Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering callable contingent coupon equity-linked securities tied to the worst performer of the Dow Jones Industrial Average, Russell 2000 Index and S&P 500 Index, maturing on February 9, 2028.
The notes pay a 10.00% annualized contingent coupon (2.50% per quarter) only if, on each valuation date, the worst-performing index is at least 76% of its initial value. If not, no coupon is paid. At maturity, if the worst index is below its 76% barrier, principal is reduced one-for-one with the decline and can fall to zero.
The securities are callable at the issuer’s option on specified dates at $1,000 plus any due coupon, are unsecured and subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., are not exchange-listed, and were issued at $1,000 with an estimated value of $971.90 per security. Total offering size is $3,400,000.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable contingent coupon equity-linked securities tied to the S&P 500 Futures 40% Intraday Edge Volatility TCA 6% Decrement Index (USD) ER. Each security has a $1,000 stated principal amount and matures on February 7, 2031, unless called earlier.
The notes pay a contingent coupon of 1.0417% per month (about 12.50% per year) only if the index closes on the prior valuation date at or above the coupon barrier, set at 50% of the initial level (4,475.415 from 8,950.83). Missed coupons can be made up later if the barrier is met again.
Starting in 2027, if on a potential autocall date the index is at or above its initial level, the notes are automatically redeemed at $1,000 plus the applicable coupon and any unpaid coupons. If not called and the final index level is below the final barrier (also 50% of initial), principal repayment is reduced one-for-one with the index loss, potentially to zero, and no coupon is paid at maturity.
The securities are not listed on any exchange. The total offering is $858,000 with an underwriting fee of $12.50 per security, and an estimated value of $927.80 per security at pricing, reflecting structuring and hedging costs. The complex underlying index uses leveraged, volatility-targeted exposure to S&P 500 futures with a 6% annual decrement and notional costs, which can cause significant underperformance versus the S&P 500 Index and introduces substantial risk.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable contingent coupon equity-linked securities tied to Amazon.com, Inc. stock, maturing March 23, 2027. Each security has a $1,000 principal amount.
Investors may receive monthly contingent coupons of 0.8958% of principal (about 10.75% per year), but only if Amazon’s closing value on each valuation date is at or above a coupon barrier set at 70% of the initial share price. Starting August 18, 2026, the notes are automatically called at par plus coupon if Amazon is at or above the initial value on specified dates, which can cap total income.
If the notes are not called and Amazon’s final value is at least 70% of the initial value, investors receive $1,000 back per note plus any final coupon. If the final value is below 70%, investors receive Amazon shares (or cash) worth less than principal and could lose their entire investment.
The securities will not be listed on any exchange and carry the full credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The expected estimated value on the pricing date is at least $920.50 per $1,000 note, below the issue price due to selling, structuring and hedging costs.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured autocallable securities linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 Index® and Russell 2000® Index. The notes are issued in $1,000 denominations and pay no interest.
The notes can be automatically redeemed on scheduled valuation dates from February 2027 through February 2031 if the worst-performing index is at or above its initial level, paying $1,000 plus a fixed premium starting at 10.70% and rising to at least 53.50% on the final valuation date.
If not redeemed early, maturity payment depends solely on the worst-performing index: investors receive $1,000 plus the final premium if that index is at or above its initial level, $1,000 if it is below initial but at or above 70% of initial, and a 1‑for‑1 loss below that barrier, potentially losing the entire principal. The notes are not listed, have limited liquidity, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured autocallable securities linked to the EURO STOXX 50® Index. Each security has a $1,000 stated principal amount, pays no interest, and may automatically redeem early on scheduled valuation dates through February 10, 2031.
