Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc. is offering contingent income auto-callable securities due May 14, 2027, guaranteed by Citigroup Inc., linked to the Invesco QQQ Trust, Series 1 (QQQ). Each security has a stated principal amount of $1,000. The securities pay a monthly contingent coupon of $12.583 (1.2583% of principal, approximately 15.10% per annum) on valuation dates when the closing price of QQQ is at or above a downside threshold equal to 90.00% of the initial share price. The notes may be automatically redeemed on monthly potential redemption dates if the closing price is greater than or equal to the initial share price; early redemption returns the stated principal plus the applicable contingent coupon payment. If not auto‑redeemed and the final share price is below the downside threshold, the maturity payment applies a 10.00% buffer and a buffer rate of ~1.11111, which can result in substantial principal loss, including a potential loss of the entire principal. CGMI expects the securities' estimated value on the pricing date to be at least $947.00 while the issue price is $1,000. Historical closing price on May 7, 2026 was $694.94. This offering involves underwriting and structuring fees and significant tax and market risks; consult the accompanying supplements and advisors.
Citigroup Global Markets Holdings Inc. is offering autocallable securities linked to the S&P 500 Futures 40% Edge Volatility 6% Decrement Index (USD) ER. The securities have a stated principal amount of $1,000, a pricing date of May 13, 2026, an issue date of May 18, 2026, a final valuation date of May 13, 2031 and a scheduled maturity of May 16, 2031. The securities are automatically redeemable on certain valuation dates for $1,000 plus a specified premium if the underlying meets or exceeds the premium threshold for that valuation date; otherwise payment at maturity depends on the final underlying return and can result in a loss of principal.
The securities are obligations of Citigroup Global Markets Holdings Inc. and are fully guaranteed by Citigroup Inc. The underwriting economics show an underwriting fee up to $7.50 per security and estimated per-security proceeds to the issuer of $992.50. The document highlights material risks including no dividend rights, complex index features (volatility targeting, weekly rebalancing and a 6% annual decrement), model-based estimated value, potential tax uncertainty, and limited secondary market liquidity.
Citigroup Global Markets Holdings Inc. priced an offering of autocalled contingent coupon equity-linked notes due April 11, 2029, linked to the worst performer of the Dow Jones Industrial Average, the Nasdaq-100 and the Russell 2000. The securities have a $1,000 stated principal amount and pay a contingent coupon of 0.7708% per period (approximately 9.25% per annum) only if the worst performing underlying on a valuation date is at or above its 75% coupon barrier. If not autocalled earlier, maturity payment depends on the worst performing underlying versus its 70% final barrier and can result in losses of up to the full principal. Issue price was $1,000 per security (estimated value on pricing date $961.40); total issue size shown is $3,315,000. The securities are unsecured obligations of CGMH and are fully guaranteed by Citigroup Inc., and they carry issuer and market risks, limited liquidity and tax uncertainty.
The issuer, Citigroup Global Markets Holdings Inc. (guaranteed by Citigroup Inc.), is offering autocallable contingent coupon equity-linked securities tied to the worst performing of the Dow Jones Industrial, the Nasdaq-100 and the Russell 2000. The securities have a $1,000 stated principal amount, priced on May 6, 2026 with an issue date of May 11, 2026, and mature on April 11, 2028. They pay a contingent coupon of 0.7625% per period (equivalent to 9.15% per annum) only if the worst performing underlying on a valuation date is at or above its coupon barrier (75% of the initial value). If not automatically called, maturity payout depends on the worst performing underlying relative to its final barrier (70% of initial); a final underlying below that barrier reduces principal pro rata and may result in a substantial loss, possibly to zero. The estimated value at pricing was $969.60 versus the issue price of $1,000. The securities are unsecured obligations of the issuer and carry issuer and guarantor credit risk.
Citigroup submitted a Form 144 notice for the proposed sale of 2,117 shares of Common Stock that vested on 01/02/2025 as compensation for services rendered. The filing shows an aggregate amount of $265,260.02, lists Citigroup Global Markets Inc as broker, and identifies the listing as NYSE. The filing date in the excerpt is 05/08/2026.
