Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Citigroup Inc. (C) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures, including current reports on Form 8-K and other key documents filed with the U.S. Securities and Exchange Commission. As a global financial-services firm and bank holding company, Citigroup uses SEC filings to report material events, financial results, capital actions, governance decisions and changes affecting its securities.
Citigroup’s Form 8-K filings cover topics such as quarterly and full-year financial results, which are accompanied by press releases and Quarterly Financial Data Supplements detailing financial, statistical and business-related information. Other 8-Ks describe amendments to the company’s certificate of incorporation through certificates of designations for new preferred stock series, supplemental indentures related to senior and subordinated notes, and information about securities registered under Section 12(b) of the Exchange Act.
Filings also disclose capital and liability management actions, including the issuance and redemption of preferred stock and related depositary shares, as well as the declaration of dividends on common and preferred stock. Governance-related 8-Ks outline leadership changes, equity awards to executives, and Board decisions such as the election of the Chief Executive Officer as Chair of the Board and the designation of a Lead Independent Director.
Citigroup uses 8-Ks to report strategic and legacy franchise actions, including plans to sell AO Citibank, its remaining operations in Russia, and agreements to sell an equity stake in Grupo Financiero Banamex, S.A. de C.V., along with associated goodwill impairments and accounting impacts. On Stock Titan, these filings are paired with AI-powered summaries that explain the significance of each document, helping users interpret complex items such as results of operations, capital structure changes, material impairments and governance developments. Investors can also use the filings page to monitor information related to Citigroup’s registered securities and to locate references to other core filings, including annual reports on Form 10-K, quarterly reports on Form 10-Q and, where applicable, insider transaction disclosures.
Citigroup Global Markets is offering $15,818,600 in Trigger Autocallable Notes linked to the S&P 500 Index, due June 25, 2027. The notes feature:
- Automatic Call Feature: Notes will be automatically called if the S&P 500 closes at or above the initial level (6,025.17) on any quarterly valuation date after 6 months
- Call Return Rate: 10.13% per annum if called
- Downside Protection: Principal protected if final index level is above downside threshold (4,820.14, 80% of initial level)
- Risk Features: Full exposure to index losses below threshold; potential for 100% loss
The notes are priced at $10.00 per note with an estimated value of $9.798. They are unsecured obligations of Citigroup Global Markets Holdings, guaranteed by Citigroup Inc. UBS Financial Services is acting as selling agent with a $0.15 per note underwriting discount. The offering highlights significant risks including credit risk, market risk, and limited liquidity as notes won't be listed on any exchange.
Citigroup Global Markets Holdings has issued Autocallable Securities linked to the S&P 500 Futures 40% Edge Volatility 6% Decrement Index (USD) ER, due June 24, 2033. Key features include:
- $1,000 stated principal amount per security
- No regular interest payments
- Potential for automatic early redemption if the underlying index closes at or above initial value (496.186)
- Premium payments ranging from 19% to 123.50% based on redemption date
- Risk of principal loss if final index value falls below barrier value of 248.093 (50% of initial value)
Important risks: The underlying index involves highly leveraged exposure to S&P 500 Futures with a 6% annual decrement fee. The estimated value ($894.00) is significantly below the issue price ($1,000). Securities lack liquidity and are subject to Citigroup's credit risk. CGMI receives up to $43.00 underwriting fee per security.
Citigroup Global Markets Holdings has issued $6.741 million in Autocallable Phoenix Securities linked to NVIDIA Corporation stock, due July 9, 2026. These structured notes offer 4.3375% contingent coupon payments with potential for early redemption.
Key features include:
- Initial NVIDIA share price: $143.85
- Coupon barrier and final barrier price: $107.888 (75% of initial price)
- Buffer amount: 25% downside protection
- Automatic early redemption if NVIDIA shares close above initial price on valuation dates
Notable risks: Investors may lose significant principal if NVIDIA shares fall below barrier price, no participation in stock upside, and credit risk exposure to Citigroup. The estimated value ($988.10) is less than the issue price, with $10.00 per security underwriting fee. Securities are not listed and may have limited liquidity.
Citigroup Global Markets Holdings has issued Autocallable Contingent Coupon Equity Linked Securities tied to Monolithic Power Systems, with a maturity date of June 24, 2027. The securities, priced at $1,000 per unit with total proceeds of $510,000, offer potential periodic contingent coupon payments at 14.20% per annum.
