Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc. is offering Autocallable Contingent Coupon Equity Linked Securities linked to Apple Inc., maturing April 15, 2027, with a stated principal amount of $1,000 per security and potential contingent coupons of 0.8292% per period (approximately 9.95% annualized) if valuation-date barriers are met.
The securities may be automatically redeemed on specified autocall dates beginning September 10, 2026, pay contingent coupons only when the underlying meets the coupon barrier of $203.447 (78.00% of the initial underlying value), and at maturity deliver $1,000 if the final underlying value is at or above the final barrier or an equity ratio of 3.83391 shares (or cash in CGMI's discretion) if below. All payments are obligations of the issuer and guaranteed by Citigroup Inc., and are subject to issuer credit risk, limited liquidity and complex tax treatment.
Citigroup Global Markets Holdings Inc. is offering Autocallable Contingent Coupon Equity Linked Securities linked to Meta Platforms, Inc., maturing April 15, 2027. The offering consists of securities with a $1,000 stated principal amount per security; total issue price shown is $3,233,000 with proceeds to issuer of $3,163,490.50.
The securities pay a contingent coupon of 1.0125% per period (annualized 12.15%) only if the underlying’s closing value on each valuation date is at or above the coupon barrier ($451.308, 69.00% of the initial underlying value $654.07). If not auto‑redeemed, final payment depends on whether the final underlying value is at or above the final barrier ($451.308); below that level holders receive an equity ratio of 1.52889 shares (or cash) per security and may lose most or all principal.
Citigroup Global Markets Holdings Inc. priced autocal lable contingent coupon equity-linked securities linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index, guaranteed by Citigroup Inc. Each security has a stated principal amount of $1,000 and an issue price of $1,000 with an estimated value at pricing of $981.40.
The securities pay a contingent quarterly coupon equal to 0.7208% per period (approximately 8.65% annualized) only if the worst performing underlying on a valuation date is at or above its coupon barrier of 75.00% of initial value. If not autocalled, maturity payment depends on the worst performing underlying relative to a final barrier of 75.00%; investors may lose up to all principal. The securities may be automatically redeemed on specified autocall dates beginning September 10, 2026. Investors bear issuer credit risk, limited liquidity, no dividend or upside participation, and tax and withholding uncertainties.
Citigroup Global Markets Holdings Inc. priced autocallable contingent coupon equity-linked securities tied to Target Corporation with a $1,000 stated principal amount per security and maturity April 15, 2027. The securities pay a contingent coupon of 0.975% per payment (equivalent to 11.70% per annum) when the underlying’s closing value on a valuation date is >= the coupon barrier of $85.725 (71.00% of the initial underlying value of $120.74). If not autocalled, repayment at maturity is $1,000 if the final underlying value is >= the final barrier ($85.725); otherwise holders receive an equity delivery equal to an equity ratio of 8.28226 shares per security (or cash in CGMI’s discretion), which may be worth significantly less than the stated principal, possibly zero. The issue price was $1,000 with an estimated value of $959.00 on pricing date and an underwriting fee of $21.50 per security. The securities are unsecured obligations of CGMH and are guaranteed by Citigroup Inc.; they carry issuer and guarantor credit risk and limited liquidity.
Citigroup Global Markets Holdings Inc. priced autocallable contingent coupon equity‑linked securities tied to Amazon.com, Inc. with a stated principal of $1,000 per security and maturity on April 15, 2027. The securities pay a contingent coupon of 0.9375% per period (equivalent to 11.25% per annum) only if the closing value of AMZN on each valuation date is at or above the coupon barrier of $147.888 (69.00% of the initial underlying value of $214.33). If not redeemed early, holders receive $1,000 at maturity only if the final underlying value is at or above the final barrier ($147.888); otherwise holders receive a fixed number of underlying shares equal to the equity ratio (4.66570) or cash in lieu, which may be worth significantly less than principal and possibly zero. The securities may be automatically called beginning on the potential autocall date of September 10, 2026 and on subsequent valuation dates if AMZN closes at or above the initial underlying value, in which case holders receive $1,000 plus the related contingent coupon. The issue price per security is $1,000, the estimated value on the pricing date was $969.70, and the underwriting fee was up to $21.50 per security. All payments are unsecured obligations of the issuer and guaranteed by Citigroup Inc.; holders bear issuer credit risk and liquidity risk.
Citigroup Global Markets Holdings Inc. priced medium-term, autocallable contingent coupon equity-linked notes due March 18, 2027 with a $1,000 stated principal per security. The notes pay a contingent coupon of 2.90% per observation (annualized 11.60%) if the worst-performing underlying meets its coupon barrier on valuation dates.
The notes link to the worst performing of the Nasdaq-100 Index® and the S&P 500® Index, have quarterly valuation dates beginning June 15, 2026, and may autocall early on certain dates. At maturity holders receive principal only if the worst-performing underlying is at or above its final barrier (75% of initial); otherwise payoff is reduced pro rata by the underlying return and may be substantially less than principal.
Citigroup Global Markets Holdings Inc. is offering structured securities linked to GE Vernova Inc. Each security has a stated principal amount of $1,000. The notes have a participation rate of 150%, a threshold equal to 70% of the starting value, and a minimum call premium of 31.50%.
The expected pricing date is March 24, 2026, issue date March 27, 2026, a first call assessment on March 29, 2027, and final maturity on March 29, 2029. If not called, maturity payment depends on the ending value relative to the threshold and starting values; losses are 1-to-1 below the threshold. The securities are unsecured obligations of the issuer and guaranteed by Citigroup Inc., and holders are exposed to issuer credit risk, lack of dividend rights, limited secondary market liquidity, and tax uncertainty.
Citigroup Global Markets Holdings Inc. is offering medium-term, non-interest-bearing autocal lable notes linked to the S&P 500 Futures 35% Edge Volatility 6% Decrement Index (USD) ER, due April 3, 2036.
The notes pay no coupons, can automatically redeem early on specified valuation dates for the stated principal of $1,000 plus a preset premium, and at maturity repay principal plus a premium only if the final index value is at or above a final barrier set at 60.00% of the initial index value. If the final index value is below that barrier, holders suffer 1:1 downside loss on the stated principal. The index targets 35% volatility, may use leverage up to 500%, and is reduced by a 6% per annum decrement; historical index close was 475.3564 as of March 10, 2026.
Citigroup Global Markets Holdings Inc. is offering market-linked securities linked to the SPDR® Gold Trust (GLD) with a stated principal amount of $1,000 per security. The pricing date is March 26, 2026, issue date March 31, 2026, valuation date March 29, 2027 and maturity April 1, 2027.
At maturity each security pays either: (a) $1,000 plus a leveraged gain equal to the underlying return times a 125.00% upside participation rate, capped at a $180.00 maximum return (18.00% of principal); or (b) $1,000 plus the underlying return on a 1:1 basis down to a $100.00 maximum loss (10.00% of principal). The offering price is $1,000.00 per security; CGMI estimates the securities' value will be at least $935.00 on the pricing date and will receive an $10.00 underwriting fee per security.
Citigroup Global Markets Holdings Inc. is offering autocallable contingent coupon equity-linked securities due September 15, 2027 linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500. Each security has a stated principal amount of $1,000 and an issue price of $1,000.
The securities pay a contingent coupon of 2.3625% per period (annualized 9.45%) only if the worst performing underlying on a valuation date is at or above its coupon barrier (70% of the initial value). If not auto‑redeemed, maturity payoffs depend on the worst performing underlying versus its final barrier (70% of initial), which can result in losses up to the full principal. The pricing date estimated value was $967.40 per security; the underwriting fee was $22.25 per security.