Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Citigroup Inc. (C) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures, including current reports on Form 8-K and other key documents filed with the U.S. Securities and Exchange Commission. As a global financial-services firm and bank holding company, Citigroup uses SEC filings to report material events, financial results, capital actions, governance decisions and changes affecting its securities.
Citigroup’s Form 8-K filings cover topics such as quarterly and full-year financial results, which are accompanied by press releases and Quarterly Financial Data Supplements detailing financial, statistical and business-related information. Other 8-Ks describe amendments to the company’s certificate of incorporation through certificates of designations for new preferred stock series, supplemental indentures related to senior and subordinated notes, and information about securities registered under Section 12(b) of the Exchange Act.
Filings also disclose capital and liability management actions, including the issuance and redemption of preferred stock and related depositary shares, as well as the declaration of dividends on common and preferred stock. Governance-related 8-Ks outline leadership changes, equity awards to executives, and Board decisions such as the election of the Chief Executive Officer as Chair of the Board and the designation of a Lead Independent Director.
Citigroup uses 8-Ks to report strategic and legacy franchise actions, including plans to sell AO Citibank, its remaining operations in Russia, and agreements to sell an equity stake in Grupo Financiero Banamex, S.A. de C.V., along with associated goodwill impairments and accounting impacts. On Stock Titan, these filings are paired with AI-powered summaries that explain the significance of each document, helping users interpret complex items such as results of operations, capital structure changes, material impairments and governance developments. Investors can also use the filings page to monitor information related to Citigroup’s registered securities and to locate references to other core filings, including annual reports on Form 10-K, quarterly reports on Form 10-Q and, where applicable, insider transaction disclosures.
Overview: Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc. (C), is issuing $3.016 million of Contingent Income Auto-Callable Securities due 23 Jun 2028 linked to Palo Alto Networks, Inc. (PANW). The unsecured, unlisted notes combine a high potential coupon with meaningful principal risk.
Coupon mechanics: A 2.55 % quarterly coupon (10.20 % p.a.) is paid only when PANW’s closing price on the relevant observation date is at or above 60 % of the $199.24 initial price. Missed coupons are permanently forfeited.
Auto-call feature: From 22 Sep 2025 onward, the notes are automatically redeemed at $1,000 plus the coupon if PANW closes at or above the initial price on any quarterly observation date, capping upside and shortening tenor.
Principal repayment: If not called, at maturity investors receive (i) par plus the final coupon when PANW ≥ 60 % threshold ($119.544) or (ii) par plus par × share return when PANW < threshold, exposing holders to a 1-for-1 loss that could reduce recovery to $0.
Pricing & fees: Issue price $1,000; estimated value $969.10 (≈3.1 % discount). Underwriting fee $22.50 per unit, including a $17.50 selling concession and $5.00 structuring fee to Morgan Stanley Wealth Management. Net proceeds $977.50 per note.
Key risks: Credit exposure to Citigroup entities, principal-at-risk beyond the 40 % buffer, no secondary-market listing, no participation in equity upside or dividends, single-stock concentration, and valuation drag from sizable upfront fees.
Citigroup Global Markets Holdings has issued Autocallable Barrier Securities linked to the S&P 500® Index, due June 23, 2028. Key features include:
- Principal Amount: $1,000 per security with total offering of $2,637,000
- Automatic Early Redemption: If S&P 500 closes at or above initial value (5,967.84) on June 26, 2026, securities redeem for $1,080
- Maturity Payment Structure: - If final index value ≥ initial value: Principal + greater of (34% premium or index appreciation) - If final index value ≥ 90% barrier (5,371.056): Principal protected - If below barrier: 1:1 loss with index decline
- Key Risks: No interest payments, potential total loss of principal, limited liquidity, credit risk of Citigroup
The estimated value ($961.40) is below issue price ($1,000), with CGMI receiving $22.50 underwriting fee per security. These structured notes offer conditional downside protection with upside participation in S&P 500 performance.
Citigroup Global Markets Holdings has filed a prospectus supplement for Autocallable Contingent Coupon Equity Linked Securities tied to the S&P 500® Index, due October 1, 2026. The securities offer potential periodic contingent coupon payments at an annualized rate of at least 6.50%.
Key features include:
- Stated principal amount of $1,000 per security
- Contingent coupon payments subject to the S&P 500 closing above 75% of initial value
- Automatic early redemption if index closes at or above initial value on specified dates
- 15% downside buffer at maturity
- Risk of principal loss if index falls below buffer level
Notable risks include potential loss of principal, no guaranteed coupon payments, and limited liquidity. The estimated value ($941.50 per security) is less than the issue price, reflecting underwriting fees and hedging costs. All payments are subject to Citigroup's credit risk.
