Welcome to our dedicated page for CITIGROUP SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc. priced an offering of autocalled contingent coupon equity-linked notes due April 11, 2029, linked to the worst performer of the Dow Jones Industrial Average, the Nasdaq-100 and the Russell 2000. The securities have a $1,000 stated principal amount and pay a contingent coupon of 0.7708% per period (approximately 9.25% per annum) only if the worst performing underlying on a valuation date is at or above its 75% coupon barrier. If not autocalled earlier, maturity payment depends on the worst performing underlying versus its 70% final barrier and can result in losses of up to the full principal. Issue price was $1,000 per security (estimated value on pricing date $961.40); total issue size shown is $3,315,000. The securities are unsecured obligations of CGMH and are fully guaranteed by Citigroup Inc., and they carry issuer and market risks, limited liquidity and tax uncertainty.
The issuer, Citigroup Global Markets Holdings Inc. (guaranteed by Citigroup Inc.), is offering autocallable contingent coupon equity-linked securities tied to the worst performing of the Dow Jones Industrial, the Nasdaq-100 and the Russell 2000. The securities have a $1,000 stated principal amount, priced on May 6, 2026 with an issue date of May 11, 2026, and mature on April 11, 2028. They pay a contingent coupon of 0.7625% per period (equivalent to 9.15% per annum) only if the worst performing underlying on a valuation date is at or above its coupon barrier (75% of the initial value). If not automatically called, maturity payout depends on the worst performing underlying relative to its final barrier (70% of initial); a final underlying below that barrier reduces principal pro rata and may result in a substantial loss, possibly to zero. The estimated value at pricing was $969.60 versus the issue price of $1,000. The securities are unsecured obligations of the issuer and carry issuer and guarantor credit risk.
Citigroup submitted a Form 144 notice for the proposed sale of 2,117 shares of Common Stock that vested on 01/02/2025 as compensation for services rendered. The filing shows an aggregate amount of $265,260.02, lists Citigroup Global Markets Inc as broker, and identifies the listing as NYSE. The filing date in the excerpt is 05/08/2026.
Citigroup Global Markets Holdings Inc. is offering autocallable contingent coupon equity-linked securities due May 10, 2029, guaranteed by Citigroup Inc. Each security has a stated principal amount of $1,000 and pays a contingent coupon of 0.9583% per period (approximately 11.50% per annum) only if the worst performing underlying on a valuation date is at or above its coupon barrier (70% of the initial value). The securities reference the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices; initial values on the pricing date (May 6, 2026) were Nasdaq-100 28,599.17, Russell 2000 2,886.772 and S&P 500 7,365.12. If not autocalled, payment at maturity depends on the final underlying value of the worst performing underlying relative to its final barrier (70% of initial); holders may lose up to the entire principal. The issue price is $1,000 per security, estimated model value $986.40, underwriting fee $7.50 per security, and proceeds to issuer $992.50 per security.
Citigroup Global Markets Holdings Inc. is offering callable contingent coupon equity-linked securities linked to Rocket Lab Corporation with a $1,000 stated principal amount per security. The securities price on May 6, 2026, issue on May 11, 2026, and mature on May 10, 2029 unless earlier redeemed.
Each contingent coupon payment equals 2.3167% ($23.167) of principal when the closing value of Rocket Lab on a valuation date is at or above the coupon barrier of $50.79 (60% of the initial underlying value $84.65). At maturity, if the final underlying value is below the final barrier ($50.79), payoff is reduced pro rata and could be zero; if at or above the final barrier, investors receive the $1,000 principal plus any final contingent coupon.
Citigroup Global Markets Holdings Inc. is offering Enhanced Barrier Digital Securities linked to the worst performing of the S&P 500® Index and the Russell 2000® Index, due May 9, 2030. The securities have a stated principal amount of $1,000 per security and the total issue price shown is $11,479,000. The securities are fully and unconditionally guaranteed by Citigroup Inc. Pricing date was May 6, 2026, issue date May 11, 2026, and the valuation date is set for May 6, 2030 (subject to postponement). At maturity holders receive one of three payoffs depending on the worst performing underlying: the upper digital return of $479.00, the lower digital return of $120.00, or a 1-to-1 participation in the negative return of the worst performing underlying (which can result in loss of principal).
The issuer, Citigroup Global Markets Holdings Inc. (guaranteed by Citigroup Inc.), is offering autocallable contingent‑coupon equity‑linked securities due May 10, 2029 with a $1,000 stated principal amount per security. The notes pay a contingent coupon of 0.8792% per coupon date (approximately 10.55% per annum) only if the worst performing underlying on each valuation date closes at or above its coupon barrier. The underlyings are Invesco QQQ (QQQ) (initial $695.77), XLU (initial $45.71) and GDX (initial $92.44), with coupon barriers at 70% and final barriers at 50% of the initial values. The securities may be automatically redeemed early if the worst performing underlying on a potential autocall date is at or above its initial value; otherwise, at maturity holders receive $1,000 if the worst performing underlying is at or above its final barrier, or a reduced cash amount that reflects the worst performing underlying's return.
Citigroup Global Markets Holdings Inc. is offering autocal lable contingent coupon equity-linked securities due May 11, 2028 linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. Each $1,000 security pays a contingent coupon of 0.7108% per valuation period (approximately 8.53% per annum if all coupons are paid) conditioned on the worst performing underlying closing at or above its 70% coupon barrier on each valuation date.
If not autocalled, at maturity you receive $1,000 if the worst performing underlying is at or above its 70% final barrier; otherwise your redemption equals $1,000 plus the worst performing underlying return, which can result in a significant loss, possibly to zero. The securities are unsecured obligations of CGMH and are fully guaranteed by Citigroup Inc.; all payments remain subject to Citigroup credit risk. The estimated value on pricing date was $964.50 versus an issue price of $1,000, reflecting fees, hedging costs and expected affiliate profit.
Citigroup priced autocallable contingent-coupon securities linked to NVIDIA Corporation with a $1,000 stated principal per security and a maturity of May 10, 2029. The securities pay a contingent coupon of 3.8125% per payment (equivalent to 15.25% annually) when the underlying meets the coupon barrier of $135.09 (65.00% of the initial underlying value). If not autocalled, repayment at maturity depends on the final closing value of NVIDIA: investors receive $1,000 if the final value is at or above the final barrier ($135.09), or $1,000 × (1 + underlying return) if below, which can result in a significant loss or total loss. The securities are unsecured obligations of Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., and all payments are subject to issuer and guarantor credit risk and limited secondary-market liquidity.
Citigroup Global Markets Holdings Inc. is offering Autocallable Contingent Coupon Equity Linked Securities linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500, due November 9, 2029. The securities have a stated principal amount of $1,000 per security and pay a contingent coupon of 0.8417% of principal on each contingent coupon payment date (approximately 10.10% per annum) only if the worst performing underlying on the preceding valuation date is at or above its coupon barrier (70% of the initial underlying value). The securities may be automatically redeemed on specified potential autocall dates if the worst performing underlying is at or above its initial underlying value, and at maturity investors receive either $1,000 or an amount that depends on the underlying return of the worst performing underlying on the final valuation date. All payments are unsecured obligations of Citigroup Global Markets Holdings Inc. and are guaranteed by Citigroup Inc.; payment and secondary-market liquidity are subject to the issuers' credit risk and CGMI's market-making discretion.