If on a valuation date the index closes at or above 90% of its initial level, the notes are redeemed for $1,000 plus a fixed premium, starting at 8.60% of principal in February 2027 and rising to 43.00% on the final valuation date. If held to maturity on February 13, 2031 and not called, investors receive principal plus the final premium if the index is at or above the 90% autocall barrier, full principal only if it is at or above an 85% buffer level, and a leveraged loss below that level based on a buffer rate of 1.1765. The securities are not listed, carry full credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and their estimated value on the pricing date is expected to be at least $941 per security, below the $1,000 issue price due to structuring and hedging costs.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured Market Linked Securities tied to United Parcel Service, Inc. Class B shares. Each $1,000 security pays a fixed monthly coupon at a rate of at least 8.00% per year, but principal is at risk.
The notes are auto-callable: if UPS’s closing value on a monthly call date from August 2026 to January 2028 is at or above the starting value, investors receive $1,000 plus that month’s coupon and the investment ends. If not called and UPS finishes below an 80% downside threshold on the final calculation day, investors receive UPS stock worth less than $1,000 and could lose their entire principal. The estimated value on the pricing date is expected to be at least $921.50 per security, below the $1,000 public offering price, reflecting structuring, hedging costs and internal funding rates. The securities are not listed, may have limited liquidity, are subject to Citi credit risk, and involve complex and uncertain U.S. tax treatment.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable contingent coupon equity-linked securities due January 19, 2028, linked to the worst performer of the Russell 2000® Index, the Energy Select Sector SPDR® ETF and the Technology Select Sector SPDR® ETF.
The notes pay a contingent coupon of at least 13.50% per annum, but only if on each valuation date the worst-performing underlying is at or above 75% of its initial value. At maturity, if not previously called, investors receive $1,000 per note only if the worst performer is at or above 60% of its initial value; otherwise repayment is reduced in line with that decline and can fall to zero.
The issuer may redeem the notes early on specified dates, paying $1,000 plus any due coupon. The securities will not be listed, are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and have an estimated value on the pricing date expected to be at least $925 per $1,000 issue price.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured callable contingent coupon equity-linked securities tied to the worst performer of the Nasdaq-100, Russell 2000 and S&P 500 indexes, maturing on August 8, 2028.
The notes pay a contingent coupon of 3.1625% per quarter (annualized 12.65%) only if, during each observation period, no index closes below its coupon barrier of 70% of its initial level. Principal repayment depends on the worst-performing index staying at or above a final barrier of 60% of its initial level on the valuation date.
If the worst-performing index finishes below its final barrier, investors lose 1% of principal for every 1% decline, down to a total loss, and no final coupon is paid. The issuer may call the notes on specified dates, limiting income if markets are favorable. The notes are not listed, may be illiquid, and carry full credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. Issue price is $1,000 per note, with estimated value $986.40 and an underwriting fee of up to $2 per note.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering buffered notes linked to the MSCI EAFE Index. The notes pay no interest and may return less than principal at maturity, depending on index performance.
Investors get 160% upside participation in index gains, capped by a maximum settlement amount expected between $1,213.44 and $1,251.04 per $1,000 note, implying a maximum return of 21.344% to 25.104%. A 15% buffer absorbs moderate declines, but losses accelerate beyond that, up to a total loss of principal. The notes are unsecured, subject to Citigroup credit risk, unlisted, and may have limited liquidity. U.S. tax treatment is uncertain and expected to be as prepaid forward contracts.
Citigroup Global Markets Holdings Inc. is offering unsecured equity index basket-linked notes, fully guaranteed by Citigroup Inc., with a stated principal amount of $1,000 per note and a term expected between 25 and 28 months. The notes pay no interest and do not guarantee principal repayment.
At maturity, holders receive $1,000 plus 300% of any positive basket return, capped at a maximum settlement amount expected between $1,360.60 and $1,424.20, implying a maximum return of 36.06% to 42.42%. The basket is unequally weighted across the EURO STOXX 50® (38%), TOPIX® (26%), FTSE® 100 (17%), Swiss Market Index® (11%) and S&P/ASX 200 (8%), with an initial basket level of 100.00.
If the final basket level is below the initial level, repayment is reduced one-for-one with the decline, and investors can lose their entire investment. The notes are not listed, may have limited liquidity, embed issuer and guarantor credit risk, and include structural risks such as capped upside, foreign equity exposure and sensitivity to a single valuation date.