Welcome to our dedicated page for CITIGROUP SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc. priced Dual Directional Barrier Securities with an autocallable feature linked to the worst performing of the VanEck® Gold Miners ETF (GDX) and the VanEck® Semiconductor ETF (SMH), due May 2, 2029. The securities have a stated principal amount of $1,000 per security and total issuance of $327,000.
Key economics: pricing date April 28, 2026; issue date April 30, 2026; interim valuation date April 28, 2027 (autocall if both underlyings close at or above initial values) and final valuation date April 30, 2029. Upside participation rate is 150%; premiums and payoffs vary by the worst performing underlying against its initial and barrier values. The securities are fully guaranteed by Citigroup Inc.
Citigroup Global Markets Holdings Inc. is offering autocallable contingent coupon equity‑linked securities linked to the S&P 500 Futures 40% Intraday Edge Volatility TCA 6% Decrement Index (USD) ER, with a stated principal amount of $1,000 per security, pricing date April 27, 2026, issue date April 30, 2026 and maturity (unless earlier redeemed) May 1, 2031. The securities pay a contingent coupon of 0.875% per valuation period (10.50% per annum) when the index closing value on a valuation date is at or above the coupon barrier (65.00% of the initial underlying value). Automatic early redemption occurs on specified autocall dates if the underlying is at or above the initial underlying value, paying $1,000 plus the contingent coupon. At maturity, if not called, payments depend on the final underlying value relative to the final buffer value (85.00% of initial) and include a 15.00% buffer; losses occur 1:1 beyond the buffer. Issue price per security is $1,000, underwriting fee $45, proceeds to issuer $955, and the estimated value on pricing date was $873.10.
Citigroup Global Markets Holdings Inc. priced callable barrier securities linked to the S&P 500 Futures Excess Return Index with a stated principal of $1,000 per security and a maturity date of May 1, 2031. The securities have an initial underlying value of 578.34, a final barrier value of 347.004 (60% of the initial value), and an upside participation rate of 200%. The issuer may call the securities on specified potential redemption dates; applicable premiums range from 15.25% (April 30, 2027) to 61.00% (May 2, 2030). Issue price is $1,000 per security, estimated value at pricing was $931.20, underwriting fee up to $41.25 per security, and total securities issued in this tranche equal 720.
The payment at maturity depends on the final underlying value: holders receive principal plus leveraged upside if the underlying is above the initial value, full principal if final value stays above the barrier, or pro rata downside (potentially losing most or all principal) if final value is below the barrier. These are unsecured obligations of the issuer, guaranteed by Citigroup Inc., and carry issuer and index‑linked risks, complex tax treatment, and no dividend rights on the underlying.
Citigroup Global Markets Holdings Inc. is offering Autocallable Buffered Notes linked to the MSCI Emerging Markets Index due May 2, 2028. Each note has a $1,000 stated principal, an initial underlying value of 1,629.94, a 15.00% buffer and a 125.00% upside participation rate. Notes may auto‑redeem early on specified valuation dates with a premium; if not auto‑redeemed, maturity payments depend on the final index level relative to the buffer and include a structured downside calculation using a buffer rate of ~117.647%.
Citigroup Global Markets Holdings Inc. is offering autocal lable contingent‑coupon market‑linked securities due April 30, 2036, guaranteed by Citigroup Inc. Each $1,000 security pays a monthly contingent coupon of 0.875% (10.50% per annum) only if the Index closing on the preceding valuation date is at or above the coupon barrier (388.273). The securities reference the S&P 500 Futures 35% Edge Volatility 6% Decrement Index (USD) ER, have an initial underlying value of 517.6969, and are subject to a 6% per annum decrement. The notes may be automatically called early if the underlying equals or exceeds the initial underlying on any potential autocall date; maturity is April 30, 2036. Payments and secondary market liquidity are subject to Citigroup credit risk and discretionary market‑making by CGMI.
