Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
CITIGROUP INC (C), through Citigroup Global Markets Holdings Inc., is offering unsecured Medium-Term Senior Notes, Series N in the form of callable contingent coupon equity-linked securities tied to the worst performing of the SPDR S&P Regional Banking ETF (KRE) and the VanEck Vectors Junior Gold Miners ETF (GDXJ), fully and unconditionally guaranteed by Citigroup Inc.
Each security has a $1,000 stated principal amount. On each valuation date, a contingent coupon of at least 1.3333% of principal (approximately at least 16.00% per annum) is paid only if the worst-performing ETF’s closing value is at or above 60% of its initial value. If it is below that level, no coupon is paid for that period.
At maturity on September 7, 2029, if not earlier redeemed, investors receive $1,000 per security if the worst-performing ETF is at or above 50% of its initial value; otherwise, repayment is reduced dollar-for-dollar with the ETF’s decline, potentially to zero. Citigroup may call the notes in whole on specified dates, paying $1,000 plus any due coupon. The initial estimated value is expected to be at least $905.50 per $1,000, reflecting structuring and hedging costs, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
CITIGROUP INC (C), through Citigroup Global Markets Holdings Inc., is offering unsecured, guaranteed Autocallable Contingent Coupon Equity Linked Securities linked to the worst performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing August 29, 2029.
Each $1,000 security may pay a 0.6708% contingent coupon per month (about 8.05% per annum) only if, on the relevant valuation date, the worst performing index is at or above its coupon barrier, set at 70% of its initial value. The notes can be automatically redeemed on specified dates starting February 24, 2027 if the worst performing index is at or above its initial level, returning $1,000 plus the coupon.
If not called and, on the final valuation date, the worst performing index is below its 70% final barrier, repayment is reduced 1% for every 1% decline in that index, down to zero, with no minimum principal protection. Investors face the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., limited liquidity, complex U.S. tax treatment, and an initial estimated value of $964 per note, below the $1,000 issue price.
CITIGROUP INC (C), through Citigroup Global Markets Holdings Inc., is offering autocallable contingent coupon equity-linked securities tied to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 Index® and Russell 2000® Index, maturing August 29, 2029.
Each $1,000 security pays a 0.5875% contingent coupon per period (annualized 7.05%) only if, on the relevant valuation date, the worst-performing index is at or above 60% of its initial level. The notes can be automatically called from February 24, 2027 onward if the worst-performing index is at or above its initial level, returning $1,000 plus coupon.
If not called and, on the final valuation date, the worst-performing index is below its 60% final barrier, principal is reduced 1:1 with the index decline, down to zero. The notes are unsecured and subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., feature limited liquidity, and have an estimated value of $966.80 per $1,000 at pricing, below the issue price.
CITIGROUP INC (C), through Citigroup Global Markets Holdings Inc., is offering autocallable contingent coupon equity-linked securities tied to the worst performer of the Dow Jones Industrial Average, the Russell 2000 Index and the VanEck Semiconductor ETF, each with a $1,000 stated principal amount and maturing July 27, 2028.
The notes pay a quarterly contingent coupon of 1.25% (15.00% per annum) only if, on the relevant valuation date, the worst-performing underlying is at or above its coupon barrier (70% of its initial value). Principal is protected only if, at final valuation, the worst-performing underlying is at or above its final barrier (60% of initial); otherwise repayment is reduced one-for-one with the decline and can fall to zero.
The notes can be automatically called from February 24, 2027 onward if the worst-performing underlying is at or above its initial value, returning $1,000 plus the coupon. The total offering is $1,142,000 at $1,000 per note, with an underwriting fee up to $22.25 per note and an estimated value of $972.70, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. and to limited secondary market liquidity.
CITIGROUP INC (C), through Citigroup Global Markets Holdings Inc. as issuer and Citigroup Inc. as guarantor, is offering autocallable unsecured structured securities linked to the worst performing of the iShares MSCI EAFE ETF, the iShares MSCI Emerging Markets ETF and the Russell 2000 Index, maturing August 28, 2031.
Each security has a $1,000 stated principal amount and a 30% downside buffer; below 70% of the initial value of the worst performer at final valuation, principal is reduced 1% for each 1% further decline. The notes may be automatically redeemed on periodic valuation dates if the worst performer is at or above its initial value, paying $1,000 plus a fixed premium that steps up from 9.15% in August 2027 to 45.75% on the final valuation date.
The issue price is $1,000, with up to $37.50 underwriting fee and at least $962.50 in proceeds to the issuer per note; total offering size is $773,000. The estimated value on the pricing date is $951.70, below the issue price, reflecting selling, structuring and hedging costs and use of an internal funding rate. The securities pay no interest, provide no dividends, have limited or no secondary market liquidity, and are subject to the credit risk of both the issuer and Citigroup Inc. U.S. tax treatment is uncertain and is described as analogous to a prepaid forward contract.
