STOCK TITAN

Citigroup Inc SEC Filings

C NYSE

Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

The Citigroup Inc. (C) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures, including current reports on Form 8-K and other key documents filed with the U.S. Securities and Exchange Commission. As a global financial-services firm and bank holding company, Citigroup uses SEC filings to report material events, financial results, capital actions, governance decisions and changes affecting its securities.

Citigroup’s Form 8-K filings cover topics such as quarterly and full-year financial results, which are accompanied by press releases and Quarterly Financial Data Supplements detailing financial, statistical and business-related information. Other 8-Ks describe amendments to the company’s certificate of incorporation through certificates of designations for new preferred stock series, supplemental indentures related to senior and subordinated notes, and information about securities registered under Section 12(b) of the Exchange Act.

Filings also disclose capital and liability management actions, including the issuance and redemption of preferred stock and related depositary shares, as well as the declaration of dividends on common and preferred stock. Governance-related 8-Ks outline leadership changes, equity awards to executives, and Board decisions such as the election of the Chief Executive Officer as Chair of the Board and the designation of a Lead Independent Director.

Citigroup uses 8-Ks to report strategic and legacy franchise actions, including plans to sell AO Citibank, its remaining operations in Russia, and agreements to sell an equity stake in Grupo Financiero Banamex, S.A. de C.V., along with associated goodwill impairments and accounting impacts. On Stock Titan, these filings are paired with AI-powered summaries that explain the significance of each document, helping users interpret complex items such as results of operations, capital structure changes, material impairments and governance developments. Investors can also use the filings page to monitor information related to Citigroup’s registered securities and to locate references to other core filings, including annual reports on Form 10-K, quarterly reports on Form 10-Q and, where applicable, insider transaction disclosures.

Rhea-AI Summary

Citigroup Global Markets Holdings Inc., a wholly owned subsidiary of Citigroup Inc., is offering fixed rate notes due February 9, 2027, fully and unconditionally guaranteed by Citigroup Inc.

Each note has a stated principal amount of $1,000 and pays simple interest at a 3.54% fixed annual rate, calculated on a 30/360 day-count basis and paid together with principal at maturity. The notes follow a "following" business day convention and will not be listed on any securities exchange. Citigroup Global Markets Inc. acts as underwriter and may temporarily show an upwardly adjusted value for about three months after issuance, reflecting expected hedging profit.

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Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering contingent income auto-callable securities linked to the common stock of RH. These senior unsecured notes pay a quarterly contingent coupon of 4.55% of principal (18.20% per year) only if RH’s closing price on the relevant valuation date is at or above 50% of its initial price; otherwise that quarter’s coupon is skipped. Missed coupons can be recouped later if the condition is again met.

The notes are auto-callable: if on any quarterly potential redemption date RH closes at or above its initial price, investors receive principal plus the applicable coupon (including any previously unpaid coupons), and the notes terminate. If not called, and at maturity RH is at or above the 50% downside threshold, investors receive principal plus the final coupon (with any unpaid coupons). If RH finishes below the threshold, repayment is reduced 1-for-1 with RH’s loss, and investors can lose most or all of their principal.

The securities will not be listed on an exchange, may have limited liquidity, and include embedded underwriting and structuring fees. Citigroup expects the estimated value on the pricing date to be at least $902.50 per $1,000 note, below the issue price, reflecting dealer compensation, hedging and funding costs. The product involves complex risks, including tax and potential withholding issues for non-U.S. investors.

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Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering contingent income callable senior notes linked to the S&P 500® Index, maturing in February 2028. These notes pay a 2.00% quarterly contingent coupon (8.00% per year) per $1,000 security when, on the relevant valuation date, the S&P 500 closing level is at least 80% of the initial index level.

The issuer may redeem the notes in whole on specified quarterly redemption dates starting in May 2026, paying $1,000 plus any due contingent coupon. If held to maturity and the final index level is at least 80% of the initial level, investors receive $1,000 per security (plus any final coupon). If the final level is below 80%, repayment is reduced 1‑for‑1 with the index decline, so investors can lose a significant portion or all of their principal and receive no coupons. The securities are unsecured obligations of the issuer, not listed on any exchange, and include underwriting and distribution fees that result in an estimated value on the pricing date expected to be at least $926 per $1,000 security.

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Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured market-linked notes tied to the worst performer of the Russell 2000® Index and the S&P 500® Index, maturing on February 16, 2029.

Each security has a $1,000 stated principal amount, pays no interest and offers 100% upside participation in the appreciation of the worst performing index, capped at a maximum return of $210 per security (21%). If the worst performing index is flat or down at valuation, investors receive only the $1,000 principal at maturity.

The notes are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., will not be listed on an exchange and may have limited liquidity. Investors also forgo dividends on the indices and bear risks related to small-cap exposure via the Russell 2000® and to using a single valuation date.

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Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured autocallable notes linked to the worst performer of the Nasdaq‑100, Russell 2000 and S&P 500 indexes, maturing in February 2029. Each security has a $1,000 stated principal amount and pays no interest.

The notes can be automatically redeemed on scheduled valuation dates if the worst-performing index is at or above its initial level, returning $1,000 plus a fixed premium that steps up from 13.75% to 41.25% of principal over time. If held to maturity, investors receive $1,000 plus the final premium if the worst index is at or above its initial level, $1,000 if it is below the initial level but at or above 70% of that level, and a loss matching the index decline if it finishes below 70%, down to zero.

