Welcome to our dedicated page for CITIGROUP SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., fully and unconditionally guaranteed by Citigroup Inc., is issuing principal-at-risk securities maturing on November 9, 2026 that are linked to the SOFR CMS spread (SOFR CMS30 minus SOFR CMS5). The issue price is 100% of the $1,000 stated principal amount per security, with total proceeds of $2.34 million and an estimated value of $982.91 per security at pricing. At maturity, investors receive a minimum of $232.39 and up to a maximum of $2,796.50 per $1,000 security. Payoff depends on how much the SOFR CMS spread on the valuation date exceeds the strike of 0.354%, multiplied by a leverage factor of 854.7008547, subject to the cap; if the spread is at or below the strike, only the minimum is paid, implying a loss of about 76.76% of principal. The notes are unsecured senior debt, exposed to Citigroup credit risk, complex rate and curve-risk dynamics, potential conflicts from dealer hedging and trading, limited liquidity, and uncertain U.S. tax treatment, including possible alternative characterizations and estate and FATCA considerations.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering callable, two‑year structured notes linked to the worst performing of the Dow Jones Industrial Average, Russell 2000 Index and S&P 500 Index. Each security has a $1,000 stated principal amount, priced at $1,000 with an estimated value of $991.80.
Investors may receive a contingent coupon of 0.9417% per month (about 11.30% per year) only if, on each valuation date, the worst performing index is at or above its coupon barrier (75% of its initial value. At maturity on August 10, 2028, if not previously called and the worst performer is at or above its final barrier (70% of initial), principal is repaid; otherwise repayment is reduced one‑for‑one with the index loss, potentially to zero.
Citigroup may redeem the notes early on specified dates at par plus any due coupon, capping future income. Investors face full downside exposure to the worst index beyond the barrier, no upside participation or dividends, limited liquidity, complex U.S. tax treatment, and are exposed to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing Autocallable Contingent Coupon Equity Linked Securities linked to the worst performer of Invesco QQQ Trust, Series 1 and State Street SPDR S&P 500 ETF Trust, maturing on August 13, 2029. Each security has a $1,000 principal amount and pays a 2.25% contingent quarterly coupon (9.00% per annum) only if, on the relevant valuation date, the worst performing ETF is at or above its 70% coupon barrier. The notes may be autocalled on scheduled dates if the worst performer is at or above its initial level, in which case investors receive $1,000 plus applicable coupons, ending further payments. If not called and, at final valuation, the worst performer is at or above its 70% final barrier, investors receive $1,000; otherwise they receive ETF shares (or cash) equal to a fixed equity ratio, which may be worth far less than principal and possibly nothing. The total offering is $650,000, with an underwriting fee of $13.50 per security and an initial estimated value of $981.60, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing $1,000 Callable Contingent Coupon Equity Linked Securities due February 10, 2028, linked to the worst-performing of three ETFs: Invesco S&P 500® Equal Weight (RSP), Consumer Staples Select Sector SPDR® (XLP) and Health Care Select Sector SPDR® (XLV).
The notes pay a 0.60% contingent coupon per month (annualized 7.20%) only if, on each valuation date, the worst-performing ETF is at or above 70% of its initial value (coupon barrier). At maturity, if not called and the worst-performing ETF is at or above 60% of its initial value (final barrier), investors receive the full $1,000 principal; otherwise, principal is reduced one-for-one with the negative return of that ETF, potentially to $0, and no final coupon is paid.
Citigroup may redeem the notes in whole on specified dates, paying $1,000 plus any due coupon. The issue price is $1,000, with an estimated value of $988 and underwriter proceeds of $993 per note, reflecting structuring and hedging costs. Investors face downside market risk to the worst-performing ETF, no dividend or upside participation, issuer and guarantor credit risk, complex U.S. tax treatment and limited expected liquidity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing autocallable contingent coupon equity-linked securities maturing on August 9, 2029, linked to the worst performing of the Russell 2000® Index and the S&P 500® Index. Each security has a $1,000 stated principal amount and offers a quarterly contingent coupon of 1.6875% (equivalent to 6.75% per annum) only if, on the relevant valuation date, the worst performing index is at or above its coupon barrier set at 65% of its initial value.
