Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc. priced autCallable securities linked to Broadcom Inc. with a stated principal amount of $1,000 per security and a maturity date of May 3, 2029. The securities pay no interest, may auto‑redeem early on specified valuation dates for the stated principal plus a fixed premium, and are guaranteed by Citigroup Inc. If not auto‑redeemed, repayment at maturity depends on the final closing value of Broadcom versus the initial underlying value of $417.43 and a final barrier of $333.944 (80.00%). If the final underlying value is below the final barrier, investors bear 1:1 downside exposure to Broadcom’s decline. The issue price was $1,000 with an estimated value on the pricing date of $958.20, and CGMI received an underwriting fee of $32.00 per security.
The offering prices autocallable contingent coupon equity-linked securities issued by Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., linked to the worst performing of the Dow Jones Industrial, the Russell 2000 and the S&P 500. Stated principal is $1,000 per security with potential periodic contingent coupons equal to 0.675% of principal per period (an annualized contingent coupon rate of 8.10% per annum) if the worst performing underlying on each valuation date is at or above its coupon barrier (60% of its initial value). The securities may be automatically redeemed on specified autocall dates if the worst performing underlying is at or above its initial value; if not called, maturity payment depends on the final value of the worst performing underlying and can result in substantial loss of principal (possibly total loss). Issue price is $1,000 with an estimated initial value of $986.60; total offering shown is $2,527,000. These are unsecured obligations subject to issuer and guarantor credit risk and limited liquidity.
Citigroup Global Markets Holdings Inc. is offering autocallable, contingent‑coupon equity‑linked securities due November 4, 2027 backed by a guarantee of Citigroup Inc. Each security has a $1,000 stated principal amount and pays a contingent coupon of 0.8667% per valuation period (approximately 10.40% per annum) only if the worst performing underlying meets its coupon barrier on the prior valuation date. The securities reference the worst performing of the Dow Jones Industrial Average, the Russell 2000® Index and the S&P 500® Index, use 70% barrier levels, may autocall early on specified dates, and expose holders to credit risk of CGMI/Citigroup Inc.
The issue price is $1,000 (estimated value $987.70), underwriting fee $9.00 per security, total gross proceeds $7,243,000. Holders face possible loss of principal if the worst performing underlying is below its final barrier on the final valuation date.
The issuer, Citigroup Global Markets Holdings Inc. (guaranteed by Citigroup Inc.), is offering autocallable securities linked to the S&P 500® Index with a stated principal of $1,000 per security. The securities may automatically redeem on valuation dates with premiums of 10.50%, 21.00%, and 31.50% for the May 26, 2027, April 26, 2028 and April 26, 2029 valuation dates, respectively. If not called, maturity payment depends on the final index level: at or above the initial underlying value you receive $1,000 plus the final premium; below that level you receive $1,000 plus $1,000 times the underlying return, which can cause significant loss of principal.
Citigroup Global Markets Holdings Inc. (guaranteed by Citigroup Inc.) is offering Dual Directional Buffer Securities linked to the worst performing of the Dow Jones Industrial Average and the Russell 2000® Index, maturing November 4, 2027. Each security has a $1,000 stated principal amount and does not pay interest. The securities provide modified exposure: a 120.00% participation rate in limited appreciation (capped at a $190.00 maximum upside per security), a 15.00% buffer against initial losses, and 1-to-1 downside beyond the buffer. Pricing date was April 30, 2026, issue date May 5, 2026; issue price per security is $1,000.00 and the estimated value on the pricing date was $979.80 per security. All payments are subject to the credit risk of the issuer and guarantor.
Citigroup Global Markets Holdings Inc. priced unsecured, non‑interest bearing barrier securities linked to the MSCI Emerging Markets Index with a stated principal of $1,000 per security and maturity on July 6, 2027. The securities offer a 200.00% upside participation rate capped at a $227.50 maximum return (22.75%) and a final barrier set at 1,440.189 (90.00% of the initial underlying value). If the final underlying value is at or above the barrier, principal is repaid; if below the barrier, holders suffer 1:1 downside exposure to the index and may lose all invested principal.
The pricing date closing value of the MSCI Emerging Markets Index was 1,600.21. Issue price per security was $1,000 (estimated value $967.40), underwriting fee up to $20.00, and per security proceeds to issuer shown as $980.00. Payments remain subject to Citigroup Global Markets Holdings Inc. credit risk and Citigroup Inc. guarantee.
Citigroup Global Markets Holdings Inc. is offering autocallable contingent coupon equity-linked securities due May 5, 2031, linked to the worst performing of the S&P 500® Index, the State Street® Utilities Select Sector SPDR® ETF (XLU) and the VanEck® Semiconductor ETF (SMH). The offering consists of 5,422 securities at an issue price of $1,000 per security (total issue price $5,422,000) and is fully guaranteed by Citigroup Inc.
The securities pay a contingent coupon of 0.7333% per period (approximately 8.80% per annum) only if the closing value of the worst performing underlying on a valuation date is at or above its coupon barrier (50% of the initial value). Final repayment at maturity depends on the worst performing underlying relative to a final barrier (60% of the initial value); if below the final barrier, principal is reduced proportionally and could be zero. The securities had an estimated value of $919.00 per security on the pricing date, below the issue price; underwriting fee is $41.25 per security.
Citigroup Global Markets Holdings Inc. priced callable contingent coupon equity-linked securities due April 5, 2029, guaranteed by Citigroup Inc. The securities have a $1,000 stated principal amount and pay a contingent coupon of 1.0083% per contingent coupon date (approximately 12.10% per annum) only if the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 closes on a valuation date at or above its 70% coupon barrier. If the worst performing underlying is below the 70% final barrier on the final valuation date, principal at maturity is reduced pro rata (down to potentially zero). Citigroup may call the securities on listed potential redemption dates; all payments are subject to Citigroup credit risk.
Citigroup Global Markets Holdings Inc. is offering callable contingent coupon equity-linked securities due April 5, 2029, guaranteed by Citigroup Inc. Each security has a $1,000 stated principal amount and may pay contingent coupons of 1.0667% per payment date (approximately 12.80% per annum if all paid). Coupon payments occur only when the worst performing of the Nasdaq-100®, Russell 2000® and S&P 500® is at or above its 75% coupon barrier on specified valuation dates. At maturity investors receive $1,000 if the worst performing underlying is at or above its 65% final barrier; otherwise the maturity payment equals $1,000 plus the worst performing underlying's return, which can result in a significant loss of principal. The issuer may call the securities on listed potential redemption dates; all payments are subject to Citigroup's credit risk.
Citigroup Global Markets Holdings Inc. is offering autocalled, non‑interest paying debt securities due May 3, 2029, guaranteed by Citigroup Inc. Each security has a $1,000 stated principal amount and pays returns tied solely to the worst performing of the Russell 2000 and S&P 500 indices. The notes may auto‑redeem early on specified annual valuation dates if the worst performing underlying is at or above its initial value, producing fixed premiums of 12%, 24% or 36% depending on the valuation date. If not redeemed, maturity payoffs depend on the worst performing underlying versus a final barrier equal to 65% of its initial value; declines below that barrier produce 1:1 downside exposure to losses. The estimated value on pricing was $972.60 versus the $1,000 issue price.