Key features include:
- Contingent coupon payments of 3.55% per period if underlying stock closes at or above barrier value of $342.95
- Automatic early redemption if stock closes at or above initial value of $685.90 on any autocall date
- Downside risk exposure if final value falls below 50% of initial value
- Full principal protection if final stock price stays above barrier value
Notable risks include potential loss of principal, no guaranteed coupon payments, and credit risk of Citigroup. The estimated value of $975.10 per security is below the issue price, reflecting embedded costs and profit margins. Securities are not listed on any exchange, limiting liquidity.
Citigroup Global Markets Holdings has issued $1.221 million in Autocallable Phoenix Securities linked to NVIDIA (NVDA) stock, due June 25, 2029. These structured notes offer contingent coupon payments of 3.195% with key features:
- Initial NVDA share price: $143.85
- Coupon barrier & final barrier price: $86.31 (60% of initial price)
- Automatic early redemption if NVDA closes at or above initial price on any interim valuation date
- Contingent coupon payments only if NVDA trades above barrier price
- Risk of principal loss if NVDA falls below 60% barrier at maturity
The securities are priced at $1,000 per unit with estimated value of $971.30. Key risks include potential loss of principal, no participation in NVDA upside, limited liquidity, and credit risk of Citigroup. CGMI receives $25 underwriting fee per security, with J.P. Morgan acting as placement agent.
Citigroup Global Markets Holdings has filed a pricing supplement for Autocallable Contingent Coupon Equity Linked Securities tied to the performance of Constellation Energy Corporation and GE Vernova Inc., due June 30, 2028. Key features include:
- Securities offer potential periodic contingent coupon payments at an annualized rate of at least 16.65%, subject to the performance of the worst-performing underlying stock
- Principal amount of $1,000 per security with estimated value of at least $889.00
- Automatic early redemption feature triggers if worst-performing underlying exceeds its initial value on any autocall date
- Downside risk: If worst-performing underlying falls below 60% barrier at maturity, investors face direct exposure to losses
- Securities are unsecured obligations of Citigroup Global Markets Holdings, guaranteed by Citigroup
Notable risks include potential loss of principal, no guaranteed coupon payments, limited liquidity, and credit risk of the issuer. The offering highlights Citigroup's strategy to provide structured investment products with enhanced yield potential in exchange for defined risks.
Citigroup Global Markets Holdings has issued Callable Contingent Coupon Equity Linked Securities due May 25, 2027, linked to the worst-performing of Nasdaq-100 Index, SPDR S&P Regional Banking ETF, and VanEck Gold Miners ETF. The total offering amount is $3,560,000.
Key features include:
- Potential for 15.75% annual contingent coupon payments if the worst-performing underlying is above its barrier value
- Principal at risk with 40% downside exposure to worst-performing underlying if below final barrier
- Callable by issuer on specified dates starting December 22, 2025
- Initial coupon barrier set at 70% of initial values
- Final barrier set at 60% of initial values
The estimated value of the securities ($972.60) is less than the issue price ($1,000). All payments are subject to credit risk of Citigroup Global Markets Holdings and Citigroup Inc. The securities will not be listed on any exchange, potentially limiting liquidity.
Citigroup Global Markets Holdings has filed a pricing supplement for Autocallable Contingent Coupon Equity Linked Securities tied to NVIDIA Corporation, due July 12, 2028. Key features include:
- Principal amount of $1,000 per security with potential contingent coupon payments at 12.00% per annum
- Coupon payments only occur if NVIDIA's closing price is above the 60% barrier level on valuation dates
- Securities may be automatically called if NVIDIA's price equals/exceeds initial value on autocall dates
- At maturity, investors face full downside risk if NVIDIA falls below 60% barrier
- Estimated value at $913.50 per security, below issue price, with $25.50 underwriting fee
This structured product offers enhanced yield potential but carries significant risks including: possible loss of principal, no dividend participation, limited liquidity, and credit risk of Citigroup. The automatic call feature may limit upside potential if NVIDIA performs well.
Citigroup Global Markets Holdings has issued Autocallable Contingent Coupon Equity Linked Securities tied to Amazon.com stock, due June 23, 2028. The securities offer:
- Principal Amount: $1,000 per security with total offering of $275,000
- Contingent Coupon Rate: 11.20% per annum (2.80% per quarter), paid only if Amazon's closing price is above the 70% barrier level of $146.783
- Automatic Call Feature: Securities automatically redeem at par plus coupon if Amazon closes at or above initial value ($209.69) on any quarterly observation date
- Downside Risk: If Amazon closes below 70% barrier at maturity, investors face 1:1 losses with no floor
Key risks include potential loss of principal, no guaranteed coupons, and credit risk of Citigroup. The estimated value ($969.60) is less than the issue price ($1,000), with CGMI earning a $20 underwriting fee per security. These structured notes offer higher yield potential in exchange for significant market and credit risks.