Citigroup Global Markets Holdings Inc. is offering unsecured Barrier Securities linked to the S&P 500® Index maturing on May 3, 2027. The issue price is $1,000 per security with total offering shown as $1,062,000 and an underwriting fee of $16.50 per security. Payment at maturity depends on the index closing value on the valuation date: holders receive up to the stated principal plus a capped upside (maximum return $127.50 per security, 12.75%), full principal if the final index value is at or above an 80% barrier, or proportionate 1-to-1 downside exposure if the index closes below the barrier. The initial closing value of the S&P 500® on the pricing date was 7,173.91 and the final barrier equals 5,739.128 (80% of that initial value). The securities pay no interest, do not pay dividends, carry issuer and guarantor credit risk of Citigroup entities, and may have limited liquidity.
Citigroup Global Markets Holdings Inc. priced autocallable securities linked to the S&P 500 Futures 35% Edge Volatility 6% Decrement Index (USD) ER, with a stated principal amount of $1,000 per security and maturity date of May 5, 2036. The securities offer potential automatic early redemption on listed valuation dates for a fixed premium; if not redeemed, payoff at maturity depends on the final underlying value versus a final barrier equal to 60.00% of the initial underlying value. The initial underlying value is 517.6969 and the final barrier value is 310.618. The Index applies a 6% per annum decrement and targets 35% volatility using leveraged exposure to an underlying futures index. The issue price is $1,000.00 per security (estimated initial value $872.90), with an underwriting fee of $50.00 per security. All payments are subject to Citigroup Global Markets Holdings Inc. credit risk and are guaranteed by Citigroup Inc.
Citigroup Global Markets Holdings Inc. is offering unsecured, non‑interest‑paying market‑linked securities tied to the Dow Jones Industrial Average due February 1, 2029. Each security has a stated principal amount of $1,000 and a pricing/issue arrangement that sets the issue price at $1,000 with an estimated model value of $957.80 on the pricing date.
Payment at maturity depends on the change in the index from the initial underlying value (49,167.79) to the final underlying value on the valuation date (January 29, 2029). Investors receive the principal plus a positive return only if the index appreciates; the upside participation rate is 100.00% but the return per security is capped at $145.00 (14.50%). All payments are subject to the credit risk of the issuer and Citigroup Inc.
Citigroup Global Markets Holdings Inc. published a preliminary pricing supplement for callable Contingent Coupon Equity Linked Securities due May 3, 2029, linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500. Each security has a $1,000 stated principal amount, an issue price of $1,000 per security, an estimated value on the pricing date of at least $928, and an annualized contingent coupon rate of 11.25% (contingent coupon of 0.9375% per valuation period). The pricing date is May 29, 2026 and the issue date is June 3, 2026. Coupon payments are made only if the worst performing underlying on each valuation date is at or above its coupon barrier (75.00% of initial value). If the final worst performing underlying is below its final barrier (65.00% of initial value), investors face principal loss tied to that underlying's return. The securities may be called on specified potential redemption dates; if called you would receive $1,000 plus any related contingent coupon then payable. All payments are unsecured obligations of Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc.
Citigroup Global Markets Holdings Inc. is offering callable contingent coupon equity-linked medium-term senior notes due May 3, 2029, guaranteed by Citigroup Inc. The securities have a stated principal amount of $1,000 per security and pay contingent coupons of 0.9167% per valuation period (approximately 11.00% per annum if all coupons are paid). Coupons are paid only when the worst performing underlying (Nasdaq-100®, Russell 2000®, S&P 500®) on a valuation date is at or above its coupon barrier (70% of initial value). If not redeemed, payment at maturity depends on the final value of the worst performing underlying and may result in a loss of part or all principal. Pricing date is May 29, 2026 and issue date is June 3, 2026. The estimated value on the pricing date is at least $928.50 per security (based on CGMI proprietary models), which is below the issue price. The securities are unsecured obligations of CGMH and are fully guaranteed by Citigroup Inc.; all payments are subject to the credit risk of those entities.