Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc. supplements its prospectus to offer Medium-Term Senior Notes linked to the Citi Dynamic Asset Selector 5 Excess Return Index, a rules-based index that allocates between an S&P 500 futures constituent and a 10‑Year U.S. Treasury futures constituent across three portfolios. The Index applies a volatility target of 5%, a 0.85% per annum index fee, and Signal-based regime selection using a 21-day trend and 63-day volatility lookbacks. Notes repay stated principal at maturity but may provide contingent payments tied to Index performance; payments remain subject to the credit risk of the issuer and guarantor.
Citigroup Global Markets Holdings Inc. supplements its prospectus to offer medium-term senior notes linked to the new S&P 500 Futures Intraday Edge Volatility Indices. The index family includes 35% and 40% volatility targets, with two versions subject to a 6% per annum decrement.
Each Index provides leveraged or reduced exposure to a futures-based S&P 500 reference (leverage up to 500%), is reduced by notional transaction and replication costs, and launched on August 14, 2025. The securities are unsecured obligations of CGMH and are fully and unconditionally guaranteed by Citigroup Inc.; payments remain subject to each obligor’s credit risk.
Citigroup Global Markets Holdings Inc. offers callable Contingent Coupon Equity Linked Medium-Term Senior Notes due March 11, 2030 linked to the worst performing of the SPDR® Gold Trust, the State Street® Energy Select Sector SPDR® ETF and the VanEck® Semiconductor ETF. Each security has a stated principal amount of $1,000 and may pay contingent coupons set at least 1.50% per payment (equivalent to at least 18.00% per annum) when the worst performing underlying on a valuation date is at or above its coupon barrier (70% of initial value).
The issuer may call the securities on many potential redemption dates. At maturity holders receive $1,000 if the worst performing underlying on the final valuation date is at or above its final barrier (60% of initial value); if below, maturity payment equals $1,000 plus $1,000 times the underlying return of the worst performing underlying, which could result in a loss of up to all principal. The pricing supplement discloses an estimated value of at least $900.00 per security on the pricing date and highlights material liquidity, credit and tax uncertainties.
Citigroup Global Markets Holdings Inc. published a product supplement dated February 25, 2026 that sets out the general terms for Equity Linked Securities (ELKS) and related medium-term senior notes, fully guaranteed by Citigroup Inc.
The supplement explains that each issuance will be described in an accompanying pricing supplement, details the payout mechanics (cash or delivery of underlying shares at maturity depending on a specified Downside Event), and emphasizes material risks: potential loss of principal, credit exposure to Citigroup Global Markets Holdings Inc. and Citigroup Inc., limited or no secondary market liquidity, exposure to volatility and dividends of the underlying shares or ETFs, calculation agent discretion, tax uncertainty under U.S. federal rules, and a unilateral cash‑settlement election by the issuer. The document instructs investors to review the applicable pricing supplement for specific terms including coupon, Downside Threshold Price, Equity Ratio, Valuation Date, and whether the securities are callable.
Citigroup Global Markets Holdings Inc. filed a warrants supplement (to the prospectus and prospectus supplement dated February 25, 2026) that sets forth general terms for future offerings of warrants linked to a company, an ETF or an equity index. The supplement explains that specific terms for each issuance will appear in a separate pricing supplement and highlights significant investor risks, including leverage, potential total loss of premium, limited liquidity, credit exposure to Citigroup Global Markets Holdings Inc. and Citigroup Inc., and tax and settlement complexities.
Citigroup Global Markets Holdings Inc. filed Product Supplement No. EA-04-12 describing terms for contingent coupon, medium-term senior notes fully guaranteed by Citigroup Inc. The supplement explains that coupon payments are contingent on the performance of one or more specified underlyings and that holders may lose some or all of their stated principal at maturity. It details key mechanics: valuation dates determine closing values used to calculate payments, CGMI acts as Calculation Agent with discretionary determinations, securities may be illiquid and typically will not be listed, automatic early redemption and share‑settlement features may apply if specified in a pricing supplement, and significant tax uncertainty and withholding risks exist for certain holders. Investors are directed to read the applicable pricing supplement, any underlying supplement and the accompanying prospectus materials for the specific terms and risks that govern a particular issuance.
Citigroup Global Markets Holdings Inc. publishes Product Supplement No. EA-03-11 setting standard terms for medium-term senior notes linked to equity indices, ETFs or company shares, to be offered under the prospectus dated February 25, 2026. The notes are senior unsecured obligations of Citigroup Global Markets Holdings Inc. and are fully and unconditionally guaranteed by Citigroup Inc.
The supplement explains that the notes repay stated principal at maturity, may pay an additional note return amount only if specified in the applicable pricing supplement, and will not pay coupons unless the pricing supplement so provides. Payments tied to underlying assets depend on Closing Level/Closing Price on valuation dates and are subject to market disruption, calculation agent discretion (CGMI), hedging and issuer/guarantor credit risk. Secondary-market liquidity is limited unless an underwriter makes a market; holders may need to hold to maturity.
Citigroup Global Markets Holdings Inc. is offering market-linked, auto-callable securities due February 28, 2030, fully guaranteed by Citigroup Inc. Each security has a stated principal amount of $1,000 and a contingent annual coupon rate of 10.45% payable quarterly only if the lowest performing of the EURO STOXX 50®, Russell 2000® and S&P 500® meets its coupon threshold (70% of its starting value) on every eligible trading day in an observation period. The securities may be automatically redeemed on quarterly autocall dates between August 2026 and November 2029 if the lowest performing underlying is at or above its starting value, in which case holders receive the stated principal plus any contingent coupon due. If not auto-redeemed, maturity payment depends solely on the lowest performing underlying on the final calculation day: holders receive $1,000 if that underlying is at or above 70% of its starting value, or $1,000 times that underlying’s performance factor if below 70%, potentially resulting in substantial or total loss of principal. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.; the estimated value at pricing was $971.70 per security and the public offering price was $1,000.00 per security.
Citigroup Global Markets Holdings Inc. is issuing autocallable Phoenix securities linked to Oracle Corporation common stock, guaranteed by Citigroup Inc. The offering totals $1,000,000 in aggregate with a stated principal of $10,000 per security and an issue price of $10,000 per security.
The securities mature on March 10, 2027 (unless auto‑redeemed). They pay a contingent coupon of 8.625% of stated principal on each contingent coupon payment date only if the relevant share price is at or above the coupon barrier price of $118.464 (80.00% of the initial share price $148.08). Interim valuation dates may trigger automatic early redemption at $10,000 plus the contingent coupon if the closing price is at or above the initial share price on an interim valuation date.
If not redeemed, at maturity holders receive $10,000 plus contingent coupon if the final share price is at or above the final barrier price $118.464; otherwise holders receive a fixed number of underlying shares equal to the equity ratio (84.41383) or, at the issuer's option, cash.
Citigroup Global Markets Holdings Inc. supplements its prospectus to describe potential securities linked to one or more indices or exchange-traded funds, with payments on the securities fully and unconditionally guaranteed by Citigroup Inc. February 25, 2026.
The underlying supplement lists methodology, calculation, governance and licensing details for many benchmarks and funds—including the Dow Jones Industrial Average, EURO STOXX Select Dividend 30, FTSE 100, MSCI family, Nasdaq-100 and a range of commodity and ETF references—and notes that specific issuance terms will appear in separate pricing supplements.