The estimated value on the pricing date is expected to be at least $922.50 per security, below the $1,000 issue price, reflecting selling, structuring and hedging costs and the issuer’s internal funding rate. The securities are not listed, may have limited liquidity, and expose investors to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.

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Citigroup Inc. is offering unsecured callable zero-coupon notes due February 10, 2033. Each note has a $1,000 stated principal amount and accretes at a 5.47% per annum non-compounding accrual yield to a payment of $1,382.90 at maturity, if not redeemed earlier.

The notes pay no periodic interest. Beginning February 10, 2027, Citigroup may redeem all notes on each February 10 at their scheduled accreted value, which ranges from $1,054.70 in 2027 to $1,328.20 in 2032. The notes are intended to qualify as TLAC-eligible debt, meaning losses in a Citigroup bankruptcy could be imposed on noteholders.

Citigroup may substitute a wholly owned subsidiary as issuer, while guaranteeing payments, and certain Citigroup bankruptcy or covenant events would then no longer trigger default. The notes are not listed on any exchange, may trade at a temporary premium for about four months, are sold through Citigroup Global Markets Inc. with up to a $10 per-note underwriting fee, and are issued with taxable original issue discount for U.S. holders.

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Citigroup Inc. is offering depositary shares, each representing a 1/25th interest in a new Series JJ fixed rate reset noncumulative preferred stock issue. Each preferred share has a $25,000 liquidation preference, equivalent to $1,000 per depositary share, with dividends payable quarterly when and if declared.

The dividend rate is fixed until an initial reset date, then resets every five years to the five‑year U.S. Treasury rate plus a spread. Dividends are noncumulative and can be skipped without obligation to repay. The preferred stock is perpetual, redeemable at Citigroup’s option on specified dividend dates or after a Regulatory Capital Event, subject to Federal Reserve approval.

The preferred ranks senior to common stock and pari passu with Citigroup’s existing preferred series for dividends and liquidation, has very limited voting rights, and the depositary shares will not be listed on any exchange. Net proceeds are expected to be used for general corporate purposes, including possible redemptions or repurchases of outstanding preferred and other Citigroup securities.

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Citigroup Global Markets Holdings Inc. is offering unsecured, autocallable senior notes linked to the S&P 500 Futures 40% Edge Volatility 6% Decrement Index (USD) ER, maturing in February 2031, in $1,000 denominations and fully guaranteed by Citigroup Inc.

The notes pay no interest and may redeem early at scheduled dates if the index is at least 90% of its initial level, returning $1,000 plus a fixed premium that steps up over time to 97% on the final valuation date. If held to maturity without autocall, principal is repaid only if the final index level stays at or above a 60% barrier; below that, losses match the index decline on a 1‑for‑1 basis, up to total loss.

The underlying index is complex and risky, using a 40% volatility target, leverage up to 500% on S&P 500 futures, and a persistent 6% annual decrement, all of which can cause the index to underperform the S&P 500 and amplify drawdowns. Investors face Citigroup credit risk, limited or no liquidity, an initial estimated value of about $897 per $1,000 note (below issue price), and uncertain U.S. tax treatment expected to follow a prepaid forward contract approach.

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Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured autocallable notes linked to the S&P 500 Futures 40% Edge Volatility 6% Decrement Index (USD) ER, in $1,000 denominations, maturing in February 2031.

The notes pay no interest and may be automatically redeemed on scheduled valuation dates if the index closes at or above its initial level, returning $1,000 plus a fixed premium that can reach 145% of principal by the final valuation date. If held to maturity and not called, investors receive $1,000 plus the final premium if the index is at or above its initial level, $1,000 if it is between 60% and 100% of the initial level, or suffer a 1-for-1 loss below the 60% barrier, up to total loss of principal.

The highly complex underlying index uses up to 500% leveraged exposure to S&P 500 futures, a 40% volatility target and a 6% per annum decrement, and is expected to underperform the S&P 500 Index. The notes are not listed, carry the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., include an underwriting fee of up to $8.00 per note, and have an estimated initial value of at least $896.50 per note, below the issue price.

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Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering medium-term senior autocallable securities linked to the worst performer of the Dow Jones Industrial Average, EURO STOXX 50® Index and S&P 500® Index, with a stated principal amount of $1,000 per security.

The notes pay no interest and do not guarantee principal repayment. They can be automatically redeemed on scheduled valuation dates starting February 17, 2027 if the worst performing index is at or above its initial value, returning $1,000 plus a preset premium that steps up from 10.25% to 51.25% of principal through February 18, 2031.

If not redeemed early, maturity payments depend solely on the worst index on the final valuation date. Investors receive $1,000 plus the final premium if it is at or above its initial value, $1,000 if it is below initial but at or above 70% of initial, and otherwise suffer a 1-for-1 loss matching its decline, potentially losing their entire investment.

The securities are unsecured obligations subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., will not be listed on any exchange, and have an estimated value on the pricing date expected to be at least $898.00 per $1,000, below the issue price, reflecting fees, hedging costs and the issuer’s internal funding rate.

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FAQ

How many Citigroup (C) SEC filings are available on StockTitan?

StockTitan tracks 3609 SEC filings for Citigroup (C), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Citigroup (C)?

The most recent SEC filing for Citigroup (C) was filed on February 5, 2026.