Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Citigroup Inc. (C) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures, including current reports on Form 8-K and other key documents filed with the U.S. Securities and Exchange Commission. As a global financial-services firm and bank holding company, Citigroup uses SEC filings to report material events, financial results, capital actions, governance decisions and changes affecting its securities.
Citigroup’s Form 8-K filings cover topics such as quarterly and full-year financial results, which are accompanied by press releases and Quarterly Financial Data Supplements detailing financial, statistical and business-related information. Other 8-Ks describe amendments to the company’s certificate of incorporation through certificates of designations for new preferred stock series, supplemental indentures related to senior and subordinated notes, and information about securities registered under Section 12(b) of the Exchange Act.
Filings also disclose capital and liability management actions, including the issuance and redemption of preferred stock and related depositary shares, as well as the declaration of dividends on common and preferred stock. Governance-related 8-Ks outline leadership changes, equity awards to executives, and Board decisions such as the election of the Chief Executive Officer as Chair of the Board and the designation of a Lead Independent Director.
Citigroup uses 8-Ks to report strategic and legacy franchise actions, including plans to sell AO Citibank, its remaining operations in Russia, and agreements to sell an equity stake in Grupo Financiero Banamex, S.A. de C.V., along with associated goodwill impairments and accounting impacts. On Stock Titan, these filings are paired with AI-powered summaries that explain the significance of each document, helping users interpret complex items such as results of operations, capital structure changes, material impairments and governance developments. Investors can also use the filings page to monitor information related to Citigroup’s registered securities and to locate references to other core filings, including annual reports on Form 10-K, quarterly reports on Form 10-Q and, where applicable, insider transaction disclosures.
Citigroup Global Markets Holdings has issued Buffered Digital Securities linked to the Dow Jones Industrial Average, due October 5, 2026. The securities, fully guaranteed by Citigroup, offer a unique investment structure with the following key features:
The securities, priced at $1,000 per unit, provide:
- A fixed 9.10% digital return if the DJIA is at or above the initial value of 42,982.43 at maturity
- A 10% buffer against initial losses in the underlying index
- 1:1 downside exposure beyond the buffer zone
Notable terms include no periodic interest payments, no upside participation beyond the digital return, and no dividend payments. The estimated value of $976.30 per security is below the issue price, reflecting selling, structuring, and hedging costs. Total offering size is $761,000 with CGMI receiving an underwriting fee of up to $20.50 per security. These securities involve significant risks including potential loss of principal and limited liquidity as they will not be listed on any exchange.
Citigroup Global Markets Holdings is offering Autocallable Securities linked to the performance of the Russell 2000® Index and S&P 500® Index, due June 28, 2030. Key features include:
- Principal amount: $1,000 per security with total offering of $2,006,000
- No regular interest payments
- Automatic early redemption feature if worst performing index meets threshold
- Premium payment potential ranging from 8.00% to 40.00% based on redemption date
- Downside risk: If worst performing index falls below 65% barrier at maturity, investors lose 1% for every 1% decline
Notable risks include: no guaranteed principal protection, credit risk of Citigroup, no dividend participation, and limited liquidity. The estimated value ($945.50) is less than the issue price, with CGMI receiving an underwriting fee of up to $41.50 per security. Securities are not bank deposits and not FDIC insured.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc. (ticker C), is offering Autocallable Securities linked to the newly created S&P 500 Futures 40% Edge Volatility 6% Decrement Index (USD) ER. The notes are part of the bank’s medium-term senior unsecured debt program (Form 424B2, Series N) and will be issued on 30 June 2025 with a scheduled maturity of 28 June 2030, unless automatically redeemed earlier.
Key economics
- Issue size: $143,000 (143 notes × $1,000 principal).
- Issue price: $1,000; estimated value: $899.30 (≈10% issuance premium reflecting dealer spread and hedging costs).
- Initial underlying value: 520.5599; final barrier: 50% of initial (260.28).
- Premium schedule: starts at 21.30% (1-yr) and rises quarterly to 106.50% at the final valuation date.
- Automatic early redemption: occurs if on any of 55 quarterly valuation dates the index closes ≥ initial level; investor receives principal plus the applicable premium three business days later.
- At maturity (if not called):
- Index ≥ initial: principal + 106.5% premium (max return ≈ 106.5%).
- Index between initial and barrier: return of principal only.
- Index < barrier: unprotected downside 1:1; investor can lose up to 100% of investment.
Underlying index mechanics
- Tracks leveraged exposure (0-5×) to the S&P 500 Futures Excess Return Index, targeting 40% volatility.
- 6% annual decrement and embedded financing cost drag on performance.