Citigroup Inc (C), through Citigroup Global Markets Holdings Inc., is offering $3,445,000 of unsecured Callable Contingent Coupon Equity Linked Securities linked to the worst performer of the Nasdaq-100 Index®, the Russell 2000® Index and the S&P 500® Index, maturing August 29, 2029 unless earlier redeemed.
The notes pay a monthly contingent coupon of 1.0208% of the $1,000 principal (about 12.25% per annum) only if, on each valuation date, the worst-performing index is at or above 70% of its initial level (the coupon barrier). The same 70% level acts as a final barrier for principal protection at maturity. If the worst-performing index finishes below its final barrier and the notes are not called, repayment is reduced dollar-for-dollar with the index decline, down to zero, and no final coupon is paid.
Citigroup may redeem all notes on specified call dates at $1,000 per note plus any due coupon, capping further income. Initial index levels are 29,023.18 (Nasdaq-100), 2,995.080 (Russell 2000) and 7,652.86 (S&P 500). The issue price is $1,000 per note, including up to $1.00 underwriting fee; the estimated value is $994.90, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Inc. (C), through Citigroup Global Markets Holdings Inc., is issuing unsecured, guaranteed structured notes linked to the worst performer of the Nasdaq‑100, Russell 2000 and S&P 500 indices, maturing July 27, 2028. Each $1,000 note pays a 0.8042% monthly contingent coupon (about 9.65% per annum) only if, on each valuation date, the worst-performing index is at or above 70% of its initial level. If called on designated call dates, investors receive $1,000 plus any due coupon.
If not redeemed early, at maturity investors receive $1,000 per note if the worst-performing index is at or above its 70% final barrier; otherwise the payoff is $1,000 plus $1,000 times that index’s return, exposing investors to loss of most or all principal. The initial offering size is $4,337,000, issue price is $1,000 per note, and the underwriter’s estimated value is $972.90 per note, below the issue price. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and the notes are expected to have limited or no liquidity.
CITIGROUP INC (C), through Citigroup Global Markets Holdings Inc. as issuer and Citigroup Inc. as guarantor, is offering callable Contingent Coupon Equity Linked Securities linked to the worst performing of the Dow Jones Industrial Average, Nasdaq‑100 Index® and S&P 500® Index, maturing August 29, 2029.
Each security has a $1,000 stated principal amount and pays a contingent coupon of 1.0417% per month (about 12.50% per annum) only if, on the relevant valuation date, the worst performing index is at or above its coupon barrier, set at 75% of its initial value. Principal is repaid at maturity only if the worst performer on the final valuation date is at or above its final barrier, set at 70% of its initial value; otherwise, repayment is reduced one‑for‑one with the index decline, down to zero.
Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon. The issue price is $1,000 per security, including up to a $4.00 underwriting fee; proceeds to the issuer are $996.00 per security, and the estimated value on the pricing date is $992.50, reflecting structuring and hedging costs and the issuer’s internal funding rate. Payments are unsecured and subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and the notes may have limited or no secondary market liquidity.
CITIGROUP INC (C), through Citigroup Global Markets Holdings Inc., is offering unsecured Callable Contingent Coupon Equity Linked Securities linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 Index® and Russell 2000® Index, guaranteed by Citigroup Inc., maturing July 27, 2028.
The notes pay a 0.85% contingent coupon per period (10.20% per annum) only if, on each valuation date, the worst-performing index is at or above 65% of its initial level (the coupon barrier). Principal repayment at maturity is fully protected only if the worst-performing index is at or above the same 65% final barrier; otherwise, repayment is reduced 1-for-1 with the index decline and can fall to zero.
Citigroup may redeem the notes early on specified dates at $1,000 per note plus any due coupon. The issue price is $1,000 per security (aggregate $1,602,000), while the estimated value is $985.40, reflecting structuring and hedging costs and Citigroup’s internal funding rate. Investors face equity market, correlation, liquidity, tax and Citigroup credit risks, and forgo dividends and upside participation in the indices.
CITIGROUP INC (C), through Citigroup Global Markets Holdings Inc., is offering callable Contingent Coupon Equity Linked Securities maturing August 29, 2029, linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 Index® and S&P 500® Index.
Each $1,000 security may pay a quarterly contingent coupon of 0.9583% (about 11.50% per year) only if, on the related valuation date, the worst-performing index is at or above 70% of its initial level; otherwise no coupon is paid. At maturity, if not previously called and the worst-performing index is at or above 70% of its initial level, investors receive $1,000 per security; if it is below 70%, repayment is reduced one-for-one with the index loss, down to zero. Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon. The notes are unsecured obligations subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., offer no upside participation or dividends on the indices, may be illiquid, and have an estimated value of $991.20 per $1,000 at pricing, below the issue price.