If on a potential autocall date the worst performing index is at or above its initial value, the notes are automatically redeemed at $1,000 plus the coupon, limiting further income potential. If not called, the repayment of principal at maturity depends on the final level of the worst performing index: full principal is returned only if it is at or above its final barrier (also 65% of initial). Otherwise, investors incur a 1:1 loss with index decline, down to a possible total loss of principal and no final coupon. The offering size is $687,000, with an issue price of $1,000, an underwriting fee of $23.50, and an estimated value of $970.40 per security. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and liquidity may be limited.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured Callable Contingent Coupon Equity Linked Securities linked to the worst performing of the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index, maturing on August 9, 2029. Each security has a $1,000 stated principal amount and may be redeemed early at the issuer’s option on specified dates.
The securities pay a contingent coupon of 0.9292% of principal per month (about 11.15% per annum) only if, on the relevant valuation date, the worst performing index is at or above 70% of its initial value. At maturity, if not called, investors receive $1,000 per security only if the worst performing index is at or above 65% of its initial value; otherwise repayment is reduced one-for-one with the index decline and can fall to zero. Investors forgo dividends, have no upside participation in any index, face limited liquidity, issuer call risk and full credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The estimated value is $985.30 per $1,000 at pricing, below the issue price due to structuring and hedging costs.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable contingent coupon equity linked securities with an aggregate offering of $6,395,000, each with a $1,000 principal amount, linked to the worst performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index and maturing on August 9, 2029.
The notes pay a monthly contingent coupon of 1.00833% of principal (about 12.10% per annum) only if, on the relevant valuation date, the worst performing index is at or above its coupon barrier, set at 70% of its initial value; principal is fully protected at maturity only if the worst performer stays at or above its final barrier at 60% of its initial value.
If at final valuation the worst performing index is below its final barrier, repayment is reduced one-for-one with its loss and can fall to zero; Citigroup may redeem the notes early at par plus any due coupon, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing Autocallable Contingent Coupon Equity Linked Securities tied to the Invesco QQQ Trust, Series 1, maturing on September 10, 2027, with a stated principal amount of $1,000 per security.
Investors may receive a 0.8125% monthly contingent coupon (annualized 9.75%) only if QQQ’s closing value on each valuation date is at or above the coupon barrier value of $573.84 (80% of the initial value of $717.30). The notes are autocallable on specified dates if QQQ is at or above the initial value, in which case holders receive $1,000 plus the coupon and the investment ends early.
If not called and the final QQQ value is at or above the final barrier of $573.84, investors receive $1,000 plus the final coupon. If it is below the barrier, investors receive QQQ shares (or cash) based on an equity ratio of 1.39412 per note, which may be worth substantially less than principal, up to total loss. The notes are unsecured and subject to the credit risk of both issuers and to limited or no secondary market liquidity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable unsecured notes linked to the worst performing of the Dow Jones Industrial Average, Nasdaq‑100 Index® and Russell 2000® Index, maturing August 8, 2031. Each security has a $1,000 stated principal amount and pays no interest.
The notes may be automatically redeemed on scheduled valuation dates if the worst performing index is at or above its initial level, returning $1,000 plus a fixed premium that steps up from 11.75% in 2027 to 58.75% on the final valuation date. If not redeemed early, at maturity investors receive $1,000 plus the final premium if the worst performing index is at or above its initial level, $1,000 if it is below the initial level but at or above 70% of that level (the final barrier), or $1,000 plus 1‑for‑1 downside exposure to the worst performer if it finishes below its barrier, potentially losing the entire principal.
The issue price is $1,000 per security, including up to $41.25 in underwriting fees, while the bank’s estimated value is $957.40, reflecting selling, structuring and hedging costs and the issuer’s internal funding rate. The notes do not pay dividends, may have limited or no liquidity, and are fully subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities linked to the worst performer of the Russell 2000® Index and the S&P 500® Index, each at an initial value of 3,019.188 and 7,723.55, respectively.
The notes pay a 0.6542% contingent coupon per period (about 7.85% per annum) only if, on each valuation date, the worst-performing index is at or above its coupon barrier (75% of its initial value). The same 75% level applies as a final barrier for principal protection at maturity.
If on any potential autocall date the worst-performing index is at or above its initial value, the notes are automatically redeemed at $1,000 plus the coupon, which can limit the total income stream. If held to maturity without autocall and the worst performer ends below its final barrier, repayment equals $1,000 + $1,000 × its underlying return, exposing investors to losses up to 100% of principal.
The issue price is $1,000 per note, with an estimated value of $975.10, underwriting fee up to $24 per note, and total offering of $1,189,000. The securities carry Citigroup Global Markets Holdings Inc. and Citigroup Inc. credit risk, may have limited or no liquidity, and involve complex U.S. federal tax and withholding considerations, especially for non-U.S. holders.