- Launched May 2024; pre-launch data are hypothetical back-tests.
Investor considerations
- No coupon or current income; return limited to fixed premiums.
- Credit risk of Citigroup Inc. and its subsidiary; notes are senior unsecured obligations.
- Liquidity: no exchange listing; secondary market, if any, solely at dealer’s discretion and likely below issue price.
- Complex underlying may underperform the S&P 500 Index due to leverage timing, financing cost and decrement.
- U.S. tax: treated as prepaid forward contract (opinion of Davis Polk); treatment uncertain.
These securities suit investors who 1) have a moderately bullish view on the index, 2) can tolerate full principal loss, 3) desire potential double-digit premiums in lieu of equity participation, and 4) are comfortable with elevated product complexity and limited liquidity.
Citigroup announces the offering of Callable Fixed Rate Notes due June 30, 2028 with key terms:
- Principal amount: $1,000 per note with total issue size of $10,996,000
- Fixed interest rate: 4.75% per annum, paid semi-annually
- Callable feature: Citigroup can redeem notes starting June 30, 2026 on quarterly redemption dates
- Issue price: $1,000 per note with $3.00 underwriting fee
Key risks include: early redemption limiting interest accrual, market interest rate impacts on redemption likelihood, longer-term investment risks, credit risk of Citigroup, and limited secondary market liquidity as notes won't be listed on exchanges. CGMI will make secondary market but may suspend/terminate without notice. Notes are unsecured senior debt obligations subject to Citigroup's credit risk.
Citigroup Global Markets Holdings has issued Autocallable Contingent Coupon Equity Linked Securities tied to the S&P 500 Futures 40% Edge Volatility 6% Decrement Index, due June 28, 2030. The securities offer potential periodic contingent coupon payments at 13.80% per annum, with a stated principal amount of $1,000 per security.
Key features include:
- Contingent coupon payments of 3.45% per period if the underlying index closes at or above the barrier value (60% of initial value)
- Automatic early redemption if the index closes at or above initial value on any autocall date
- Risk of principal loss if final index value is below 60% of initial value
- Estimated value of $898.10 per security, below the issue price of $1,000
Notable risks include potential loss of principal, no dividend participation, and exposure to a highly leveraged index with a 6% annual decrement. The securities are unsecured obligations backed by Citigroup credit.
Citigroup Global Markets Holdings has filed a prospectus supplement for Market Linked Notes tied to the S&P 500 Index, due August 2, 2029. These structured notes offer 100% participation in the index's upside performance up to a maximum return of at least 25.50%, with principal protection at maturity.
Key features of the offering:
- Principal Amount: $1,000 per note
- No periodic interest payments
- Full principal return at maturity regardless of index performance
- Pricing Date: July 30, 2025
- Maximum payout capped at $1,255 per $1,000 note
Important risks include credit risk of Citigroup Global Markets Holdings and Citigroup as guarantor, limited liquidity as notes won't be listed on exchanges, and opportunity cost of capped returns. The estimated value of the notes on pricing date will be at least $902.00 per note, below the public offering price of $1,000.
Citigroup Global Markets Holdings has filed a prospectus supplement for Autocallable Dual Directional Barrier Securities linked to the S&P 500 Index, due July 2027. The securities, with a principal amount of $1,000 per unit, offer:
- Automatic Early Redemption: If the S&P 500 closes at or above the initial level (6,141.02) on July 9, 2026, investors receive principal plus 9.45% premium
- Maturity Features: If not called early, offers 100% upside participation in index gains, plus positive returns if index declines but stays above barrier level (80% of initial level)
- Downside Risk: Full exposure to losses if index falls more than 20% below initial level
- Key Terms: No interest payments, no dividend exposure, estimated value of at least $928.50 per security
The securities carry credit risk of both Citigroup Global Markets Holdings and Citigroup Inc. as guarantor. CGMI will receive a $15.00 underwriting fee per security, with J.P. Morgan Securities acting as placement agent.
Citigroup Global Markets Holdings has filed a prospectus supplement (424B2) for Market-Linked Securities tied to the MSCI EAFE® Index, due February 5, 2027. The securities, fully guaranteed by Citigroup, offer:
- Principal amount of $1,000 per security
- No regular interest payments
- Return potential based on index performance with 100% upside participation rate
- Maximum return capped at 10.70% ($107 per security)
- Principal protection if index declines
Key features include pricing date of July 2, 2025, and issue date of July 8, 2025. The estimated value at pricing ($931.00 per security) is below the issue price. CGMI will pay dealers structuring fees up to $3.75 and marketing fees up to $3.50 per security. Notable risks include limited returns due to the cap, no dividend payments, and exposure to single-day valuation risk.