: les actions de dividendes réinvesties sont directes, tandis que les actions différées sont indirectes. Aucune opération dérivée ou autre disposition n'est signalée sur ce Form 4.

Dieses Formblatt 4 offenbart Insider-Aktivität von Duncan P. Hennes, einem Direktor von Citigroup Inc. (C). Am 10.01.2025 erwarb die meldepflichtige Person 12,5934 Aktien und 213,9331 Aktien der Citigroup-Stammaktie zu einem gemeldeten Preis von $102,368 je Aktie. Die Einträge identifizieren den kleineren Betrag als Reinvestition von Dividendengewährungen gemäß dem Vergütungsplan des Unternehmens für nicht-angestellte Direktoren und den größeren Betrag als für die meldende Person gehaltene aufgeschobene Aktien unter demselben Plan.

Das Formular wird von einem Bevollmächtigten im Namen von Herrn Hennes unterzeichnet und meldet die Beteiligungen als eine Mischung aus direktem und indirektem begünstigtem Eigentum: Die reinvestierten Dividendenaktien sind direkt, während die aufgeschobenen Aktien indirekt sind. Auf diesem Formblatt 4 werden keine derivativen Transaktionen oder sonstigen Veräußerungen gemeldet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
HENNES DUNCAN P

(Last) (First) (Middle)
CITIGROUP INC., CORPORATE LAW DEPARTMENT
388 GREENWICH STREET

(Street)
NEW YORK NY 10013

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CITIGROUP INC [ C ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/01/2025 A 12.5934(1) A $102.368 2,573.201 D
Common Stock 10/01/2025 A 213.9331(1) A $102.368 36,713.7651(2) I See Footnote
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reinvestment of dividend equivalents under the Issuer's Compensation Plan for Non-Employee Directors.
2. Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.
Duncan P. Hennes by Joseph B. Wollard, Attorney-in-Fact 10/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Citigroup director Duncan P. Hennes acquire according to the Form 4?

On 10/01/2025 he acquired 12.5934 shares (direct) and 213.9331 shares (indirect) of Citigroup common stock at $102.368 per share.

Why were the shares issued to Duncan P. Hennes?

The filing states the 12.5934 shares are a reinvestment of dividend equivalents and the 213.9331 shares are deferred shares held under the Issuer's Compensation Plan for Non-Employee Directors.

How is the beneficial ownership classified on the Form 4?

The reinvested dividend shares are reported as Direct (D) ownership and the deferred shares are reported as Indirect (I) ownership.

Were any derivative securities or dispositions reported in this Form 4 for C?

No. The filing includes only non-derivative acquisitions and explicitly shows no derivative transactions or dispositions.

When was the Form 4 signed and by whom?

The signature block shows Duncan P. Hennes represented by Joseph B. Wollard, Attorney-in-Fact, dated 10/03/2025.
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