Citigroup Global Markets Holdings Inc. is offering autocallable contingent coupon equity-linked securities due May 10, 2029, guaranteed by Citigroup Inc. Each security has a stated principal amount of $1,000 and pays a contingent coupon of 0.9583% per period (approximately 11.50% per annum) only if the worst performing underlying on a valuation date is at or above its coupon barrier (70% of the initial value). The securities reference the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices; initial values on the pricing date (May 6, 2026) were Nasdaq-100 28,599.17, Russell 2000 2,886.772 and S&P 500 7,365.12. If not autocalled, payment at maturity depends on the final underlying value of the worst performing underlying relative to its final barrier (70% of initial); holders may lose up to the entire principal. The issue price is $1,000 per security, estimated model value $986.40, underwriting fee $7.50 per security, and proceeds to issuer $992.50 per security.
Citigroup Global Markets Holdings Inc. is offering callable contingent coupon equity-linked securities linked to Rocket Lab Corporation with a $1,000 stated principal amount per security. The securities price on May 6, 2026, issue on May 11, 2026, and mature on May 10, 2029 unless earlier redeemed.
Each contingent coupon payment equals 2.3167% ($23.167) of principal when the closing value of Rocket Lab on a valuation date is at or above the coupon barrier of $50.79 (60% of the initial underlying value $84.65). At maturity, if the final underlying value is below the final barrier ($50.79), payoff is reduced pro rata and could be zero; if at or above the final barrier, investors receive the $1,000 principal plus any final contingent coupon.
Citigroup Global Markets Holdings Inc. is offering Enhanced Barrier Digital Securities linked to the worst performing of the S&P 500® Index and the Russell 2000® Index, due May 9, 2030. The securities have a stated principal amount of $1,000 per security and the total issue price shown is $11,479,000. The securities are fully and unconditionally guaranteed by Citigroup Inc. Pricing date was May 6, 2026, issue date May 11, 2026, and the valuation date is set for May 6, 2030 (subject to postponement). At maturity holders receive one of three payoffs depending on the worst performing underlying: the upper digital return of $479.00, the lower digital return of $120.00, or a 1-to-1 participation in the negative return of the worst performing underlying (which can result in loss of principal).
The issuer, Citigroup Global Markets Holdings Inc. (guaranteed by Citigroup Inc.), is offering autocallable contingent‑coupon equity‑linked securities due May 10, 2029 with a $1,000 stated principal amount per security. The notes pay a contingent coupon of 0.8792% per coupon date (approximately 10.55% per annum) only if the worst performing underlying on each valuation date closes at or above its coupon barrier. The underlyings are Invesco QQQ (QQQ) (initial $695.77), XLU (initial $45.71) and GDX (initial $92.44), with coupon barriers at 70% and final barriers at 50% of the initial values. The securities may be automatically redeemed early if the worst performing underlying on a potential autocall date is at or above its initial value; otherwise, at maturity holders receive $1,000 if the worst performing underlying is at or above its final barrier, or a reduced cash amount that reflects the worst performing underlying's return.
Citigroup Global Markets Holdings Inc. is offering autocal lable contingent coupon equity-linked securities due May 11, 2028 linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. Each $1,000 security pays a contingent coupon of 0.7108% per valuation period (approximately 8.53% per annum if all coupons are paid) conditioned on the worst performing underlying closing at or above its 70% coupon barrier on each valuation date.
If not autocalled, at maturity you receive $1,000 if the worst performing underlying is at or above its 70% final barrier; otherwise your redemption equals $1,000 plus the worst performing underlying return, which can result in a significant loss, possibly to zero. The securities are unsecured obligations of CGMH and are fully guaranteed by Citigroup Inc.; all payments remain subject to Citigroup credit risk. The estimated value on pricing date was $964.50 versus an issue price of $1,000, reflecting fees, hedging costs and expected affiliate profit.