Citigroup Global Markets Holdings has issued $2.417 million in Dual Directional Buffer Securities linked to the Nasdaq-100 Index, due July 9, 2026. These structured notes, fully guaranteed by Citigroup Inc, offer unique investment characteristics:
Key features include:
- $1,000 stated principal amount per security
- 1-to-1 upside participation up to a maximum return of 14.70%
- 10% downside buffer protection
- Potential positive returns in both up and down markets within specified ranges
- No periodic interest payments
The securities' payment at maturity depends on the Nasdaq-100 Index performance. If the index declines more than 10%, investors face leveraged downside exposure, potentially losing significant principal. The estimated value per security is $983.40, below the issue price, reflecting CGMI's pricing models and internal funding rate. Trading may be limited as securities won't be listed on any exchange.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., plans to issue Autocallable Contingent Coupon Equity-Linked Securities maturing 30 June 2028. Each $1,000 note references the worst performer among Alphabet Inc., Amazon.com, Inc. and Apple Inc. On every quarterly valuation date, investors will receive a coupon of at least 2.9375 % (≥11.75 % p.a.) provided the worst performer closes at or above its Coupon Barrier, fixed at 55 % of its initial value.
The same observation dates double as potential autocall dates. If the worst performer closes at or above its initial level, the note is automatically redeemed early at $1,000 plus that period’s coupon, which can cap total yield if the underlyings rally. Eleven potential autocall dates span from 29 Sept 2025 through 27 Mar 2028.
If the note is not called, principal repayment depends on the Final Barrier (also 55 % of initial). A final value at or above the barrier returns full principal; a value below the barrier delivers $1,000 multiplied by the worst performer’s return, exposing investors to 1-for-1 downside and potential total loss.
The securities are unsecured and unsubordinated obligations of Citigroup Global Markets Holdings Inc. and carry Citigroup Inc. credit risk. They will not be listed, limiting secondary liquidity. Pricing is expected on 27 June 2025, settlement on 2 July 2025. Estimated value is ≥$912.50 (≈91.3 % of issue price); CGMI will earn up to a 2 % underwriting fee. Investors forgo dividends and any equity upside beyond the fixed coupons and must read the accompanying risk factors.
Citigroup Global Markets has issued $4.927 million in Autocallable Phoenix Securities linked to CyberArk Software shares, due July 9, 2026. The securities offer contingent coupon payments of 3.675% with potential for early redemption.
Key features include:
- Initial share price: $383.05 with coupon/final barrier price at $248.983 (65% of initial)
- Automatic early redemption if CyberArk shares close above initial price on interim valuation dates
- At maturity, investors receive full principal plus coupon if final share price ≥ barrier price
- Risk of significant losses if final share price falls below barrier, with no downside protection
The estimated value is $985.80 per security, below the $1,000 issue price. The securities are unsecured obligations guaranteed by Citigroup Inc., with CGMI receiving a $10.00 underwriting fee per security. Investors face credit risk and potential illiquidity, with no participation in underlying share appreciation or dividends.
Citigroup Global Markets Holdings has filed a prospectus supplement for Autocallable Phoenix Securities linked to Microsoft Corporation (MSFT) stock, due July 2026. Key features include:
- Structure: Contingent coupon notes with potential early redemption features and downside risk
- Coupon Rate: 2.5875% contingent on MSFT stock price remaining above 85% of initial price
- Principal Protection: 15% buffer against losses, but no minimum payment guarantee at maturity
- Early Redemption: Automatic call if MSFT closes at or above initial price on any interim valuation date
- Estimated Value: At least $937.50 per $1,000 principal amount
The securities offer higher potential yield compared to conventional debt but expose investors to significant risks including potential loss of principal, missed coupon payments, and early redemption. All payments are subject to Citigroup's credit risk and the securities will not be listed on any exchange.
Citigroup Global Markets Holdings has issued $4.99 million in Autocallable Phoenix Securities linked to ASML Holding N.V. shares, due July 9, 2026. The securities, guaranteed by Citigroup Inc., offer potential contingent coupon payments at a 3.60% annualized rate.
Key features include:
- Initial share price: $756.53 with coupon and final barrier price at $491.745 (65% of initial)
- Automatic early redemption if ASML shares close above initial price on interim valuation dates
- Contingent coupon payments only if share price stays above barrier price
- Risk of significant principal loss if final share price falls below barrier price
The estimated value of $985.50 per security is below the $1,000 issue price. Citigroup Global Markets Inc. receives a $10.00 underwriting fee per security. The securities are not listed on any exchange and carry credit risk of both issuers.
Citigroup Global Markets is offering $15,818,600 in Trigger Autocallable Notes linked to the S&P 500 Index, due June 25, 2027. The notes feature:
- Automatic Call Feature: Notes will be automatically called if the S&P 500 closes at or above the initial level (6,025.17) on any quarterly valuation date after 6 months
- Call Return Rate: 10.13% per annum if called
- Downside Protection: Principal protected if final index level is above downside threshold (4,820.14, 80% of initial level)
- Risk Features: Full exposure to index losses below threshold; potential for 100% loss
The notes are priced at $10.00 per note with an estimated value of $9.798. They are unsecured obligations of Citigroup Global Markets Holdings, guaranteed by Citigroup Inc. UBS Financial Services is acting as selling agent with a $0.15 per note underwriting discount. The offering highlights significant risks including credit risk, market risk, and limited liquidity as notes won't be listed on any exchange.